DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Client 1st Advisory Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Cooper Harris | Cetera Investment Advisers LLC BD affiliated | Client 1st Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2025 | Oct 31, 2025 (102 d) |
| Jamie Renee Mason | Ars Wealth Advisors independent RIA | Client 1st Advisory Group independent RIA | RIA to RIA | Apr 29, 2025 | Jul 10, 2025 (72 d) |
| Sharon Louise Bastide | Transamerica Retirement Advisors, LLC other | Client 1st Advisory Group independent RIA | Other | Dec 31, 2016 | Dec 11, 2018 (710 d) |
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3 moves match.