DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Carlyle Global Credit Investment Management L.L.C.
Latest filing Jul 15, 2026
First filing on the tape Feb 22, 2013 · 34 filings
SEC status approved since Mar 13, 2013
RAUM
$68B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
382
155 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
67
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$68B as of Jul 15, 2026
Mar 31, 2014$335M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 15, 2026
Mar 31, 20140 then
Employees (5.A)382 as of Jul 15, 2026
Mar 31, 201490 then
Private funds67 as of Jul 15, 2026
Mar 30, 20162 then
RAUM +16% over the last fiscal year+25% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $441MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $29B, 127 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$39B62%
- Insurance companies$17B27%
- Investment companies$7.1B11%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 155reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $29B for 127 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.75 institutional_share=0.25 related_bd=true related_bank=true bd_reps=38.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
65 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Carlyle Credit Opportunities Fund II | Private Equity Fund | $5.6B | 194 | Mar 31, 2021 |
| Carlyle Strategic Partners IV | Private Equity Fund | $2.4B | 326 | Mar 30, 2017 |
| Carlyle Credit Opportunities Fund | Private Equity Fund | $1.9B | 151 | Mar 30, 2018 |
| Carlyle Skyline Credit Fund, L.P. | Private Equity Fund | $1.3B | 1 | Mar 31, 2021 |
| Carlyle Credit Opportunities Fund III | Private Equity Fund | $1.0B | 229 | Mar 30, 2023 |
| Middle Market Credit Fund, LLC | Other Private Fund | $805M | 2 | Mar 30, 2016 |
| Mc Uni LLC | Private Equity Fund | $737M | 2 | Mar 30, 2018 |
| Carlyle Infrastructure Credit Fund | Private Equity Fund | $709M | 33 | Mar 31, 2022 |
| Cdl 2018-1, L.P. | Private Equity Fund | $637M | 3 | Mar 29, 2019 |
| Carlyle Direct Lending Clo 2015-1r LLC | Private Equity Fund | $558M | 1 | Mar 30, 2016 |
| Carlyle Direct Lending Drawdown Clo 2022-1 Partnership, L.P. | Private Equity Fund | $466M | 4 | Mar 30, 2023 |
| Carlyle Charlie Opportunistic Credit Partnership, L.P. | Private Equity Fund | $465M | 1 | Mar 28, 2024 |
| Carlyle Bravo Opportunistic Credit Partnership | Private Equity Fund | $457M | 2 | Mar 31, 2022 |
| Carlyle Net Lease Income | Real Estate Fund | $434M | 8 | Mar 30, 2023 |
| Carlyle Ontario Credit Partnership, L.P. | Private Equity Fund | $380M | 2 | Mar 31, 2021 |
| Ccof Neptune Co-Investment, L.P. | Private Equity Fund | $372M | 7 | Mar 30, 2023 |
| Ccof Sierra II, L.P. | Private Equity Fund | $361M | 10 | Mar 30, 2023 |
| Carlyle Energy Mezzanine Opportunities Fund II | Private Equity Fund | $343M | 241 | Mar 30, 2016 |
| Middle Market Credit Fund II, LLC | Other Private Fund | $247M | 2 | Mar 31, 2021 |
| Cdl Offshore Fund (Levered), L.P. | Private Equity Fund | $241M | 37 | Mar 30, 2023 |
| Carlyle Credit Opportunities Fund II G Co-Invest L.P. | Private Equity Fund | $231M | 2 | Mar 30, 2023 |
| Carlyle Direct Lending Fund (Levered), L.P. | Private Equity Fund | $228M | 62 | Mar 30, 2023 |
| Cpc V, L.P. | Private Equity Fund | $214M | 2 | Mar 30, 2018 |
| Carlyle Clover Partners 2, L.P. | Private Equity Fund | $189M | 2 | Mar 30, 2020 |
| Carlyle Clover Partners, L.P. | Private Equity Fund | $189M | 2 | Mar 30, 2020 |
| Ccof Alera Aggregator, L.P. | Private Equity Fund | $177M | 6 | Mar 28, 2024 |
| Carlyle Cedar Infrastructure Credit Partners, L.P. | Private Equity Fund | $166M | 1 | Mar 30, 2023 |
| Carlyle Clo Fund, L.P. | Private Equity Fund | $143M | 1 | Jan 8, 2020 |
| Carlyle Spinnaker Partners 2, L.P. | Private Equity Fund | $143M | 2 | Mar 30, 2023 |
| Carlyle Credit Opportunities Fund II-N Main, L.P. | Private Equity Fund | $141M | 2 | Mar 30, 2023 |
| Carlyle Revolving Loan Fund | Private Equity Fund | $111M | 32 | Mar 31, 2021 |
| Carlyle Tango Re Credit, L.P. | Private Equity Fund | $89.6M | 1 | Mar 30, 2020 |
| Csp IV Coinvest Brawn, L.P. | Private Equity Fund | $74.6M | 3 | Mar 31, 2022 |
| Ccof Madison Co-Investment, L.P. | Private Equity Fund | $74.2M | 1 | Mar 28, 2024 |
| Ccof Picard Co-Investment, L.P. | Private Equity Fund | $71.1M | 7 | Mar 30, 2023 |
| Carlyle Aurora Infrastructure Credit Partners, L.P. | Private Equity Fund | $68.6M | 1 | Mar 31, 2022 |
| Carlyle Credit Opportunities Fund III Private Securitization Vehicle Borrower, L.P. | Private Equity Fund | $60.3M | 10 | Mar 28, 2024 |
| Cdl Junipd, L.P. | Private Equity Fund | $55.8M | 2 | Mar 28, 2024 |
| Ccof Fleet Aggregator, L.P. | Private Equity Fund | $49.7M | 0 | Mar 28, 2024 |
| Carlyle Strategic Partners III | Private Equity Fund | $43.3M | 166 | Mar 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Elias William Conway · Co-Founder - The Carlyle Groupcontrolsince 07/1996 · owns less than 5%
- Anthony Daniel D'Aniello · Co-Founder - The Carlyle Groupcontrolsince 07/1996 · owns less than 5%
- William Jeffrey Ferguson · Managing Director/General Counsel - The Carlyle Groupcontrolsince 04/1997 · owns less than 5%
- P. Lindsay Lobue · Chief Operating Officer - The Carlyle Groupcontrolsince 07/2024 · owns less than 5%
- Ann Heather Mitchell · Managing Director/Chief Risk Officer - The Carlyle Groupcontrolsince 03/2021 · owns less than 5%
- Christopher John Redett · Managing Director/Chief Financial Officer - The Carlyle Groupcontrolsince 10/2023 · owns less than 5%
- Mark David Rubenstein · Co-Founder - The Carlyle Groupcontrolsince 07/1996 · owns less than 5%
- Mitchell Harvey Schwartz · Managing Director/Chief Executive Officer - The Carlyle Groupcontrolsince 02/2023 · owns less than 5%
- Laboure Catherine Ziobro · Managing Director - The Carlyle Group; Chief Compliance Officer - Carlyle Global Credit Investment Management L.L.C.since 07/2016 · owns less than 5%
Entity owners
- Carlyle Investment Management L.L.C. · Memberdirect · owns 75% or more
- Carlyle Holdings I Gp Inc. · Memberindirect · owns 75% or more of Carlyle Holdings I Gp Sub L.L.C.
- Carlyle Holdings I Gp Sub L.L.C. · General Partnerindirect · owns F of Carlyle Holdings I L.P.
- Carlyle Holdings I L.P. · Memberindirect · owns 50% to 75% of Cg Subsidiary Holdings L.L.C.
- Carlyle Holdings II Gp L.L.C. · Memberindirect · owns 75% or more of Carlyle Holdings II L.L.C.
- Carlyle Holdings II L.L.C. · Memberindirect · owns 25% to 50% of Cg Subsidiary Holdings L.L.C.
- Cg Subsidiary Holdings L.L.C. · Memberindirect · owns 75% or more of Tc Group, L.L.C.
- Tc Group, L.L.C. · Memberindirect · owns 75% or more of Carlyle Investment Management L.L.C.
- The Carlyle Group Inc. · Shareholderindirect · owns 75% or more of Carlyle Holdings I Gp Inc. · public reporting company
- The Carlyle Group Inc. · Memberindirect · owns 75% or more of Carlyle Holdings II Gp L.L.C. · public reporting company
- The Carlyle Group Inc. · Memberindirect · owns 50% to 75% of Carlyle Holdings II L.L.C. · public reporting company
Related persons
Schedule D 7.A
- Alpinvest Partners B.V.investment adviserbankpooled vehicle sponsornRAUM $40B
- Alpinvest Private Equity Investment Management LLCinvestment advisern
- Alpinvest US Holdings, LLCinvestment advisernRAUM $58B
- Caf General Partner, L.P.pooled vehicle sponsorn
- Carlyle Asia Limitedbroker-dealern
- Carlyle Aurora Revolving Loan Fund Gp, L.P.pooled vehicle sponsorn
- Carlyle Australia Equity Management Pty Limitedbroker-dealern
- Carlyle Aviation Pdp Management LLCinvestment adviserbanknRAUM $10B
- Carlyle Aviation Securities Partners LLCinvestment adviserbanknRAUM $1.1B
- Carlyle Clo Management Europe LLCinvestment advisern
- Carlyle Clo Management L.L.C.investment advisern
- Carlyle Clo Partners Gp, L.L.C.pooled vehicle sponsorn
- Carlyle Clop Gp, L.L.C.pooled vehicle sponsorn
- Carlyle Direct Lending Fund Gp, L.L.C.bankpooled vehicle sponsorn
- Carlyle Falcon Structured Solutions Manager, L.L.C.pooled vehicle sponsorn
- Carlyle Hong Kong Equity Management Limitedbroker-dealern
- Carlyle Insurance Solutions Management L.L.C.investment advisern
- The Carlyle Groupinvestment adviserbankyRAUM $284B
- Carlyle Investments (Canada) Corporationbroker-dealern
- Carlyle Japan Equity Management L.L.C.broker-dealern
- Carlyle Mc Gp, Ltd.pooled vehicle sponsorn
- Carlyle Net Lease Income General Partner, LLCpooled vehicle sponsorn
- Carlyle Revolving Loan Gp, L.P.pooled vehicle sponsorn
- Carlyle Revolving Loan II Gp, L.P.bankpooled vehicle sponsorn
- Carlyle Singapore Investment Advisors Pte Ltdbroker-dealerinvestment advisern
- Carlyle Skyline Credit Fund Gp, L.P.pooled vehicle sponsorn
- Carlyle Slp Ltd.pooled vehicle sponsorn
- Carlyle Spinnaker Partners 2 Gp, L.L.C.pooled vehicle sponsorn
- Carlyle Structured Credit Gp, L.P.pooled vehicle sponsorn
- Carlyle Structured Solutions G Co-Invest Gp, L.P.pooled vehicle sponsorn
Advisers that list Carlyle Global Credit Investment Management L.L.C. as a related person
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA2 employees
- Washington, DC1 employees
What changed
consecutive filings, newest first
- Private funds · 66 to 67Mar 31, 2026 to Jul 15, 2026
- Accounts · 165 to 155Jan 20, 2026 to Mar 31, 2026
- Advisory employees · 161 to 155Jan 20, 2026 to Mar 31, 2026
- BD registered reps · 30 to 38Jan 20, 2026 to Mar 31, 2026
- Pooled vehicle clients · 146 to 132Jan 20, 2026 to Mar 31, 2026
- Assets in custody · $24B to $29BJan 20, 2026 to Mar 31, 2026
- Employees · 335 to 382Jan 20, 2026 to Mar 31, 2026
- Other offices · 1 to 2Jan 20, 2026 to Mar 31, 2026
- Discretionary RAUM · $57B to $66BJan 20, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $2.2B to $2.3BJan 20, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $36B to $39BJan 20, 2026 to Mar 31, 2026
- RAUM · $59B to $68BJan 20, 2026 to Mar 31, 2026
- Accounts · 159 to 165Jan 23, 2025 to Mar 31, 2025
- Advisory employees · 160 to 161Jan 23, 2025 to Mar 31, 2025
- BD registered reps · 21 to 30Jan 23, 2025 to Mar 31, 2025
- Pooled vehicle clients · 139 to 146Jan 23, 2025 to Mar 31, 2025
- Assets in custody · $18B to $24BJan 23, 2025 to Mar 31, 2025
- Employees · 305 to 335Jan 23, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 23, 2025 to Mar 31, 2025
- Other offices · 2 to 1Jan 23, 2025 to Mar 31, 2025
- Private funds · 59 to 66Jan 23, 2025 to Mar 31, 2025
- Discretionary RAUM · $45B to $57BJan 23, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $1.3B to $2.2BJan 23, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $28B to $36BJan 23, 2025 to Mar 31, 2025
- RAUM · $47B to $59BJan 23, 2025 to Mar 31, 2025
- Accounts · 135 to 159Oct 4, 2023 to Mar 28, 2024
- Advisory employees · 153 to 160Oct 4, 2023 to Mar 28, 2024
- BD registered reps · 25 to 21Oct 4, 2023 to Mar 28, 2024
- Pooled vehicle clients · 116 to 139Oct 4, 2023 to Mar 28, 2024
- Employees · 297 to 305Oct 4, 2023 to Mar 28, 2024
- Private funds · 46 to 59Oct 4, 2023 to Mar 28, 2024
- Discretionary RAUM · $33B to $45BOct 4, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $1.9B to $1.3BOct 4, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $23B to $28BOct 4, 2023 to Mar 28, 2024
- RAUM · $35B to $47BOct 4, 2023 to Mar 28, 2024
- Accounts · 118 to 135Feb 16, 2023 to Mar 30, 2023
- Advisory employees · 126 to 153Feb 16, 2023 to Mar 30, 2023
- BD registered reps · 19 to 25Feb 16, 2023 to Mar 30, 2023
- Pooled vehicle clients · 106 to 116Feb 16, 2023 to Mar 30, 2023
- Assets in custody · $14B to $18BFeb 16, 2023 to Mar 30, 2023
Signals
15 dated events
- Carlyle Global Credit Investment Management L.L.C. reported RAUM $59.0B, up 26% from $46.8B (2025-01-23 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- P. Lindsay Lobue (Chief Operating Officer - The Carlyle Group) appeared on Schedule A of Carlyle Global Credit Investment Management L.L.C.Jul 3, 2024 · Control person joined · fact
- Christopher Finn (Chief Operating Officer - The Carlyle Group) no longer on Schedule A of Carlyle Global Credit Investment Management L.L.C. (listed 2024-03-28, absent 2024-07-03)Jul 3, 2024 · Control person left · inference
- Carlyle Global Credit Investment Management L.L.C. reported RAUM $46.8B, up 34% from $35.0B (2023-10-04 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Christopher John Redett (Managing Director/Chief Financial Officer - The Carlyle Group) appeared on Schedule A of Carlyle Global Credit Investment Management L.L.C.Oct 4, 2023 · Control person joined · fact
- Lyle Curtis Buser (Managing Director/Cfo - The Carlyle Group) no longer on Schedule A of Carlyle Global Credit Investment Management L.L.C. (listed 2023-03-30, absent 2023-10-04)Oct 4, 2023 · Control person left · inference
- Mitchell Harvey Schwartz (Managing Director/Chief Executive Officer - The Carlyle Group) appeared on Schedule A of Carlyle Global Credit Investment Management L.L.C.Feb 16, 2023 · Control person joined · fact
- Kewsong Lee (Chief Executive Office -The Carlyle Group) no longer on Schedule A of Carlyle Global Credit Investment Management L.L.C. (listed 2022-05-17, absent 2022-08-30)Aug 30, 2022 · Control person left · inference
- Carlyle Global Credit Investment Management L.L.C. reported RAUM $27.8B, up 26% from $22.1B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Edward Bruce Rosenblum (Managing Director/Chief Risk Officer - The Carlyle Group) no longer on Schedule A of Carlyle Global Credit Investment Management L.L.C. (listed 2020-10-16, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Ann Heather Mitchell (Managing Director/Chief Risk Officer - The Carlyle Group) appeared on Schedule A of Carlyle Global Credit Investment Management L.L.C.Mar 31, 2021 · Control person joined · fact
- Allen Glenn Youngkin (Co-Chief Executive Officer - The Carlyle Group) no longer on Schedule A of Carlyle Global Credit Investment Management L.L.C. (listed 2020-03-30, absent 2020-10-16)Oct 16, 2020 · Control person left · inference
- Christopher Finn (Chief Operating Officer - The Carlyle Group) appeared on Schedule A of Carlyle Global Credit Investment Management L.L.C.Mar 29, 2019 · Control person joined · fact
- Carlyle Global Credit Investment Management L.L.C. reported RAUM $13.9B, up 552% from $2.1B (2017-03-30 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- Carlyle Gms Investment Management filed its initial SEC registration (Form ADV)Feb 22, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Carlyle Global Credit Investment Management L.L.C. · Independent Sponsorsshared crd · capital_provider
- Carlyle Global Credit Investment Management L.L.C. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-carlyle-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- carlylecreditincomefund.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-813-4900reportedpublic record, Form ADV, Jul 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Carlyle Global Credit Investment Management L.L.C. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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