DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Silverlake Wealth Management LLC
Latest filing Jul 1, 2026
First filing on the tape Sep 24, 2012 · 42 filings
SEC status approved since Jun 3, 2015
RAUM
$849M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
96%
$814M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$94.3M
derived; firm RAUM over IAPD count
Employees
13
11 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$849M as of Jul 1, 2026
Mar 17, 2016$99.7M then
HNW client RAUM$597M as of Jul 1, 2026
Mar 16, 2018$72.9M then
State-registered IARs (5.B.3)11 as of Jul 1, 2026
Mar 17, 20166 then
Employees (5.A)13 as of Jul 1, 2026
Mar 17, 20168 then
Private funds: no history
RAUM +48% over the last fiscal year+26% a year over threeIARs 9 to 11offices 2 to 4
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $94.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 114derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $321,498derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +48%derivedbetween the last two annual amendments
- Advisor growth, one year
- +22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +49%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $3.3M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$597M70%
- Individuals$217M26%
- Pension and profit-sharing plans$15.8M1.9%
- Corporations and businesses$12.9M1.5%
- Charitable organizations$6.1M0.7%
- Individual clients
- 774reported
- HNW clients
- 254reported
- Pension plan clients
- 6reported
- Charitable clients
- 13reported
- Accounts
- 2,641reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.3M for 1 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Theodore Martin Riehle | Williston, Vt | Jan 6, 2017 | 44 y | 2 |
| Thomas Joseph GolonkaCertified Financial Planner | Williston, Vt | Jan 6, 2017 | 34 y | 3 |
| Jeffrey Donald Steele | Williston, Vt | Jan 6, 2017 | 35 y | 2 |
| Richard Joseph Briand | Williston, Vt | Jan 6, 2017 | 43 y | 3 |
| Robert William Eddy | Williston, Vt | Nov 3, 2021 | 33 y | 2 |
| Gregory John Steele | Williston, Vt | May 7, 2024 | 31 y | 0 |
| Derek Guy Eddy | Williston, Vt | Jan 1, 2025 | 17 y | 2 |
| Ryan J BergmannCertified Financial Planner | Williston, Vt | Jan 16, 2025 | 14 y | 1 |
| Hans Frederick Smith | Williston, Vt | Jun 18, 2025 | 12 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Nathan David Cloutier to LPL Financial LLCDec 20, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Hans Frederick Smith from One Day In July LLCJun 18, 2025 · RIA to RIA
- Ryan J Bergmann from Morgan StanleyJan 16, 2025 · Wirehouse to independent RIA
- Derek Guy Eddy from Wells Fargo AdvisorsDec 18, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Jeffrey Donald Steele from Wells Fargo AdvisorsDec 10, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Thomas Joseph Golonka from Wells Fargo AdvisorsDec 10, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Robert William Eddy from Wells Fargo AdvisorsDec 10, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Richard Joseph Briand from Wells Fargo AdvisorsDec 10, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Theodore Martin Riehle from Wells Fargo AdvisorsDec 10, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Richard Briand · Member, Managing Partnercontrolsince 11/2012 · owns 10% to 25%
- William Robert Eddy · Member, Managing Partnercontrolsince 11/2012 · owns 10% to 25%
- Joseph Thomas Golonka · Member, Managing Partnercontrolsince 11/2012 · owns 10% to 25%
- Martin Theodore Riehle · Member, Managing Partnercontrolsince 11/2012 · owns 10% to 25%
- Donald Jeffrey Steele · Member, Managing Partner And Chief Compliance Officercontrolsince 11/2012 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Williston, Vt · principal | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Montpelier, VT1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Apr 15, 2026RAUM (Item 5.F) moved from $572,662,800 to $849,074,948 (+48.0%) between the annual amendments of 2025-03-13 and 2026-04-15; the peer median change was +16.0% (1386 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 1,892 to 2,641Jan 6, 2026 to Mar 9, 2026
- Advisory employees · 9 to 11Jan 6, 2026 to Mar 9, 2026
- BD registered reps · 7 to 6Jan 6, 2026 to Mar 9, 2026
- Charity clients · 7 to 13Jan 6, 2026 to Mar 9, 2026
- Corporate clients · 20 to 25Jan 6, 2026 to Mar 9, 2026
- HNW clients · 170 to 254Jan 6, 2026 to Mar 9, 2026
- Individual clients · 518 to 774Jan 6, 2026 to Mar 9, 2026
- Pension plan clients · 7 to 6Jan 6, 2026 to Mar 9, 2026
- Assets in custody · $267,824 to $3.3MJan 6, 2026 to Mar 9, 2026
- Employees · 12 to 13Jan 6, 2026 to Mar 9, 2026
- State-registered IARs · 9 to 11Jan 6, 2026 to Mar 9, 2026
- Other offices · 2 to 4Jan 6, 2026 to Mar 9, 2026
- Discretionary RAUM · $515M to $784MJan 6, 2026 to Mar 9, 2026
- HNW RAUM · $403M to $597MJan 6, 2026 to Mar 9, 2026
- Individual RAUM · $141M to $217MJan 6, 2026 to Mar 9, 2026
- Non-discretionary RAUM · $57.8M to $65.2MJan 6, 2026 to Mar 9, 2026
- Pension RAUM · $14.4M to $15.8MJan 6, 2026 to Mar 9, 2026
- RAUM · $573M to $849MJan 6, 2026 to Mar 9, 2026
- Financial planning clients · 11-25 to 11-25Mar 13, 2025 to Jun 30, 2025
- Accounts · 606 to 1,892Dec 6, 2024 to Mar 13, 2025
- Advisory employees · 7 to 9Dec 6, 2024 to Mar 13, 2025
- BD registered reps · 6 to 7Dec 6, 2024 to Mar 13, 2025
- Charity clients · 6 to 7Dec 6, 2024 to Mar 13, 2025
- Corporate clients · 17 to 20Dec 6, 2024 to Mar 13, 2025
- HNW clients · 143 to 170Dec 6, 2024 to Mar 13, 2025
- Individual clients · 428 to 518Dec 6, 2024 to Mar 13, 2025
- Pension plan clients · 9 to 7Dec 6, 2024 to Mar 13, 2025
- Assets in custody · $2.4M to $267,824Dec 6, 2024 to Mar 13, 2025
- Employees · 10 to 12Dec 6, 2024 to Mar 13, 2025
- State-registered IARs · 7 to 9Dec 6, 2024 to Mar 13, 2025
- Discretionary RAUM · $434M to $515MDec 6, 2024 to Mar 13, 2025
- HNW RAUM · $340M to $403MDec 6, 2024 to Mar 13, 2025
- Individual RAUM · $117M to $141MDec 6, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $51.9M to $57.8MDec 6, 2024 to Mar 13, 2025
- Pension RAUM · $12.5M to $14.4MDec 6, 2024 to Mar 13, 2025
- RAUM · $486M to $573MDec 6, 2024 to Mar 13, 2025
- Other offices · 1 to 2Feb 23, 2024 to Apr 29, 2024
- Accounts · 1,505 to 606Dec 20, 2023 to Feb 23, 2024
- Advisory employees · 8 to 7Dec 20, 2023 to Feb 23, 2024
- BD registered reps · 9 to 6Dec 20, 2023 to Feb 23, 2024
Signals
4 dated events
- Silverlake Wealth Management Llc reported RAUM $849.1M, up 48% from $572.7M (2026-01-06 to 2026-03-09)Mar 9, 2026 · RAUM change · derived
- Nathan David Cloutier left Silverlake Wealth Management Llc for Lpl Financial Llc (registered 2023-12-06)Dec 20, 2023 · Advisor changed firm · fact
- Silverlake Wealth Management Llc reported RAUM $365.8M, up 117% from $168.9M (2020-10-12 to 2021-03-18)Mar 18, 2021 · RAUM change · derived
- Silverlake Wealth Management Llc filed its initial SEC registration (Form ADV)May 20, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- silverlaketeam@silverlakewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 802-857-5079reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 802-857-5083reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/silverlakewealthmanagementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SILVERLAKEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (802) 857-5083reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026