DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••••• I•••••••••
Legal name M•••••••• I••••••••• C•••••••••
Latest filing Mar 30, 2026
First filing on the tape Jan 2, 2013 · 36 filings
SEC status approved since Jan 14, 2013
RAUM
$18B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$18B as of Mar 30, 2026
Mar 29, 2019$692M then
HNW client RAUM$0 as of Mar 31, 2021
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20140 then
Employees (5.A)16 as of Mar 30, 2026
Mar 28, 20147 then
Private funds8 as of Mar 30, 2026
Mar 29, 20193 then
RAUM +103% over the last fiscal year+68% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $287MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +103%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$15B85%
- State and municipal entities$1.5B8.5%
- Investment companies$716M4.0%
- Insurance companies$284M1.6%
- Sovereign wealth funds$110M0.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 63reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.89 institutional_share=0.11 related_bd=true related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••••• U• Q••••••••• A•••••••• C••• M••••• F••• ••••••• L• | Hedge Fund | $95.5M | 1 | Mar 30, 2023 |
| M•••••••• U• Q••••••••• A•••••••• C••• F••• ••••••• L••• | Hedge Fund | $95.5M | 1 | Mar 30, 2023 |
| M•••••••• E••••••• M•••••• S•••• C•• M••••• F••• ••••••• L• | Other Private Fund | $55.4M | 9 | Aug 3, 2018 |
| M•••••••• I••••••••• Q••••••••• L•••• C•• M••••• F••• ••••••• L• | Other Private Fund | $45.4M | 1 | Jun 28, 2019 |
| M•••••••• I••••••••• Q••••••••• L•••• C•• F••• ••••••• L••• | Other Private Fund | $45.4M | 1 | Jun 28, 2019 |
| M•••••••• E••••••• M•••••• S•••• C•• F••• ••••••• L••• | Other Private Fund | $45.0M | 2 | Aug 3, 2018 |
| M•••••••• I••••••••• Q••••••••• S•••• C•• M••••• F••• ••••••• L• | Other Private Fund | $43.5M | 1 | Jun 28, 2019 |
| M•••••••• I••••••••• Q••••••••• S•••• C•• F••• ••••••• L••• | Other Private Fund | $43.5M | 1 | Jun 28, 2019 |
| M•••••••• E••••••• M•••••• L••••••••• M••••• F••• ••••••• L•no longer reported | Hedge Fund | $10.0M | 1 | Aug 3, 2018 |
Owners and control persons
Schedule A and B, latest filing
- D••••• A•••• K•••• · Senior Vice-President, Investment Management And General Managercontrolsince 09/2017 · owns less than 5%
- G•••••••• R•••••• S•••••• · Directorcontrolsince 12/2020 · owns less than 5%
- G••••• J•••••• L••• G••••••• · Director, President And Ceocontrolsince 07/2022 · owns less than 5%
- L••••• S•••••• G•••••• · Director And Senior Vice-President, Chief Investment Officercontrolsince 12/2020 · owns less than 5%
- P•••••• K••••• D•••• B•••••• · Director, Executive Vice-President And Cfocontrolsince 07/2022 · owns less than 5%
- R••••• C•••••• C••••••• A•• · Directorcontrolsince 12/2020 · owns less than 5%
- S••••••• G••••••• E••••• · Chief Compliance Officercontrolsince 05/2018 · owns less than 5%
- W•••••••• N•••••••• L••• · Directorcontrolsince 05/2023 · owns less than 5%
- D••••••••• A••••• R•••• · Trusteecontrolsince 10/2013 · owns F of T•• D•••••••• F••••• R•••••••• T••••
- D••••••••• P•••• G•• · Trusteecontrolsince 10/2013 · owns F of T•• D•••••••• F••••• R•••••••• T••••
- D•••• G•••• A••••• · Trusteecontrolsince 05/2023 · owns F of T•• D•••••••• F••••• R•••••••• T••••
- F••••••• G••••••• J•••• · Trusteecontrolsince 02/2024 · owns F of T•• D•••••••• F••••• R•••••••• T••••
- D••••••••• S••••• · Trusteesince 03/2018 · owns F of T•• D•••••••• F••••• R•••••••• T••••
Entity owners
- M•••••••• F•••••••• C••••••••• · Shareholderdirect · owns 75% or more
- I•• F•••••••• I••• · Shareholderindirect · owns 75% or more of M•••••••• I•••
- M•••••••• I••• · Shareholderindirect · owns 75% or more of M•••••••• F•••••••• C•••••••••
- P•••• C••••••••• O• C••••• · Shareholderindirect · owns 75% or more of P•••• F•••••••• C•••••••••
- P•••• F•••••••• C••••••••• · Shareholderindirect · owns 50% to 75% of I•• F•••••••• I•••
- T•• D•••••••• F••••• R•••••••• T•••• · Shareholderindirect · owns 50% to 75% of P•••• C••••••••• O• C•••••
Related persons
Schedule D 7.A
- C••••• L••• I••••••••• M••••••••• L•••investment adviserbankpooled vehicle sponsorn
- C•••• A•••• M••••••••• C••• L•••investment advisern
- C•••••• P•••••••• S••••••• I•••investment adviserbankpooled vehicle sponsorn
- I••• I••••••••• M••••••••• L•••investment adviserpooled vehicle sponsorreal estaten
- I•••••••• G•••• F•••••••• S••••••• I•••broker-dealerreal estaten
- I•••••••• G•••• I•••••••• S••••••• I•••real estaten
- I•••••••• G•••• S••••••••• I•••broker-dealerreal estaten
- I•••••••• G•••• T•••• C•• L•••n
- I•• I••••••••• C•••••••••broker-dealern
- I•• S••••••••• C•••••••••broker-dealern
- M•••••••• E• F•••• M••••••••• ••••••• L•••pooled vehicle sponsorn
- M•••••••• I•••••••••broker-dealerinvestment adviserbankpooled vehicle sponsoryRAUM $195B
- M•••••••• I••••••••• A••• L••••••investment advisernRAUM $2.5B
- M•••••••• I••••••••• E••••• L••••••investment advisernRAUM $5.3B
- M•••• F••• M••••••••• ••••••• L•••pooled vehicle sponsorn
- M••• G• I•••pooled vehicle sponsorn
Advisers that list M•••••••• I••••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $8,893,264,976 to $18,068,039,261 (+103.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +13.0% (631 comparable advisers, 96.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 49 to 63Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 9 to 10Mar 28, 2025 to Mar 30, 2026
- BD registered reps · 1 to 2Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 41 to 51Mar 28, 2025 to Mar 30, 2026
- Employees · 14 to 16Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $8.9B to $18BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $7.2B to $15BMar 28, 2025 to Mar 30, 2026
- RAUM · $8.9B to $18BMar 28, 2025 to Mar 30, 2026
- Accounts · 38 to 49Mar 28, 2024 to Mar 28, 2025
- Advisory activities · 2 to 3Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 31 to 41Mar 28, 2024 to Mar 28, 2025
- Employees · 13 to 14Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $7.6B to $8.9BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $6.7B to $7.2BMar 28, 2024 to Mar 28, 2025
- RAUM · $7.6B to $8.9BMar 28, 2024 to Mar 28, 2025
- Accounts · 32 to 38May 16, 2023 to Mar 28, 2024
- Advisory employees · 8 to 9May 16, 2023 to Mar 28, 2024
- BD registered reps · 2 to 1May 16, 2023 to Mar 28, 2024
- Pooled vehicle clients · 27 to 31May 16, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.8B to $7.6BMay 16, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.7B to $6.7BMay 16, 2023 to Mar 28, 2024
- RAUM · $3.8B to $7.6BMay 16, 2023 to Mar 28, 2024
- Accounts · 28 to 32Dec 2, 2022 to Mar 30, 2023
- Pooled vehicle clients · 24 to 27Dec 2, 2022 to Mar 30, 2023
- Private funds · 6 to 8Dec 2, 2022 to Mar 30, 2023
- Discretionary RAUM · $4.4B to $3.8BDec 2, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $3.7B to $2.7BDec 2, 2022 to Mar 30, 2023
- RAUM · $4.4B to $3.8BDec 2, 2022 to Mar 30, 2023
- Accounts · 18 to 28Jun 1, 2021 to Mar 30, 2022
- Pooled vehicle clients · 17 to 24Jun 1, 2021 to Mar 30, 2022
- Employees · 12 to 13Jun 1, 2021 to Mar 30, 2022
- Discretionary RAUM · $2.0B to $4.4BJun 1, 2021 to Mar 30, 2022
- HNW RAUM · 0.0 to unsetJun 1, 2021 to Mar 30, 2022
- Individual RAUM · 0.0 to unsetJun 1, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.6B to $3.7BJun 1, 2021 to Mar 30, 2022
- RAUM · $2.0B to $4.4BJun 1, 2021 to Mar 30, 2022
- Accounts · 14 to 18Jul 31, 2020 to Mar 31, 2021
- Advisory activities · 3 to 2Jul 31, 2020 to Mar 31, 2021
- Pooled vehicle clients · 13 to 17Jul 31, 2020 to Mar 31, 2021
Signals
25 dated events
- M•••••••• I••••••••• reported RAUM $18.1B, up 103% from $8.9B (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- M•••••••• I••••••••• reported RAUM $7.6B, up 101% from $3.8B (2023-05-16 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Guy Fortin (Trustee) no longer on Schedule A of M•••••••• I••••••••• (listed 2023-05-16, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- L••• N••••••• W••••••• (Director) appeared on Schedule A of M•••••••• I•••••••••Mar 28, 2024 · Control person joined · fact
- Albert Gary Doer (Trustee) appeared on Schedule A of M•••••••• I•••••••••Mar 28, 2024 · Control person joined · fact
- James G•••••• Fleming (Trustee) appeared on Schedule A of M•••••••• I•••••••••Mar 28, 2024 · Control person joined · fact
- Wylie Michael Schnitman (Senior Vice President, Head Of Alternative Investments And General Manager) no longer on Schedule A of M•••••••• I••••••••• (listed 2023-03-30, absent 2023-05-16)May 16, 2023 · Control person left · inference
- Subhas Sen (Director) no longer on Schedule A of M•••••••• I••••••••• (listed 2023-03-30, absent 2023-05-16)May 16, 2023 · Control person left · inference
- Michel Plessis-Belair (Trustee) no longer on Schedule A of M•••••••• I••••••••• (listed 2022-12-02, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Sean Barry Mcinerney (Director, Chairman, President And Chief Executive Officer) no longer on Schedule A of M•••••••• I••••••••• (listed 2022-12-02, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- D•••• B•••••• K•••• P••••• (Director, Executive Vice-President And Cfo) appeared on Schedule A of M•••••••• I•••••••••Mar 30, 2023 · Control person joined · fact
- M•••••••• I••••••••• reported RAUM $4.4B, up 123% from $2.0B (2021-06-01 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- M•••••••• I••••••••• reported RAUM $2.0B, up 95% from $1.0B (2020-07-31 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- S•••••• R••••• G••••••• (Director) appeared on Schedule A of M•••••••• I•••••••••Mar 31, 2021 · Control person joined · fact
- Subhas Sen (Director) appeared on Schedule A of M•••••••• I•••••••••Mar 31, 2021 · Control person joined · fact
- G•••••• S••••• L•••• (Director) appeared on Schedule A of M•••••••• I•••••••••Mar 31, 2021 · Control person joined · fact
- Ann Cynthia Reiter Currie (Director) appeared on Schedule A of M•••••••• I•••••••••Mar 31, 2021 · Control person joined · fact
- H Tony Elavia (Director, Executive Vice-President & Chief Investment Officer) no longer on Schedule A of M•••••••• I••••••••• (listed 2020-07-31, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- R••••• J•••••• C••••• (Director) no longer on Schedule A of M•••••••• I••••••••• (listed 2020-07-31, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Wylie Michael Schnitman (Senior Vice President, Head Of Alternative Investments And General Manager) appeared on Schedule A of M•••••••• I•••••••••Feb 3, 2020 · Control person joined · fact
- Eloise Gillian Seidler (Chief Compliance Officer) appeared on Schedule A of M•••••••• I•••••••••Mar 29, 2019 · Control person joined · fact
- R••••• J•••••• C••••• (Director) appeared on Schedule A of M•••••••• I•••••••••Mar 29, 2019 · Control person joined · fact
- Martin Ronald D•••• Cheop (Chief Compliance Officer) no longer on Schedule A of M•••••••• I••••••••• (listed 2018-08-03, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Wilson Jay Christopher Boyle (Director) no longer on Schedule A of M•••••••• I••••••••• (listed 2018-08-03, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- M•••••••• I••••••••• C••••••••• filed its initial SEC registration (Form ADV)Jan 2, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- M••••••••INVESTMENTS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-439-9500reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026