DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Client 1st Advisory Group
Legal name Client 1st Advisory Group LLC
Latest filing Mar 27, 2026
First filing on the tape May 6, 2013 · 47 filings
SEC status approved since May 14, 2013
RAUM
$511M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$508M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$73.1M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$511M as of Mar 27, 2026
Mar 26, 2014$157M then
HNW client RAUM$401M as of Mar 27, 2026
Feb 23, 2018$76.5M then
State-registered IARs (5.B.3)7 as of Mar 27, 2026
Mar 26, 20144 then
Employees (5.A)8 as of Mar 27, 2026
Mar 26, 20147 then
Private funds: no history
RAUM +27% over the last fiscal year+21% a year over threeIARs 4 to 7offices 1 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $73.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $553,557derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +75%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $19.3MreportedItem 5.I
- Custody
- $8.8M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$401M78%
- Individuals$106M21%
- Corporations and businesses$2.6M0.5%
- Charitable organizations$786,1070.2%
- Other investment advisers$318,5340.1%
- Individual clients
- 238reported
- HNW clients
- 115reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 924reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $8.8M for 3 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David George Stieh | Dunedin, Fl | May 30, 2013 | 26 y | 2 |
| Sharon Louise Bastide | Dunedin, Fl | Dec 11, 2018 | 17 y | 1 |
| Craig Scott PhillipsCertified Financial Planner | Dunedin, Fl | Jan 1, 2025 | 33 y | 2 |
| Morgan E MabryCertified Financial Planner | Dunedin, Fl | Jan 24, 2025 | 13 y | 1 |
| Michelle Lais MabryCertified Financial Planner | Dunedin, Fl | Jan 29, 2025 | 36 y | 4 |
| Jamie Renee MasonCertified Financial Planner | Dunedin, Fl | Jul 10, 2025 | 11 y | 6 |
| Paul Cooper Harris | Hattiesburg, Ms | Oct 31, 2025 | 26 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Julie Roberts Talbot to Kestra Advisory Services, LLCSep 2, 2016 · Other
Joined, latest
- Paul Cooper Harris from Cetera Investment Advisers LLCOct 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jamie Renee Mason from Ars Wealth AdvisorsJul 10, 2025 · RIA to RIA
- Sharon Louise Bastide from Transamerica Retirement Advisors, LLCDec 11, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lais Michelle Mabry · Chief Executive Officercontrolsince 07/2020 · owns less than 5%
- E Morgan Mabry · Chief Investment Officercontrolsince 01/2024 · owns 10% to 25%
- George David Stieh · Chief Operations Officercontrolsince 03/2013 · owns less than 5%
- Lais Michelle Mabry · Chief Executive Officercontrolsince 01/2008 · owns 50% to 75% of Wealth Management Consultants, Inc.
- E Morgan Mabry · Chief Investment Officercontrolsince 01/2024 · owns F of Zaffiri Capital
- Scott Craig Phillips · Co-Foundercontrolsince 03/2013 · owns F of Client 1st Advisors, Inc.
- George David Stieh · Chief Operations Officercontrolsince 01/2024 · owns F of Dgs Capital Solutions, LLC
- Aloysius Herbert Pontzer · Chief Compliance Officersince 05/2021 · owns less than 5%
Entity owners
- Wealth Management Consultants, Inc. · Ownerdirect · owns 50% to 75%
- Client 1st Advisors, Inc. · Ownerdirect · owns less than 5%
- Dgs Capital Solutions, LLC · Ownerdirect · owns 10% to 25%
- Zaffiri Capital · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dunedin, Fl · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Vero Beach, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 840 to 924Aug 29, 2025 to Mar 27, 2026
- Advisory employees · 4 to 7Aug 29, 2025 to Mar 27, 2026
- BD registered reps · 1 to 0Aug 29, 2025 to Mar 27, 2026
- Charity clients · 4.0 to unsetAug 29, 2025 to Mar 27, 2026
- HNW clients · 108 to 115Aug 29, 2025 to Mar 27, 2026
- Individual clients · 215 to 238Aug 29, 2025 to Mar 27, 2026
- Pension plan clients · 2.0 to unsetAug 29, 2025 to Mar 27, 2026
- Assets in custody · $10.0M to $8.8MAug 29, 2025 to Mar 27, 2026
- Employees · 5 to 8Aug 29, 2025 to Mar 27, 2026
- State-registered IARs · 4 to 7Aug 29, 2025 to Mar 27, 2026
- Discretionary RAUM · $398M to $508MAug 29, 2025 to Mar 27, 2026
- HNW RAUM · $306M to $401MAug 29, 2025 to Mar 27, 2026
- Individual RAUM · $85.7M to $106MAug 29, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $6.1M to $3.2MAug 29, 2025 to Mar 27, 2026
- Pension RAUM · 6074514.0 to unsetAug 29, 2025 to Mar 27, 2026
- RAUM · $404M to $511MAug 29, 2025 to Mar 27, 2026
- Other offices · 1 to 0Mar 31, 2025 to Aug 29, 2025
- Accounts · 825 to 840Feb 20, 2025 to Mar 31, 2025
- Advisory employees · 5 to 4Feb 20, 2025 to Mar 31, 2025
- HNW clients · 102 to 108Feb 20, 2025 to Mar 31, 2025
- Individual clients · 216 to 215Feb 20, 2025 to Mar 31, 2025
- Assets in custody · $9.2M to $10.0MFeb 20, 2025 to Mar 31, 2025
- Employees · 6 to 5Feb 20, 2025 to Mar 31, 2025
- Financial planning clients · 101-250 to 101-250Feb 20, 2025 to Mar 31, 2025
- State-registered IARs · 6 to 4Feb 20, 2025 to Mar 31, 2025
- Discretionary RAUM · $343M to $398MFeb 20, 2025 to Mar 31, 2025
- HNW RAUM · $259M to $306MFeb 20, 2025 to Mar 31, 2025
- Individual RAUM · $78.1M to $85.7MFeb 20, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $5.3M to $6.1MFeb 20, 2025 to Mar 31, 2025
- Pension RAUM · $5.3M to $6.1MFeb 20, 2025 to Mar 31, 2025
- RAUM · $349M to $404MFeb 20, 2025 to Mar 31, 2025
- Other offices · 2 to 1Mar 25, 2024 to May 28, 2024
- Accounts · 314 to 825Aug 15, 2023 to Mar 25, 2024
- Advisory activities · 3 to 2Aug 15, 2023 to Mar 25, 2024
- Charity clients · 2 to 4Aug 15, 2023 to Mar 25, 2024
- HNW clients · 90 to 102Aug 15, 2023 to Mar 25, 2024
- Individual clients · 221 to 216Aug 15, 2023 to Mar 25, 2024
- Pension plan clients · 3 to 2Aug 15, 2023 to Mar 25, 2024
- Assets in custody · $7.3M to $9.2MAug 15, 2023 to Mar 25, 2024
- Financial planning clients · 11-25 to 101-250Aug 15, 2023 to Mar 25, 2024
Signals
4 dated events
- Client 1St Advisory Group reported RAUM $511.5M, up 27% from $404.0M (2025-08-29 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- E Morgan Mabry (Chief Investment Officer) appeared on Schedule A of Client 1St Advisory GroupMar 25, 2024 · Control person joined · fact
- Client 1St Advisory Group reported succeeding to the business of Another Adviser (Form ADV Item 4)May 6, 2013 · Succession (Item 4) · fact
- Client 1St Advisory Group filed its initial SEC registration (Form ADV)May 6, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Client 1st Advisory Group · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@c1ag.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- meghan@c1ag.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-843-3249reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/client-1st-advisory-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C1AG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 727-450-2301reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- c1ag.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- c1ag.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026