DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•• D•• I• J••• L••
Latest filing Feb 4, 2026
First filing on the tape Jul 16, 2018 · 28 filings
SEC status approved since Aug 15, 2018
RAUM
$1.4B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
97%
$1.3B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
23
13 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$1.4B as of Feb 4, 2026
Mar 19, 2019$161M then
HNW client RAUM$936M as of Feb 4, 2026
Mar 19, 2019$92.7M then
State-registered IARs (5.B.3)13 as of Feb 4, 2026
Mar 19, 20194 then
Employees (5.A)23 as of Feb 4, 2026
Mar 19, 20194 then
Private funds: no history
RAUM +25% over the last fiscal year+32% a year over threeIARs 11 to 13offices 5 to 9
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 104derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $339,992derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.3derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$936M69%
- Individuals$393M29%
- Charitable organizations$20.0M1.5%
- Pension and profit-sharing plans$14.5M1.1%
- Corporations and businesses$569,3110.0%
- Individual clients
- 972reported
- HNW clients
- 379reported
- Pension plan clients
- 12reported
- Charitable clients
- 14reported
- Accounts
- 4,011reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• P•••••• C••••••••• | Burlington, Vt | Aug 15, 2016 | 18 y | 0 |
| W•••••• F•••• K••••• | Vergennes, Vt | Sep 4, 2019 | 34 y | 2 |
| N•••• S••••• W•••••••• | Burlington, Vt | Jul 7, 2020 | 13 y | 0 |
| C••••• F••••• M•••••••• | Middlebury, Vt | Apr 1, 2022 | 20 y | 0 |
| M•••••• D••••• M••••••Chartered Financial Analyst | Burlington, Vt | Feb 13, 2023 | 13 y | 0 |
| C••••••• G•••• R•••••• | Burlington, Vt | Jul 10, 2024 | 13 y | 0 |
| C••••••••• S•• P•••• M•••••• | Burlington, Vt | Oct 1, 2024 | 10 y | 0 |
| S••• P•••••• G••••• | Morrisville, Vt | Oct 23, 2024 | 16 y | 0 |
| J••• R••••• B••• | Bennington, Vt | Feb 4, 2025 | 14 y | 0 |
| B•••• K•••• | Burlington, Vt | Jun 11, 2025 | 10 y | 0 |
| J••••••• L••••• M••••••• | Burlington, Vt | Sep 26, 2025 | 10 y | 0 |
| J••• R••••• S•••• | Burlington, Vt | Nov 4, 2025 | 12 y | 0 |
| K•••• P•••••• M••••• | Burlington, Vt | Nov 4, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount4 left over 36 months
Left, latest
- P•••• A••••• E•••• to K••••• G••••Sep 3, 2025 · RIA to RIA
- H••• F•••••••• S•••• to S••••••••• W••••• M••••••••• L••Jun 5, 2025 · RIA to RIA
- G•••• D••••••••• O•••••• to A•••••• W••••• M•••••••••Sep 25, 2024 · RIA to a state-registered adviser
- K•••••• A• B••••• to M••••• S••••••Dec 22, 2023 · RIA to wirehouse
- J••••• K••• to F•••• 5• W••••• M••••••••• L••Jun 1, 2023 · RIA to a state-registered adviser
- S••••• S••••••••• to Y•• T•••• L••Dec 2, 2020 · Other
- P••• F•••••• B•••• to M••••• S••••• C••••••• L••Nov 4, 2020 · RIA to RIA
Joined, latest
- W•••••• F•••• K••••• from A•••••••• G••••• I••••••••• L••Sep 4, 2019 · Other
- S••••• S••••••••• from A••••• A•• P••••••• S•••••••Mar 18, 2019 · Other
- P••• F•••••• B•••• from W•••• F•••• A•••••••Mar 12, 2018 · Wirehouse to independent RIA
- H••• F•••••••• S•••• from T••••••• I••••••••• M••••••••• P•••Jan 6, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J••••• A•• · Chief Compliance Officercontrolsince 07/2023 · owns less than 5%
- C••••••••• D•••••• P•••••• · Chief Executive Officer, Chief Compliance Officer, & Sole Member/Managing Membercontrolsince 05/2016 · owns 75% or more
- K••••• B•••• · Director Of Operationscontrolsince 09/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Burlington, Vt · principal | 11 | 3 | 0 | ||
| Chesterbrook, Pa | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Chesterbrook, PA1 employees
- Hanover, NH1 employees
- Saratoga Springs, NY1 employees
- Vergennes, VT1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Feb 4, 2026K••••• B•••• (DIRECTOR OF OPERATIONS) appeared on Schedule A between the filings of 2023-08-02 and 2026-02-04peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 4, 2026B••••• J••••• A•• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-08-02 and 2026-02-04peers: independent wealth managers, $1B to $5B (1,362)
- office count surgeChange between filings · filing Feb 4, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 9.0 (+80.0%) between the annual amendments of 2025-01-31 and 2026-02-04; the peer median change was 0.0% (379 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (379) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 3,737 to 4,011Oct 22, 2025 to Feb 4, 2026
- Advisory employees · 10 to 13Oct 22, 2025 to Feb 4, 2026
- HNW clients · 323 to 379Oct 22, 2025 to Feb 4, 2026
- Individual clients · 895 to 972Oct 22, 2025 to Feb 4, 2026
- Pension plan clients · 15 to 12Oct 22, 2025 to Feb 4, 2026
- Employees · 20 to 23Oct 22, 2025 to Feb 4, 2026
- Financial planning clients · 51-100 to 101-250Oct 22, 2025 to Feb 4, 2026
- State-registered IARs · 11 to 13Oct 22, 2025 to Feb 4, 2026
- Other offices · 5 to 9Oct 22, 2025 to Feb 4, 2026
- Discretionary RAUM · $1.1B to $1.3BOct 22, 2025 to Feb 4, 2026
- HNW RAUM · $717M to $936MOct 22, 2025 to Feb 4, 2026
- Individual RAUM · $331M to $393MOct 22, 2025 to Feb 4, 2026
- Non-discretionary RAUM · $13.7M to $14.5MOct 22, 2025 to Feb 4, 2026
- Pension RAUM · $13.7M to $14.5MOct 22, 2025 to Feb 4, 2026
- RAUM · $1.1B to $1.4BOct 22, 2025 to Feb 4, 2026
- Accounts · 3,148 to 3,737Mar 28, 2024 to Jan 31, 2025
- Advisory employees · 9 to 10Mar 28, 2024 to Jan 31, 2025
- Charity clients · 11 to 14Mar 28, 2024 to Jan 31, 2025
- HNW clients · 247 to 323Mar 28, 2024 to Jan 31, 2025
- Individual clients · 780 to 895Mar 28, 2024 to Jan 31, 2025
- Pension plan clients · 21 to 15Mar 28, 2024 to Jan 31, 2025
- Employees · 16 to 20Mar 28, 2024 to Jan 31, 2025
- Financial planning clients · 26-50 to 51-100Mar 28, 2024 to Jan 31, 2025
- State-registered IARs · 9 to 11Mar 28, 2024 to Jan 31, 2025
- Other offices · 4 to 5Mar 28, 2024 to Jan 31, 2025
- Discretionary RAUM · $778M to $1.1BMar 28, 2024 to Jan 31, 2025
- HNW RAUM · $505M to $717MMar 28, 2024 to Jan 31, 2025
- Individual RAUM · $260M to $331MMar 28, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $20.1M to $13.7MMar 28, 2024 to Jan 31, 2025
- Pension RAUM · $20.1M to $13.7MMar 28, 2024 to Jan 31, 2025
- RAUM · $798M to $1.1BMar 28, 2024 to Jan 31, 2025
- Accounts · 2,525 to 3,148Aug 2, 2023 to Jan 19, 2024
- Advisory employees · 12 to 9Aug 2, 2023 to Jan 19, 2024
- Charity clients · 10 to 11Aug 2, 2023 to Jan 19, 2024
- Corporate clients · 5 to 4Aug 2, 2023 to Jan 19, 2024
- HNW clients · 215 to 247Aug 2, 2023 to Jan 19, 2024
- Individual clients · 624 to 780Aug 2, 2023 to Jan 19, 2024
- Pension plan clients · 16 to 21Aug 2, 2023 to Jan 19, 2024
- Employees · 18 to 16Aug 2, 2023 to Jan 19, 2024
- State-registered IARs · 12 to 9Aug 2, 2023 to Jan 19, 2024
Signals
11 dated events
- O•• D•• I• J••• L•• reported RAUM $1.4B, up 25% from $1.1B (2025-10-22 to 2026-02-04)Feb 4, 2026 · RAUM change · derived
- P•••• A••••• E•••• left O•• D•• I• J••• L•• for K••••• G•••• (registered 2026-05-29)Sep 3, 2025 · Advisor changed firm · fact
- H••• F•••••••• S•••• left O•• D•• I• J••• L•• for S••••••••• W••••• M••••••••• L•• (registered 2025-06-18)Jun 5, 2025 · Advisor changed firm · fact
- O•• D•• I• J••• L•• reported RAUM $1.1B, up 37% from $797.7M (2024-03-28 to 2025-01-31)Jan 31, 2025 · RAUM change · derived
- G•••• D••••••••• O•••••• left O•• D•• I• J••• L•• for A•••••• W••••• M••••••••• (registered 2025-05-09)Sep 25, 2024 · Advisor changed firm · fact
- O•• D•• I• J••• L•• reported RAUM $797.7M, up 36% from $587.5M (2023-08-02 to 2024-01-19)Jan 19, 2024 · RAUM change · derived
- K•••••• A• B••••• left O•• D•• I• J••• L•• for M••••• S•••••• (registered 2024-01-18)Dec 22, 2023 · Advisor changed firm · fact
- Ann Jayne Bills (Chief Compliance Officer) appeared on Schedule A of O•• D•• I• J••• L••Aug 2, 2023 · Control person joined · fact
- J••••• K••• left O•• D•• I• J••• L•• for F•••• 5• W••••• M••••••••• L•• (registered 2026-07-06)Jun 1, 2023 · Advisor changed firm · fact
- O•• D•• I• J••• L•• reported RAUM $569.9M, up 55% from $368.8M (2021-07-13 to 2022-02-21)Feb 21, 2022 · RAUM change · derived
- O•• D•• I• J••• L•• filed its initial SEC registration (Form ADV)Jul 16, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- welcome@o•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- frank@o•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 802-341-0188reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 802-503-8280reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 802-207-8980reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/one-day-in-july-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ONEDAYINJ•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (802) 503-8280reportedpublic record, Form ADV, Feb 4, 2026
- Contact form
- ONEDAYINJULY.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026