DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
First Sentier Investors
Asset manager (funds and pooled vehicles)George Town, Grand Cayman, CRD 283669SEC 801-108194websiteIAPD
Legal name First Sentier Infrastructure Managers (International) Limited
Latest filing Sep 14, 2026
First filing on the tape Jul 21, 2016 · 55 filings
SEC status approved since Aug 8, 2016
RAUM
$5.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
48
21 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$5.4B as of Jun 18, 2026
Sep 29, 2017$671M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 18, 2026
Sep 29, 20170 then
Employees (5.A)48 as of Jun 18, 2026
Sep 29, 201720 then
Private funds1 as of Jun 18, 2026
Sep 29, 20171 then
RAUM +20% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $490MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 10.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.9B90%
- Pension and profit-sharing plans$538M10.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 4reported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.9 institutional_share=0.1 related_bd=true related_bank=true bd_reps=6.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Global Diversified Infrastructure Fund | Hedge Fund | $7.3B | 114 | Mar 6, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Bachar Beaini · Directorcontrolsince 02/2022 · owns less than 5%
- Daniel John Dorrian · Directorcontrolsince 05/2015 · owns less than 5%
- Clare Suzanne Evans · Chief Financial Officercontrolsince 08/2019 · owns less than 5%
- Renee Amanda Gazal · Chief Operating Officercontrolsince 02/2024 · owns less than 5%
- Susan Ho · Directorcontrolsince 02/2022 · owns less than 5%
- Patrick Scott Lennon · Directorcontrolsince 04/2015 · owns less than 5%
- Asieh Mansour · Directorcontrolsince 08/2016 · owns less than 5%
- Indika Diloshini Seneviratne · Directorcontrolsince 02/2019 · owns less than 5%
- David Mark Steinberg · Chief Executive Officercontrolsince 10/2018 · owns less than 5%
- Kathryn Emma Tetley · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- Ann Marie Lisa Volekaert · Alternate Director For Scott Patrick Lennoncontrolsince 07/2021 · owns less than 5%
- Jane Lisa Warburton · Group General Counselcontrolsince 04/2023 · owns less than 5%
Entity owners
- First Sentier Investors (Australia) Infrastructure Holdings Ltd · Shareholderdirect · owns 75% or more
- First Sentier Investors Holdings Pty Limited · Shareholderindirect · owns 75% or more of First Sentier Investors (Australia) Infrastructure Holdings Ltd
- Mitsubishi Ufj Financial Group, Inc. · Head Parent Companyindirect · owns 75% or more of Mitsubishi Ufj Trust And Banking Corporation · public reporting company
- Mitsubishi Ufj Trust And Banking Corporation · Shareholderindirect · owns 75% or more of First Sentier Investors Holdings Pty Limited
Related persons
Schedule D 7.A
- First Sentier Investorsinvestment advisernRAUM $53B
- First Sentier Investorsinvestment advisernRAUM $3.6B
- First Sentier Investorsinvestment adviserpooled vehicle sponsornRAUM $6.8B
- First Sentier Investors (Hong Kong) Limitedinvestment advisernRAUM $33B
- First Sentier Investors (Ireland) Limitedinvestment advisernRAUM $28B
- First Sentier Investors (Japan) Limitedinvestment advisern
- First Sentier Investors (Singapore)investment advisernRAUM $11B
- First Sentier Investors (Uk) Funds Limitedinvestment advisernRAUM $12B
- First Sentier Investors (Uk) Im Limitedinvestment advisernRAUM $13B
- First Sentier Investors (US) LLCinvestment advisernRAUM $969M
- First Sentier Investors International Im Limitedinvestment advisernRAUM $16B
- First Sentier Investors Rqi Pty Ltdinvestment advisern
- Mitsubishi Ufj Trust And Banking Corporationinvestment adviserinvestment companyreal estateyRAUM $407B
Advisers that list First Sentier Investors as a related person
Offices
Schedule D 1.F, the 25 largest
- Ny, NY15 employees
- Barangaroo Nsw, Australia3 employees
- London, United Kingdom2 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJun 18, 2026 to Sep 14, 2026
- HQ state · to unsetJun 18, 2026 to Sep 14, 2026
- Private funds · 1 to unsetJun 18, 2026 to Sep 14, 2026
- Succession · false to unsetJun 18, 2026 to Sep 14, 2026
- Accounts · 10 to 11Jan 5, 2026 to Mar 30, 2026
- BD registered reps · 7 to 6Jan 5, 2026 to Mar 30, 2026
- Pooled vehicle clients · 6 to 7Jan 5, 2026 to Mar 30, 2026
- Employees · 47 to 48Jan 5, 2026 to Mar 30, 2026
- Discretionary RAUM · $4.5B to $5.4BJan 5, 2026 to Mar 30, 2026
- Pension RAUM · $509M to $538MJan 5, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $4.0B to $4.9BJan 5, 2026 to Mar 30, 2026
- RAUM · $4.5B to $5.4BJan 5, 2026 to Mar 30, 2026
- Financial planning clients · unset to Jun 3, 2025 to Jul 7, 2025
- Advisory employees · 20 to 21Aug 29, 2024 to Apr 7, 2025
- BD registered reps · 4 to 7Aug 29, 2024 to Apr 7, 2025
- Employees · 48 to 47Aug 29, 2024 to Apr 7, 2025
- HQ state · unset to Aug 29, 2024 to Apr 7, 2025
- Discretionary RAUM · $4.3B to $4.5BAug 29, 2024 to Apr 7, 2025
- Pension RAUM · $438M to $509MAug 29, 2024 to Apr 7, 2025
- Pooled vehicle RAUM · $3.8B to $4.0BAug 29, 2024 to Apr 7, 2025
- RAUM · $4.3B to $4.5BAug 29, 2024 to Apr 7, 2025
- Advisory employees · 16 to 20Feb 27, 2024 to Mar 26, 2024
- BD registered reps · 0 to 4Feb 27, 2024 to Mar 26, 2024
- Pension plan clients · unset to 4.0Feb 27, 2024 to Mar 26, 2024
- Employees · 38 to 48Feb 27, 2024 to Mar 26, 2024
- Discretionary RAUM · $4.0B to $4.3BFeb 27, 2024 to Mar 26, 2024
- Pension RAUM · $399M to $438MFeb 27, 2024 to Mar 26, 2024
- Pooled vehicle RAUM · $3.6B to $3.8BFeb 27, 2024 to Mar 26, 2024
- RAUM · $4.0B to $4.3BFeb 27, 2024 to Mar 26, 2024
- Accounts · 6 to 10Nov 3, 2022 to Mar 29, 2023
- Advisory employees · 26 to 16Nov 3, 2022 to Mar 29, 2023
- Advisory activities · 1 to 2Nov 3, 2022 to Mar 29, 2023
- Employees · 43 to 38Nov 3, 2022 to Mar 29, 2023
- Discretionary RAUM · $3.2B to $4.0BNov 3, 2022 to Mar 29, 2023
- Pension RAUM · unset to 399256625.0Nov 3, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $3.2B to $3.6BNov 3, 2022 to Mar 29, 2023
- RAUM · $3.2B to $4.0BNov 3, 2022 to Mar 29, 2023
- Advisory employees · 25 to 26Jul 8, 2021 to Mar 29, 2022
- Employees · 37 to 43Jul 8, 2021 to Mar 29, 2022
- HQ city · GRAND CAYMAN KY1-9008 to GEORGE TOWN, GRAND CAYMANJul 8, 2021 to Mar 29, 2022
Signals
24 dated events
- Nicholas Gary Cotton (Chief Operating Officer) no longer on Schedule A of First Sentier Investors (listed 2023-08-24, absent 2024-02-08)Feb 8, 2024 · Control person left · inference
- Renee Amanda Gazal (Chief Operating Officer) appeared on Schedule A of First Sentier InvestorsFeb 8, 2024 · Control person joined · fact
- First Sentier Investors reported RAUM $4.0B, up 26% from $3.2B (2022-11-03 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Jane Lisa Warburton (Acting Group General Counsel) appeared on Schedule A of First Sentier InvestorsNov 3, 2022 · Control person joined · fact
- Nicholas Gary Cotton (Chief Operating Officer) appeared on Schedule A of First Sentier InvestorsNov 3, 2022 · Control person joined · fact
- Ann Elizabeth Hastilow (Chief Legal Officer) no longer on Schedule A of First Sentier Investors (listed 2022-05-05, absent 2022-11-03)Nov 3, 2022 · Control person left · inference
- Gordon Robert Scott (Chief Operating Officer) no longer on Schedule A of First Sentier Investors (listed 2022-05-05, absent 2022-11-03)Nov 3, 2022 · Control person left · inference
- First Sentier Investors reported RAUM $3.2B, up 50% from $2.1B (2021-07-08 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Bachar Beaini (Director) appeared on Schedule A of First Sentier InvestorsMar 29, 2022 · Control person joined · fact
- Susan Ho (Director) appeared on Schedule A of First Sentier InvestorsMar 29, 2022 · Control person joined · fact
- Andrew Perry Clausen (Director) no longer on Schedule A of First Sentier Investors (listed 2021-07-08, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Ann Marie Lisa Volekaert (Alternate Director For Scott Patrick Lennon) appeared on Schedule A of First Sentier InvestorsJul 8, 2021 · Control person joined · fact
- First Sentier Investors reported RAUM $2.1B, up 74% from $1.2B (2020-10-08 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- John Brian Hollingworth (Chief Compliance Officer) no longer on Schedule A of First Sentier Investors (listed 2020-10-08, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Kathryn Emma Tetley (Chief Compliance Officer) appeared on Schedule A of First Sentier InvestorsMar 29, 2021 · Control person joined · fact
- Giuseppe Flex (Chief Compliance Officer) no longer on Schedule A of First Sentier Investors (listed 2020-03-30, absent 2020-10-08)Oct 8, 2020 · Control person left · inference
- John Brian Hollingworth (Chief Compliance Officer) appeared on Schedule A of First Sentier InvestorsOct 8, 2020 · Control person joined · fact
- First Sentier Investors reported RAUM $1.2B, up 49% from $825.7M (2020-02-26 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Craig Andrew Doyle (Chief Financial Officer) no longer on Schedule A of First Sentier Investors (listed 2019-07-03, absent 2019-08-27)Aug 27, 2019 · Control person left · inference
- Clare Suzanne Evans (Chief Financial Officer) appeared on Schedule A of First Sentier InvestorsAug 27, 2019 · Control person joined · fact
- Gordon Robert Scott (Chief Operating Officer) appeared on Schedule A of First Sentier InvestorsJul 3, 2019 · Control person joined · fact
- Indika Diloshini Seneviratne (Director) appeared on Schedule A of First Sentier InvestorsMar 7, 2019 · Control person joined · fact
- First Sentier Investors reported RAUM $850.5M, up 27% from $671.3M (2018-07-03 to 2018-09-27)Sep 27, 2018 · RAUM change · derived
- Colonial First State Global Asset Management filed its initial SEC registration (Form ADV)Jul 21, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- First Sentier Investors · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/first-sentier-investorsreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- au.linkedin.com/company/first-sentier-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- firstsentierinvestors.com.aureportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +13458147600reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026