DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
First Sentier Investors (Hong Kong) Limited
Latest filing Mar 27, 2026
First filing on the tape Sep 16, 2015 · 43 filings
SEC status approved since Sep 23, 2015
RAUM
$33B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
87
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$33B as of Mar 27, 2026
Sep 20, 2016$18B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Sep 20, 20160 then
Employees (5.A)87 as of Mar 27, 2026
Sep 20, 201696 then
Private funds: no history
RAUM +37% over the last fiscal year-4.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$23B71%
- State and municipal entities$3.4B10%
- Pension and profit-sharing plans$3.2B9.9%
- Corporations and businesses$2.9B8.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 28reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.71 institutional_share=0.2 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Chung Piau Chia · Director Of Fsihk & Head Of Finance, Asiacontrolsince 10/2021 · owns less than 5%
- Renee Amanda Gazal · Chief Operating Officercontrolsince 10/2024 · owns less than 5%
- Christy Chin Ting Goh · Fsi Hk Director, And Head Of Intermediary Business, Asiacontrolsince 07/2024 · owns less than 5%
- Pui-Shan Eliza Hui · Head Of Legal And Company Secretary, Asiacontrolsince 01/2018 · owns less than 5%
- Lauren Prendiville · Director Of Fsihk, Managing Director And Head Of Distribution, Apaccontrolsince 10/2022 · owns less than 5%
- Kian Poh Teo · Head Of Regulatory Compliance & Financial Crime Compliance (Mlro) Asiacontrolsince 10/2024 · owns less than 5%
- Kathryn Emma Tetley · Fsi Hk Director, And Head Of Apac Regulatory Compliance And Global Iccontrolsince 07/2024 · owns less than 5%
Entity owners
- First Sentier Investors Asia Holdings Limited · Holding Company Of First Sentier Investors (Hong Kong) Limiteddirect · owns 75% or more
- First Sentier Investors Holdings Pty Limited · Shareholderindirect · owns 75% or more of First Sentier Investors Asia Holdings Limited
- Mitsubishi Ufj Financial Group, Inc. · Shareholder / Head Parent Companyindirect · owns 75% or more of Mitsubishi Ufj Trust And Banking Corporation
- Mitsubishi Ufj Trust And Banking Corporation · Shareholderindirect · owns 75% or more of First Sentier Investors Holdings Pty Limited
Related persons
Schedule D 7.A
- First Sentier Investorsinvestment advisernRAUM $5.4B
- First Sentier Investors (Uk) Im Limitedinvestment advisern
- First Sentier Investorsinvestment advisernRAUM $53B
- First Sentier Investorsinvestment advisernRAUM $3.6B
- First Sentier Investorsinvestment advisernRAUM $6.8B
- First Sentier Investors (Ireland) Limitedinvestment advisernRAUM $28B
- First Sentier Investors (Japan) Limitedinvestment advisery
- First Sentier Investors (Singapore)investment advisernRAUM $11B
- First Sentier Investors (Uk) Funds Limitedinvestment advisernRAUM $12B
- First Sentier Investors (US) LLCinvestment adviserbanknRAUM $969M
- First Sentier Investors International Im Limitedinvestment advisernRAUM $16B
- First Sentier Investors Rqi Pty Ltdinvestment advisern
- Mitsubishi Ufj Trust And Banking Corporationinvestment adviserinvestment companyreal estateyRAUM $407B
Advisers that list First Sentier Investors (Hong Kong) Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 24 to 28Jul 8, 2025 to Mar 27, 2026
- Corporate clients · 4 to 6Jul 8, 2025 to Mar 27, 2026
- Pension plan clients · 6 to 5Jul 8, 2025 to Mar 27, 2026
- Pooled vehicle clients · 7 to 10Jul 8, 2025 to Mar 27, 2026
- Employees · 90 to 87Jul 8, 2025 to Mar 27, 2026
- Discretionary RAUM · $24B to $33BJul 8, 2025 to Mar 27, 2026
- Pension RAUM · $3.1B to $3.2BJul 8, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $14B to $23BJul 8, 2025 to Mar 27, 2026
- RAUM · $24B to $33BJul 8, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jul 8, 2025
- Accounts · 26 to 24Feb 4, 2025 to Mar 27, 2025
- Advisory employees · 16 to 11Feb 4, 2025 to Mar 27, 2025
- Corporate clients · 6 to 4Feb 4, 2025 to Mar 27, 2025
- Pension plan clients · 8 to 6Feb 4, 2025 to Mar 27, 2025
- Employees · 100 to 90Feb 4, 2025 to Mar 27, 2025
- Discretionary RAUM · $24B to $24BFeb 4, 2025 to Mar 27, 2025
- Pension RAUM · $3.4B to $3.1BFeb 4, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $15B to $14BFeb 4, 2025 to Mar 27, 2025
- RAUM · $24B to $24BFeb 4, 2025 to Mar 27, 2025
- HQ state · unset to Oct 30, 2024 to Jan 16, 2025
- Corporate clients · 4 to 6Aug 21, 2024 to Sep 20, 2024
- Pooled vehicle clients · 6 to 7Aug 21, 2024 to Sep 20, 2024
- Pooled vehicle RAUM · $15B to $15BAug 21, 2024 to Sep 20, 2024
- Accounts · 25 to 26Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 8 to 6Mar 30, 2023 to Mar 28, 2024
- Employees · 108 to 100Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $37B to $24BMar 30, 2023 to Mar 28, 2024
- Pension RAUM · $3.4B to $3.4BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $25B to $15BMar 30, 2023 to Mar 28, 2024
- RAUM · $37B to $24BMar 30, 2023 to Mar 28, 2024
- Advisory employees · 18 to 16Oct 25, 2022 to Mar 30, 2023
- Corporate clients · 5 to 4Oct 25, 2022 to Mar 30, 2023
- Employees · 101 to 108Oct 25, 2022 to Mar 30, 2023
- Discretionary RAUM · $46B to $37BOct 25, 2022 to Mar 30, 2023
- Pension RAUM · $4.0B to $3.4BOct 25, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $30B to $25BOct 25, 2022 to Mar 30, 2023
- RAUM · $46B to $37BOct 25, 2022 to Mar 30, 2023
- Accounts · 30 to 25Jan 13, 2022 to Mar 28, 2022
- Pension plan clients · 9 to 8Jan 13, 2022 to Mar 28, 2022
- Pooled vehicle clients · 7 to 8Jan 13, 2022 to Mar 28, 2022
Signals
26 dated events
- First Sentier Investors (Hong Kong) Limited reported RAUM $32.9B, up 37% from $23.9B (2025-07-08 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Kian Poh Teo (Head Of Regulatory Compliance & Financial Crime Compliance (Mlro) Asia) appeared on Schedule A of First Sentier Investors (Hong Kong) LimitedOct 30, 2024 · Control person joined · fact
- Renee Amanda Gazal (Chief Operating Officer) appeared on Schedule A of First Sentier Investors (Hong Kong) LimitedOct 30, 2024 · Control person joined · fact
- Chi Wai Tang (Head Of Client Operations) no longer on Schedule A of First Sentier Investors (Hong Kong) Limited (listed 2024-09-20, absent 2024-10-30)Oct 30, 2024 · Control person left · inference
- Sze Ming Sunny Choi (Head Of Regulatory Compliance & Mlro, Hong Kong) no longer on Schedule A of First Sentier Investors (Hong Kong) Limited (listed 2024-09-20, absent 2024-10-30)Oct 30, 2024 · Control person left · inference
- Kathryn Emma Tetley (Fsi Hk Director, And Head Of Apac Regulatory Compliance And Global Ic) appeared on Schedule A of First Sentier Investors (Hong Kong) LimitedAug 21, 2024 · Control person joined · fact
- Christy Chin Ting Goh (Fsi Hk Director, And Head Of Intermediary Business, Asia) appeared on Schedule A of First Sentier Investors (Hong Kong) LimitedAug 21, 2024 · Control person joined · fact
- David Michael Stapleton (Director Of Fsihk, Managing Partner, Fssa Investment Managers & Managing Director Hong Kong) no longer on Schedule A of First Sentier Investors (Hong Kong) Limited (listed 2024-03-28, absent 2024-08-21)Aug 21, 2024 · Control person left · inference
- Lucinda Kate Dowling (Director Of Fsihk) no longer on Schedule A of First Sentier Investors (Hong Kong) Limited (listed 2024-03-28, absent 2024-08-21)Aug 21, 2024 · Control person left · inference
- First Sentier Investors (Hong Kong) Limited reported RAUM $24.5B, down 34% from $37.2B (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Sze Ming Sunny Choi (Head Of Regulatory Compliance, Hong Kong) appeared on Schedule A of First Sentier Investors (Hong Kong) LimitedMar 30, 2023 · Control person joined · fact
- Elizabeth Anna Rounsefell (Gates) (Head Of Regulatory Compliance And Financial Crime Compliance (Mlro) Asia) no longer on Schedule A of First Sentier Investors (Hong Kong) Limited (listed 2022-10-25, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Gordon Robert Scott (Director Of Fsihk, Global Chief Operating Officer) no longer on Schedule A of First Sentier Investors (Hong Kong) Limited (listed 2022-03-28, absent 2022-10-21)Oct 21, 2022 · Control person left · inference
- Chi Wai Tang (Head Of Operations, Asia) appeared on Schedule A of First Sentier Investors (Hong Kong) LimitedDec 1, 2021 · Control person joined · fact
- Lauren Prendiville (Managing Director And Head Of Distribution, Asia) appeared on Schedule A of First Sentier Investors (Hong Kong) LimitedDec 1, 2021 · Control person joined · fact
- Mei-Kuen Winnie Lam (Head Of Operations Asia) no longer on Schedule A of First Sentier Investors (Hong Kong) Limited (listed 2021-03-28, absent 2021-12-01)Dec 1, 2021 · Control person left · inference
- First Sentier Investors (Hong Kong) Limited reported RAUM $46.4B, up 39% from $33.4B (2020-10-07 to 2021-03-28)Mar 28, 2021 · RAUM change · derived
- Elizabeth Anna Gates (Head Of Reglatory Compliance Asia) appeared on Schedule A of First Sentier Investors (Hong Kong) LimitedMar 24, 2020 · Control person joined · fact
- John Brian Hollingworth (Global Head Of Compliance) no longer on Schedule A of First Sentier Investors (Hong Kong) Limited (listed 2020-01-09, absent 2020-03-24)Mar 24, 2020 · Control person left · inference
- John Brian Hollingworth (Global Head Of Compliance) appeared on Schedule A of First Sentier Investors (Hong Kong) LimitedJan 9, 2020 · Control person joined · fact
- Gordon Robert Scott (Director Of Fsihk, Chief Operating Officer Of First Sentier Investors) appeared on Schedule A of First Sentier Investors (Hong Kong) LimitedJan 9, 2020 · Control person joined · fact
- Richard Spencer Christian Turpin (Director Of Fsihk And Managing Director, Emea) no longer on Schedule A of First Sentier Investors (Hong Kong) Limited (listed 2019-11-20, absent 2020-01-09)Jan 9, 2020 · Control person left · inference
- Hui Mei May Li (Chief Compliance Officer And Head Of Regulatory Compliance Asia) no longer on Schedule A of First Sentier Investors (Hong Kong) Limited (listed 2019-11-20, absent 2020-01-09)Jan 9, 2020 · Control person left · inference
- Chung Piau Chia (Head Of Finance, Asia) appeared on Schedule A of First Sentier Investors (Hong Kong) LimitedNov 20, 2019 · Control person joined · fact
- First Sentier Investors (Hong Kong) Limited reported RAUM $33.7B, up 29% from $26.1B (2019-08-14 to 2019-09-09)Sep 9, 2019 · RAUM change · derived
- First State Investments filed its initial SEC registration (Form ADV)Sep 16, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/first-sentier-groupreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/rqiinvestorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- firstsentiergroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +852 2846-7555reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026