DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••• B••••• C••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Jun 11, 2013 · 27 filings
SEC status approved since Jun 18, 2013
RAUM
$420M
reported, Item 5.F
Discretionary
53%
of RAUM
Private clients
56%
$237M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$420M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$420M as of Mar 26, 2026
Mar 27, 2014$207M then
HNW client RAUM$237M as of Mar 26, 2026
Mar 14, 2018$302M then
State-registered IARs (5.B.3)1 as of Mar 26, 2026
Mar 27, 20141 then
Employees (5.A)2 as of Mar 26, 2026
Mar 27, 20143 then
Private funds9 as of Mar 26, 2026
Feb 11, 20222 then
RAUM +8.3% over the last fiscal year+11% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $420MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.1MderivedHNW RAUM over HNW clients
- Average account
- $6.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 53%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $584,459, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$237M56%
- Pooled investment vehicles$135M32%
- Investment companies$48.3M12%
- Charitable organizations$12,6330.0%
- Individual clients
- n/areported
- HNW clients
- 26reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 68reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $584,459 for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.56 fund_share=0.44 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H•• A•••• L•••••• | Fort Worth, Tx | Oct 18, 2013 | 21 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- H•• A•••• L•••••• from C••••• S••••• S••••••••• •••• L••Oct 18, 2013 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••• B••••• C•••••• V•• L• • U•••• | Venture Capital Fund | $10.3M | 50 | Feb 11, 2022 |
| S••• C••••• V••••••• V•• L• • U•••• | Venture Capital Fund | $10.1M | 33 | Mar 20, 2023 |
| S••• C••••• V••••••• V•• L• • U•••• S••••• B• | Venture Capital Fund | $8.5M | 37 | Feb 11, 2022 |
| S••• C••••• V••••••• V•• L• • F••••••• | Venture Capital Fund | $4.6M | 33 | Oct 5, 2022 |
| S••• C••••• V••••••• V•• L• • W••••• S•••••• | Venture Capital Fund | $3.8M | 16 | Mar 15, 2024 |
Owners and control persons
Schedule A and B, latest filing
- L••••••• H••• A•••• · Ceo, President & Chief Compliance Officercontrolsince 10/2013 · owns 75% or more
Related persons
Schedule D 7.A
- P•• G•••••• P••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- wealth RIA private fund surgeCombination · filing Mar 26, 2026peers: independent wealth managers, $100M to $500M (5,676)
- unusually large average accountStatic outlier · filing Mar 26, 2026RAUM per account of $6,171,903 against a peer median of $439,994 (5431 comparable advisers, 100.0th percentile, 3.9 robust deviations)peers: independent wealth managers, $100M to $500M (5,431) · 100% percentile
- unusually large average HNW clientStatic outlier · filing Mar 26, 2026HNW RAUM per HNW client of $9,106,905 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 4.5 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 99% percentile
- private fund count surgeChange between filings · filing Mar 26, 2026private funds (Schedule D 7.B.1) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-12 and 2026-03-26; the peer median change was 0.0% (126 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $100M to $500M (126) · 90% percentile
What changed
consecutive filings, newest first
- Pooled vehicle clients · 6 to 9Aug 6, 2025 to Mar 26, 2026
- Financial planning clients · to 0Aug 6, 2025 to Mar 26, 2026
- Private funds · 6 to 9Aug 6, 2025 to Mar 26, 2026
- Discretionary RAUM · $233M to $224MAug 6, 2025 to Mar 26, 2026
- HNW RAUM · $228M to $237MAug 6, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $155M to $196MAug 6, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $128M to $135MAug 6, 2025 to Mar 26, 2026
- RAUM · $387M to $420MAug 6, 2025 to Mar 26, 2026
- Accounts · 63 to 68May 15, 2024 to Mar 12, 2025
- HNW clients · 24 to 26May 15, 2024 to Mar 12, 2025
- Pooled vehicle clients · 5 to 6May 15, 2024 to Mar 12, 2025
- Assets in custody · $738,294 to $584,459May 15, 2024 to Mar 12, 2025
- Financial planning clients · unset to May 15, 2024 to Mar 12, 2025
- Private funds · 5 to 6May 15, 2024 to Mar 12, 2025
- Discretionary RAUM · $145M to $233MMay 15, 2024 to Mar 12, 2025
- HNW RAUM · $236M to $228MMay 15, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $149M to $155MMay 15, 2024 to Mar 12, 2025
- Pooled vehicle RAUM · $37.2M to $128MMay 15, 2024 to Mar 12, 2025
- RAUM · $294M to $387MMay 15, 2024 to Mar 12, 2025
- Accounts · 71 to 63Sep 15, 2023 to Mar 15, 2024
- HNW clients · 28 to 24Sep 15, 2023 to Mar 15, 2024
- Pooled vehicle clients · 4 to 5Sep 15, 2023 to Mar 15, 2024
- Assets in custody · $797,958 to $738,294Sep 15, 2023 to Mar 15, 2024
- Private funds · 4 to 5Sep 15, 2023 to Mar 15, 2024
- Discretionary RAUM · $145M to $145MSep 15, 2023 to Mar 15, 2024
- HNW RAUM · $247M to $236MSep 15, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $158M to $149MSep 15, 2023 to Mar 15, 2024
- Pooled vehicle RAUM · $33.5M to $37.2MSep 15, 2023 to Mar 15, 2024
- RAUM · $303M to $294MSep 15, 2023 to Mar 15, 2024
- Accounts · 68 to 71Oct 5, 2022 to Mar 20, 2023
- Advisory employees · 2 to 1Oct 5, 2022 to Mar 20, 2023
- Charity clients · 2.0 to unsetOct 5, 2022 to Mar 20, 2023
- HNW clients · 21 to 28Oct 5, 2022 to Mar 20, 2023
- Pooled vehicle clients · 2 to 4Oct 5, 2022 to Mar 20, 2023
- Assets in custody · $20.7M to $797,958Oct 5, 2022 to Mar 20, 2023
- State-registered IARs · 2 to 1Oct 5, 2022 to Mar 20, 2023
- Private funds · 3 to 4Oct 5, 2022 to Mar 20, 2023
- Discretionary RAUM · $94.9M to $145MOct 5, 2022 to Mar 20, 2023
- HNW RAUM · $252M to $247MOct 5, 2022 to Mar 20, 2023
- Non-discretionary RAUM · $195M to $158MOct 5, 2022 to Mar 20, 2023
Signals
1 dated events
- 4• T••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Jun 11, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••• B••••• C••••••• L•• · Private Equityshared crd · intermediary
- P•••• B••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/P••••B•••••1reportedpublic record, Form ADV, Sep 18, 2026
- Website
- starcastleventures.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (817) 529- 4600reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $420Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026