DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Mitsubishi Ufj Trust And Banking Corporation

Institutional managerTokyo, CRD 296868SEC 801-113352websiteIAPD
Latest filing Aug 24, 2026
First filing on the tape May 2, 2018 · 46 filings
SEC status approved since Sep 4, 2018
RAUM
$407B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
1.8%
$7.2B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6,400
300 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$407B as of Aug 24, 2026
Jun 25, 2019$396B then
HNW client RAUM$0 as of Apr 20, 2026
Jun 25, 2019$0 then
State-registered IARs (5.B.3)0 as of Aug 24, 2026
Jun 25, 20190 then
Employees (5.A)6,400 as of Aug 24, 2026
Jun 25, 20196,500 then
Private funds: no history
RAUM +2.7% over the last fiscal year-1.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
  • OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$12.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
70%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-3.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-6.5%derived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Financial planning clients
36,500reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • is a trust company (6.A.8)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Sovereign wealth funds$228B57%
  • Pooled investment vehicles$87B22%
  • Pension and profit-sharing plans$42B11%
  • Banks and thrifts$14B3.6%
  • Insurance companies$14B3.6%
  • Individuals$7.2B1.8%
  • Corporations and businesses$6.0B1.5%
  • State and municipal entities$98.8M0.0%
  • Other investment advisers$20.0M0.0%
Individual clients
29,814reported
HNW clients
n/areported
Pension plan clients
120reported
Charitable clients
n/areported
Accounts
32,595reported
Financial planning clients
36,500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.02 fund_share=0.21 institutional_share=0.7 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Toshihiro Abe · Managing Executive Officercontrol
        since 04/2023 · owns less than 5%
      • Takuichiro Akahane · Managing Executive Officercontrol
        since 04/2022 · owns less than 5%
      • Yushi Ando · Corporate Compliance Officercontrol
        since 04/2023 · owns less than 5%
      • Takayuki Asano · US Asset Management Chief Compliance Officercontrol
        since 04/2019 · owns less than 5%
      • Kazuya Dan · Director And Managing Executive Officercontrol
        since 04/2024 · owns less than 5%
      • Kenichi Goda · Managing Executive Officercontrol
        since 04/2022 · owns less than 5%
      • Takafumi Ihara · Director And Senior Managing Executive Officercontrol
        since 04/2024 · owns less than 5%
      • Mikio Ikegaya · Chairmancontrol
        since 04/2020 · owns less than 5%
      • Junko Imura · Outside Audit And Supervisory Committee Membercontrol
        since 06/2020 · owns less than 5%
      • Hiroyuki Kansaku · Outside Audit And Supervisory Committee Membercontrol
        since 06/2024 · owns less than 5%
      • Yasuo Kashiwagi · Senior Managing Executive Officercontrol
        since 11/2019 · owns less than 5%
      • Fumikazu Kawahara · Full-Time Audit And Supervisory Committee Membercontrol
        since 06/2024 · owns less than 5%
      • Yutaka Kawakami · Managing Executive Officercontrol
        since 04/2022 · owns less than 5%
      • Tetsuo Kitagawa · Outside Audit And Supervisory Committee Membercontrol
        since 06/2019 · owns less than 5%
      • Yasufumi Kobayashi · Managing Executive Officercontrol
        since 04/2024 · owns less than 5%
      • Yoko Kobayashi · Outside Audit And Supervisory Committee Membercontrol
        since 06/2018 · owns less than 5%
      • Hiroshi Kubota · Director And Senior Managing Executive Officercontrol
        since 04/2024 · owns less than 5%
      • Masahiro Kuniyuki · Managing Executive Officercontrol
        since 04/2024 · owns less than 5%
      • Atsuhiro Matsuya · Director And Managing Executive Officercontrol
        since 04/2024 · owns less than 5%
      • Iwao Nagashima · President And Ceocontrol
        since 04/2020 · owns less than 5%
      • Junya Naito · Outside Audit And Supervisory Committee Membercontrol
        since 06/2022 · owns less than 5%
      • Shinya Nishimura · Managing Executive Officercontrol
        since 04/2022 · owns less than 5%
      • Masatsune Okada · Full-Time Audit And Supervisory Committee Membercontrol
        since 04/2023 · owns less than 5%
      • Gen Okuyama · Director And Senior Managing Executive Officercontrol
        since 04/2024 · owns less than 5%
      • Koichi Otsuka · Managing Executive Officercontrol
        since 04/2023 · owns less than 5%
      • Hideto Shimada · Managing Executive Officercontrol
        since 04/2022 · owns less than 5%
      • Yukinori Shimoguchi · Director And Senior Managing Executive Officercontrol
        since 04/2024 · owns less than 5%
      • Mariko Tanaka · Managing Executive Officercontrol
        since 04/2023 · owns less than 5%
      • Shogo Tanaka · Managing Executive Officercontrol
        since 04/2023 · owns less than 5%
      • Yasutake Tango · Outside Audit And Supervisory Committee Membercontrol
        since 06/2020 · owns less than 5%
      Entity owners
      • Mitsubishi Ufj Financial Group, Inc. · Stockholder
        direct · owns 75% or more · public reporting company
      Related persons
      Schedule D 7.A
      • Morgan Stanley Mufg Securities Co., Ltd
        broker-dealertrust companyn
      • The Master Trust Bank Of Japan, Ltd.
        y
      Advisers that list Mitsubishi Ufj Trust And Banking Corporation as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Tokyo, Japan190 employees
      • Tokyo, Japan3 employees
      What changed
      consecutive filings, newest first
      • Accounts · 36,352 to 32,595
        Apr 20, 2026 to Jun 23, 2026
      • Advisory employees · 250 to 300
        Apr 20, 2026 to Jun 23, 2026
      • Charity clients · 0.0 to unset
        Apr 20, 2026 to Jun 23, 2026
      • Corporate clients · 200 to 208
        Apr 20, 2026 to Jun 23, 2026
      • HNW clients · 0.0 to unset
        Apr 20, 2026 to Jun 23, 2026
      • Individual clients · 33,573 to 29,814
        Apr 20, 2026 to Jun 23, 2026
      • Pension plan clients · 100 to 120
        Apr 20, 2026 to Jun 23, 2026
      • Pooled vehicle clients · 2,314 to 2,274
        Apr 20, 2026 to Jun 23, 2026
      • Employees · 6,300 to 6,400
        Apr 20, 2026 to Jun 23, 2026
      • Discretionary RAUM · $384B to $401B
        Apr 20, 2026 to Jun 23, 2026
      • HNW RAUM · 0.0 to unset
        Apr 20, 2026 to Jun 23, 2026
      • Individual RAUM · $2.4B to $7.2B
        Apr 20, 2026 to Jun 23, 2026
      • Non-discretionary RAUM · $0 to $5.9B
        Apr 20, 2026 to Jun 23, 2026
      • Pension RAUM · $43B to $42B
        Apr 20, 2026 to Jun 23, 2026
      • Pooled vehicle RAUM · $87B to $87B
        Apr 20, 2026 to Jun 23, 2026
      • RAUM · $384B to $407B
        Apr 20, 2026 to Jun 23, 2026
      • Related adviser · true to false
        Apr 20, 2026 to Jun 23, 2026
      • Financial planning clients · More than 500 to More than 500
        Jun 23, 2025 to Jul 8, 2025
      • Accounts · 38,674 to 36,352
        Apr 14, 2025 to Jun 23, 2025
      • Corporate clients · 193 to 200
        Apr 14, 2025 to Jun 23, 2025
      • Individual clients · 35,893 to 33,573
        Apr 14, 2025 to Jun 23, 2025
      • Pension plan clients · 102 to 100
        Apr 14, 2025 to Jun 23, 2025
      • Pooled vehicle clients · 2,321 to 2,314
        Apr 14, 2025 to Jun 23, 2025
      • Discretionary RAUM · $396B to $384B
        Apr 14, 2025 to Jun 23, 2025
      • Individual RAUM · $2.4B to $2.4B
        Apr 14, 2025 to Jun 23, 2025
      • Pension RAUM · $41B to $43B
        Apr 14, 2025 to Jun 23, 2025
      • Pooled vehicle RAUM · $86B to $87B
        Apr 14, 2025 to Jun 23, 2025
      • RAUM · $396B to $384B
        Apr 14, 2025 to Jun 23, 2025
      • HQ state · unset to
        Sep 2, 2024 to Apr 14, 2025
      • Accounts · 45,213 to 38,674
        Apr 23, 2024 to Jun 24, 2024
      • Corporate clients · 181 to 193
        Apr 23, 2024 to Jun 24, 2024
      • Individual clients · 42,429 to 35,893
        Apr 23, 2024 to Jun 24, 2024
      • Pension plan clients · 105 to 102
        Apr 23, 2024 to Jun 24, 2024
      • Pooled vehicle clients · 2,332 to 2,321
        Apr 23, 2024 to Jun 24, 2024
      • Employees · 6,500 to 6,300
        Apr 23, 2024 to Jun 24, 2024
      • Discretionary RAUM · $379B to $396B
        Apr 23, 2024 to Jun 24, 2024
      • Individual RAUM · $3.0B to $2.4B
        Apr 23, 2024 to Jun 24, 2024
      • Pension RAUM · $40B to $41B
        Apr 23, 2024 to Jun 24, 2024
      • Pooled vehicle RAUM · $90B to $86B
        Apr 23, 2024 to Jun 24, 2024
      • RAUM · $379B to $396B
        Apr 23, 2024 to Jun 24, 2024
      Signals
      60 dated events
      • Sei Nakagawa (Full-Time Audit And Supervisory Committee Member) no longer on Schedule A of Mitsubishi Ufj Trust And Banking Corporation (listed 2024-06-24, absent 2024-07-08)
        Jul 8, 2024 · Control person left · inference
      • Fumikazu Kawahara (Full-Time Audit And Supervisory Committee Member) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Jul 8, 2024 · Control person joined · fact
      • Hiroyuki Kansaku (Outside Audit And Supervisory Committee Member) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Jul 8, 2024 · Control person joined · fact
      • Atsuhiro Matsuya (Director And Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 22, 2024 · Control person joined · fact
      • Kazuya Dan (Director And Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 22, 2024 · Control person joined · fact
      • Masahiro Kuniyuki (Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 22, 2024 · Control person joined · fact
      • Yasufumi Kobayashi (Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 22, 2024 · Control person joined · fact
      • Shinichi Arai (Director And Senior Managing Executive Officer) no longer on Schedule A of Mitsubishi Ufj Trust And Banking Corporation (listed 2023-08-28, absent 2024-04-22)
        Apr 22, 2024 · Control person left · inference
      • Tomohiro Kimura (Director And Managing Executive Officer) no longer on Schedule A of Mitsubishi Ufj Trust And Banking Corporation (listed 2023-08-28, absent 2024-04-22)
        Apr 22, 2024 · Control person left · inference
      • Sachiko Ai (Director And Managing Executive Officer) no longer on Schedule A of Mitsubishi Ufj Trust And Banking Corporation (listed 2023-08-28, absent 2024-04-22)
        Apr 22, 2024 · Control person left · inference
      • Kazuji Tanikawa (Managing Executive Officer) no longer on Schedule A of Mitsubishi Ufj Trust And Banking Corporation (listed 2023-08-28, absent 2024-04-22)
        Apr 22, 2024 · Control person left · inference
      • Jun Togawa (Director And Senior Managing Executive Officer) no longer on Schedule A of Mitsubishi Ufj Trust And Banking Corporation (listed 2023-08-28, absent 2024-04-22)
        Apr 22, 2024 · Control person left · inference
      • Jiro Omori (Director And Senior Managing Executive Officer) no longer on Schedule A of Mitsubishi Ufj Trust And Banking Corporation (listed 2023-08-28, absent 2024-04-22)
        Apr 22, 2024 · Control person left · inference
      • Hiroshi Kanae (Managing Executive Officer) no longer on Schedule A of Mitsubishi Ufj Trust And Banking Corporation (listed 2023-08-28, absent 2024-04-22)
        Apr 22, 2024 · Control person left · inference
      • Masakazu Suzuki (Managing Executive Officer) no longer on Schedule A of Mitsubishi Ufj Trust And Banking Corporation (listed 2023-08-28, absent 2024-04-22)
        Apr 22, 2024 · Control person left · inference
      • Yukio Yahagi (Full-Time Audit And Supervisory Committee Member) no longer on Schedule A of Mitsubishi Ufj Trust And Banking Corporation (listed 2022-12-13, absent 2023-04-25)
        Apr 25, 2023 · Control person left · inference
      • Koichi Otsuka (Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 25, 2023 · Control person joined · fact
      • Toshihiro Abe (Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 25, 2023 · Control person joined · fact
      • Yasushi Ishikawa (Director And Senior Managing Executive Officer) no longer on Schedule A of Mitsubishi Ufj Trust And Banking Corporation (listed 2022-12-13, absent 2023-04-25)
        Apr 25, 2023 · Control person left · inference
      • Mariko Tanaka (Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 25, 2023 · Control person joined · fact
      • Shogo Tanaka (Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 25, 2023 · Control person joined · fact
      • Junya Naito (Outside Audit And Supervisory Committee Member) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Jul 5, 2022 · Control person joined · fact
      • Shuya Nomura (Outside Audit And Supervisory Committee Member) no longer on Schedule A of Mitsubishi Ufj Trust And Banking Corporation (listed 2022-06-13, absent 2022-07-05)
        Jul 5, 2022 · Control person left · inference
      • Masakazu Suzuki (Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 12, 2022 · Control person joined · fact
      • Yutaka Kawakami (Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 12, 2022 · Control person joined · fact
      • Hideto Shimada (Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 12, 2022 · Control person joined · fact
      • Gen Okuyama (Director And Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 12, 2022 · Control person joined · fact
      • Takuichiro Akahane (Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 12, 2022 · Control person joined · fact
      • Kenichi Goda (Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 12, 2022 · Control person joined · fact
      • Hiroshi Kubota (Managing Executive Officer) appeared on Schedule A of Mitsubishi Ufj Trust And Banking Corporation
        Apr 12, 2022 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      tr.mufg.jp/am/index.htmlreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      +81-3-5220-3065reportedpublic record, Form ADV, Aug 24, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Institutional managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026