DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• F•••••••• F••••••• L••
Latest filing Jun 5, 2026
First filing on the tape Mar 23, 2016 · 22 filings
SEC status approved since Mar 28, 2016
RAUM
$546M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$533M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$78.1M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$546M as of Jun 5, 2026
Mar 27, 2017$113M then
HNW client RAUM$422M as of Jun 5, 2026
Mar 29, 2018$26.7M then
State-registered IARs (5.B.3)6 as of Jun 5, 2026
Mar 27, 20174 then
Employees (5.A)11 as of Jun 5, 2026
Mar 27, 20177 then
Private funds: no history
RAUM +25% over the last fiscal year+23% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jun 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $78.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 137derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $326,034derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $546MreportedItem 5.I
- Custody
- $3.2M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$422M77%
- Individuals$112M20%
- Pension and profit-sharing plans$11.4M2.1%
- Charitable organizations$1.4M0.3%
- Corporations and businesses$641,3460.1%
- Individual clients
- 578reported
- HNW clients
- 378reported
- Pension plan clients
- 11reported
- Charitable clients
- n/areported
- Accounts
- 1,676reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $3.2M for 7 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• G••••• B•••• | Franklin, Ma | Jun 7, 2013 | 26 y | 0 |
| J•••• G••• W•••• | Franklin, Ma | Aug 19, 2013 | 42 y | 1 |
| J•••• S•••• W•••• | Franklin, Ma | Dec 12, 2016 | 16 y | 1 |
| C••••••••• R•••••• B•••• | Franklin, Ma | Dec 1, 2021 | 10 y | 0 |
| J•••••• B•••••• | Fort Myers, Fl | Jul 13, 2023 | 10 y | 1 |
| R••• J•••• M••••••••Certified Financial Planner | Franklin, Ma | Apr 19, 2024 | 10 y | 1 |
| J••• A••••• | Franklin, Ma | Jun 4, 2026 | 30 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• A••••• from A••••••••• F•••••••• S•••••••• L••Jun 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- R••• J•••• M•••••••• from G•••••••• W••••• M••••••••• L••Apr 19, 2024 · RIA to RIA
- J•••••• B•••••• from W•••• F•••• A•••••••Jul 13, 2023 · Wirehouse to independent RIA
- J•••• S•••• W•••• from S•••••••• S•••••••••Dec 12, 2016 · Other
- J•••• G••• W•••• from J••• M••••• S••••••••• L••Aug 19, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• B••••• P•••••• · Chief Operating Officer, Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- B••••• J•••••• G••••• · Owner And Chief Executive Officercontrolsince 02/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Franklin, Ma · principal | 6 | 1 | 0 | ||
| Fort Myers, Fl | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Fort Myers, FL2 employees
What changed
consecutive filings, newest first
- Accounts · 1,657 to 1,676Mar 24, 2025 to Mar 27, 2026
- HNW clients · 363 to 378Mar 24, 2025 to Mar 27, 2026
- Individual clients · 583 to 578Mar 24, 2025 to Mar 27, 2026
- Pension plan clients · 10 to 11Mar 24, 2025 to Mar 27, 2026
- Assets in custody · $2.5M to $3.2MMar 24, 2025 to Mar 27, 2026
- Employees · 10 to 11Mar 24, 2025 to Mar 27, 2026
- Financial planning clients · 101-250 to 251-500Mar 24, 2025 to Mar 27, 2026
- Discretionary RAUM · $436M to $546MMar 24, 2025 to Mar 27, 2026
- HNW RAUM · $320M to $422MMar 24, 2025 to Mar 27, 2026
- Individual RAUM · $103M to $112MMar 24, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $142,336 to $0Mar 24, 2025 to Mar 27, 2026
- Pension RAUM · $11.7M to $11.4MMar 24, 2025 to Mar 27, 2026
- RAUM · $436M to $546MMar 24, 2025 to Mar 27, 2026
- Accounts · 1,553 to 1,657Apr 25, 2024 to Mar 24, 2025
- Advisory employees · 5 to 6Apr 25, 2024 to Mar 24, 2025
- HNW clients · 335 to 363Apr 25, 2024 to Mar 24, 2025
- Individual clients · 582 to 583Apr 25, 2024 to Mar 24, 2025
- Pension plan clients · 11 to 10Apr 25, 2024 to Mar 24, 2025
- Assets in custody · $1.3M to $2.5MApr 25, 2024 to Mar 24, 2025
- Employees · 9 to 10Apr 25, 2024 to Mar 24, 2025
- Financial planning clients · 101-250 to 101-250Apr 25, 2024 to Mar 24, 2025
- State-registered IARs · 5 to 6Apr 25, 2024 to Mar 24, 2025
- Discretionary RAUM · $357M to $436MApr 25, 2024 to Mar 24, 2025
- HNW RAUM · $255M to $320MApr 25, 2024 to Mar 24, 2025
- Individual RAUM · $91.0M to $103MApr 25, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $126,650 to $142,336Apr 25, 2024 to Mar 24, 2025
- Pension RAUM · $9.8M to $11.7MApr 25, 2024 to Mar 24, 2025
- RAUM · $357M to $436MApr 25, 2024 to Mar 24, 2025
- Accounts · 1,504 to 1,553Nov 13, 2023 to Mar 20, 2024
- Advisory activities · 3 to 4Nov 13, 2023 to Mar 20, 2024
- BD registered reps · 5 to 6Nov 13, 2023 to Mar 20, 2024
- HNW clients · 298 to 335Nov 13, 2023 to Mar 20, 2024
- Individual clients · 510 to 582Nov 13, 2023 to Mar 20, 2024
- Pension plan clients · 10 to 11Nov 13, 2023 to Mar 20, 2024
- Assets in custody · $105,540 to $1.3MNov 13, 2023 to Mar 20, 2024
- Employees · 10 to 9Nov 13, 2023 to Mar 20, 2024
- State-registered IARs · 3 to 5Nov 13, 2023 to Mar 20, 2024
- Discretionary RAUM · $290M to $357MNov 13, 2023 to Mar 20, 2024
- HNW RAUM · $205M to $255MNov 13, 2023 to Mar 20, 2024
- Individual RAUM · $77.4M to $91.0MNov 13, 2023 to Mar 20, 2024
Signals
5 dated events
- Byrne Financial Freedom, Llc reported RAUM $546.4M, up 25% from $435.7M (2025-03-24 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Ruth Janet Pultz (Chief Compliance Officer) no longer on Schedule A of Byrne Financial Freedom, Llc (listed 2023-11-02, absent 2023-11-13)Nov 13, 2023 · Control person left · inference
- Patrick Brian Byrne (Chief Operating Officer) appeared on Schedule A of Byrne Financial Freedom, LlcMar 27, 2023 · Control person joined · fact
- Ruth Janet Pultz (Chief Compliance Officer) appeared on Schedule A of Byrne Financial Freedom, LlcMar 18, 2022 · Control person joined · fact
- Byrne Financial Freedom, Llc filed its initial SEC registration (Form ADV)Mar 23, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-310-5295reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 508-528-9366reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 508-528-9369reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/byrne-financial-freedom-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- BYRNEFINANCIALFREEDOM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 508-528-9366reportedpublic record, Form ADV, Jun 5, 2026
- Contact form
- BYRNEFINANCIALFREEDOM.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- BYRNEFINANCIALFREEDOM.COM/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026