DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bernard Wealth Management Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Deanna Joyce Harless | Creative Planning independent RIA | Bernard Wealth Management Corp. independent RIA | RIA to RIA | Mar 22, 2023 | Jan 1, 2025 (651 d) |
| Andrew Paul Niedermeier | Charles Schwab & Co., Inc. national BD | Bernard Wealth Management Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2018 | Jan 1, 2025 (2289 d) |
| Kenneth Mark Bernard | Gpm Growth Investors, Inc. other | Bernard Wealth Management Corp. independent RIA | Other | Nov 14, 2011 | Jan 1, 2025 (4797 d) |
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3 moves match.