DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
First Sentier Investors (Singapore)
Latest filing Mar 27, 2026
First filing on the tape Aug 16, 2012 · 47 filings
SEC status approved since Sep 19, 2012
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
55
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$11B as of Mar 27, 2026
Sep 30, 2013$5.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Sep 30, 20130 then
Employees (5.A)55 as of Mar 27, 2026
Sep 30, 201346 then
Private funds: no history
RAUM -7.5% over the last fiscal year-31% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.5B88%
- Pension and profit-sharing plans$963M8.9%
- State and municipal entities$250M2.3%
- Corporations and businesses$130M1.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.88 institutional_share=0.11 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Chung Piau Chia · Head Of Finance, Asia & Director Of Fsiscontrolsince 10/2019 · owns less than 5%
- Renee Amanda Gazal · Chief Operating Officercontrolsince 09/2024 · owns less than 5%
- Chin Ting Christy Goh · Head Of Intermediary Business, Asia, Chief Executive Officer & Director Of Fsiscontrolsince 05/2024 · owns less than 5%
- Pui-Shan Eliza Hui · Head Of Legal And Company Secretary, Asiacontrolsince 01/2018 · owns less than 5%
- Lauren Prendiville · Managing Director, Head Of Distribution, Asia-Pacific & Director Of Fsiscontrolsince 10/2022 · owns less than 5%
- Kian Poh Teo · Chief Compliance Officer Fsiscontrolsince 05/2017 · owns less than 5%
- Kathryn Emma Tetley · Head Of Apac Regulatory Compliance & Director Of Fsiscontrolsince 08/2024 · owns less than 5%
Entity owners
- First Sentier Investors (Singapore) Holdings Limited · Holding Company Of First Sentier Investors (Singapore)direct · owns 75% or more
- First Sentier Investors Asia Holdings Limited · Holding Company Of Fsib Ltdindirect · owns 75% or more of Fsib Ltd
- First Sentier Investors Holdings Pty Limited · Holding Company Of First Sentier Investors Asia Holdings Limitedindirect · owns 75% or more of First Sentier Investors Asia Holdings Limited
- Fsib Ltd · Holding Company Of First Sentier Investors (Singapore) Holdings Ltdindirect · owns 75% or more of First Sentier Investors (Singapore) Holdings Limited
- Mitsubishi Ufj Financial Group, Inc. · Holding Company Of Mitsubishi Ufj Trust And Banking Corporationindirect · owns 75% or more of Mitsubishi Ufj Trust And Banking Corporation
- Mitsubishi Ufj Trust And Banking Corporation · Holding Company Of First Sentier Investors Holdings Pty Limitedindirect · owns 75% or more of First Sentier Investors Holdings Pty Limited
Related persons
Schedule D 7.A
- Albacore Capital Limitedinvestment advisern
- Albacore Capital Llpinvestment adviserbankn
- First Sentier Investorsinvestment advisernRAUM $5.4B
- First Sentier Investorsinvestment advisernRAUM $53B
- First Sentier Investorsinvestment advisernRAUM $3.6B
- First Sentier Investorsinvestment advisernRAUM $6.8B
- First Sentier Investors (Hong Kong) Limitedinvestment advisernRAUM $33B
- First Sentier Investors (Ireland) Limitedinvestment advisernRAUM $28B
- First Sentier Investors (Japan) Limitedinvestment advisern
- First Sentier Investors (Uk) Funds Limitedinvestment advisernRAUM $12B
- First Sentier Investors (Uk) Im Limitedinvestment advisernRAUM $13B
- First Sentier Investors (US) LLCinvestment adviserbanknRAUM $969M
- First Sentier Investors International Im Limitedinvestment advisernRAUM $16B
- First Sentier Investors Rqi Pty Limitedinvestment advisern
- Mitsubishi Ufj Trust And Banking Corporationinvestment adviserinvestment companyreal estateyRAUM $407B
Advisers that list First Sentier Investors (Singapore) as a related person
Offices
Schedule D 1.F, the 25 largest
- Singapore, Singapore3 employees
What changed
consecutive filings, newest first
- Accounts · 14 to 10Jul 8, 2025 to Mar 27, 2026
- Pension plan clients · 5 to 2Jul 8, 2025 to Mar 27, 2026
- Pooled vehicle clients · 7 to 6Jul 8, 2025 to Mar 27, 2026
- Other offices · 1 to 0Jul 8, 2025 to Mar 27, 2026
- Discretionary RAUM · $12B to $11BJul 8, 2025 to Mar 27, 2026
- Pension RAUM · $2.3B to $963MJul 8, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $9.1B to $9.5BJul 8, 2025 to Mar 27, 2026
- RAUM · $12B to $11BJul 8, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jul 8, 2025
- Accounts · 56 to 14Oct 30, 2024 to Mar 27, 2025
- Corporate clients · 2 to 1Oct 30, 2024 to Mar 27, 2025
- Pooled vehicle clients · 10 to 7Oct 30, 2024 to Mar 27, 2025
- Employees · 59 to 55Oct 30, 2024 to Mar 27, 2025
- HQ state · unset to Oct 30, 2024 to Mar 27, 2025
- Discretionary RAUM · $32B to $12BOct 30, 2024 to Mar 27, 2025
- Pension RAUM · $2.1B to $2.3BOct 30, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $28B to $9.1BOct 30, 2024 to Mar 27, 2025
- RAUM · $32B to $12BOct 30, 2024 to Mar 27, 2025
- Accounts · 69 to 56Jan 8, 2024 to Mar 28, 2024
- Advisory employees · 27 to 19Jan 8, 2024 to Mar 28, 2024
- Pension plan clients · 6 to 5Jan 8, 2024 to Mar 28, 2024
- Pooled vehicle clients · 11 to 10Jan 8, 2024 to Mar 28, 2024
- Employees · 66 to 59Jan 8, 2024 to Mar 28, 2024
- Discretionary RAUM · $34B to $32BJan 8, 2024 to Mar 28, 2024
- Pension RAUM · $1.8B to $2.1BJan 8, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $29B to $28BJan 8, 2024 to Mar 28, 2024
- RAUM · $34B to $32BJan 8, 2024 to Mar 28, 2024
- Accounts · 59 to 69Oct 19, 2022 to Mar 30, 2023
- Advisory employees · 22 to 27Oct 19, 2022 to Mar 30, 2023
- Corporate clients · unset to 2.0Oct 19, 2022 to Mar 30, 2023
- Pension plan clients · 4 to 6Oct 19, 2022 to Mar 30, 2023
- Pooled vehicle clients · 8 to 11Oct 19, 2022 to Mar 30, 2023
- Employees · 56 to 66Oct 19, 2022 to Mar 30, 2023
- Discretionary RAUM · $38B to $34BOct 19, 2022 to Mar 30, 2023
- Pension RAUM · $1.1B to $1.8BOct 19, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $33B to $29BOct 19, 2022 to Mar 30, 2023
- RAUM · $38B to $34BOct 19, 2022 to Mar 30, 2023
- Accounts · 57 to 59Feb 18, 2022 to Mar 29, 2022
- Advisory employees · 20 to 22Feb 18, 2022 to Mar 29, 2022
- Pension plan clients · 5 to 4Feb 18, 2022 to Mar 29, 2022
Signals
19 dated events
- First Sentier Investors (Singapore) reported RAUM $11.7B, down 64% from $32.5B (2024-10-30 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Renee Amanda Gazal (Head Of Operations) appeared on Schedule A of First Sentier Investors (Singapore)Oct 1, 2024 · Control person joined · fact
- Chi Wai Tang (Head Of Client Operations) no longer on Schedule A of First Sentier Investors (Singapore) (listed 2024-08-14, absent 2024-10-01)Oct 1, 2024 · Control person left · inference
- Kathryn Emma Tetley (Head Of Apac Regulatory Compliance & Director Of Fsis) appeared on Schedule A of First Sentier Investors (Singapore)Oct 1, 2024 · Control person joined · fact
- John Brian Hollingworth (Director Of Fsis) no longer on Schedule A of First Sentier Investors (Singapore) (listed 2023-03-30, absent 2023-05-12)May 12, 2023 · Control person left · inference
- Gordon Robert Scott (Director Of Fsis, Global Chief Operating Officer) no longer on Schedule A of First Sentier Investors (Singapore) (listed 2022-04-06, absent 2022-10-19)Oct 19, 2022 · Control person left · inference
- John Brian Hollingworth (Global Head Of Compliance And Director Of Fsis) appeared on Schedule A of First Sentier Investors (Singapore)Apr 6, 2022 · Control person joined · fact
- Chi Wai Tang (Head Of Operations, Asia) appeared on Schedule A of First Sentier Investors (Singapore)Feb 18, 2022 · Control person joined · fact
- Chin Ting Christy Goh (Head Of Distribution , South East Asia And Director Of Fsis) appeared on Schedule A of First Sentier Investors (Singapore)Feb 18, 2022 · Control person joined · fact
- David Michael Stapleton (Acting Managing Director, Asia And Director Of Fsis) no longer on Schedule A of First Sentier Investors (Singapore) (listed 2021-03-29, absent 2022-02-18)Feb 18, 2022 · Control person left · inference
- Mei-Kuen Winnie Lam (Head Of Operations Asia) no longer on Schedule A of First Sentier Investors (Singapore) (listed 2021-03-29, absent 2022-02-18)Feb 18, 2022 · Control person left · inference
- James Alistair Thompson (Director Of Fsis) no longer on Schedule A of First Sentier Investors (Singapore) (listed 2021-03-29, absent 2022-02-18)Feb 18, 2022 · Control person left · inference
- First Sentier Investors (Singapore) reported RAUM $33.0B, up 31% from $25.1B (2020-10-19 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Lucinda Kate Dowling (Head Of Finance, Asia) no longer on Schedule A of First Sentier Investors (Singapore) (listed 2020-01-13, absent 2020-03-24)Mar 24, 2020 · Control person left · inference
- Gordon Robert Scott (Director Of Fsis) appeared on Schedule A of First Sentier Investors (Singapore)Mar 24, 2020 · Control person joined · fact
- Chung Piau Chia (Head Of Finance, Asia) appeared on Schedule A of First Sentier Investors (Singapore)Mar 24, 2020 · Control person joined · fact
- Richard Spencer Christian Turpin (Director Of Fsis) no longer on Schedule A of First Sentier Investors (Singapore) (listed 2019-08-28, absent 2020-01-13)Jan 13, 2020 · Control person left · inference
- First Sentier Investors (Singapore) reported RAUM $26.2B, up 91% from $13.8B (2018-09-20 to 2019-08-28)Aug 28, 2019 · RAUM change · derived
- First State Investments (Singapore) filed its initial SEC registration (Form ADV)Aug 16, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/first-sentier-groupreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/rqiinvestorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- firstsentiergroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +65 65380008reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026