DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mar Wealth Management Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Cullen Patten | Td Private Client Wealth LLC BD affiliated | Mar Wealth Management Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2019 | Sep 8, 2026 (2469 d) |
| Maricela Amelia Ramos | Kestra Private Wealth Services, LLC other | Mar Wealth Management Services, LLC independent RIA | Other | Jul 9, 2013 | Sep 30, 2022 (3370 d) |
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2 moves match.