DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cl Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Reid Richardson | Victory Advisors LLC no RAUM | Cl Wealth Management, LLC no RAUM | Other | Dec 5, 2012 | Mar 18, 2013 (103 d) |
| Edgar Allen Thomas | Brookstone Investment Advisory Services other | Cl Wealth Management, LLC no RAUM | Other | Jun 20, 2012 | Mar 18, 2013 (271 d) |
Page 1 of 1
2 moves match.