DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Carlyle Aviation Securities Partners LLC

Institutional managerMiami, FloridaCRD 168456SEC 801-79002websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Dec 19, 2013 · 32 filings
SEC status approved since Jan 3, 2014
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Mar 31, 2015$201M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20150 then
Employees (5.A)4 as of Mar 31, 2026
Mar 31, 20155 then
Private funds1 as of Mar 31, 2026
Mar 31, 20152 then
RAUM +0.0% over the last fiscal year+9.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$568MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
96%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
$40.5M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Insurance companies$1.1B96%
  • Pooled investment vehicles$40.5M3.6%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$40.5M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.04 institutional_share=0.96 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Aag Aviation Master Fund LPno longer reportedHedge Fund$113M5Dec 19, 2013
      Aviation Income Return (Air) Offshore Fund Ltd.Hedge Fund$87.7M7Mar 30, 2017
      Aag Amadeus Offshore Fund Ltd.no longer reportedHedge Fund$85.0M1Mar 30, 2017
      Aviation Income Return Ex Unit Trustno longer reportedHedge Fund$54.7M1Sep 30, 2019
      Aviation Income Return (Air) Master Fund LPno longer reportedHedge Fund$15.0M2Mar 31, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • Alexander Jason Avdenko · Chief Compliance Officercontrol
        since 05/2018 · owns less than 5%
      • Davis William Hoffman · Manager / Chairmancontrol
        since 02/2013 · owns less than 5%
      • Geoffrey Robert Korn · Presidentcontrol
        since 02/2013 · owns less than 5%
      • Nmn Javier Meireles · Treasurer / Chief Financial Officercontrol
        since 02/2013 · owns less than 5%
      Entity owners
      • Carlyle Aviation Partners Ltd. · Member
        direct · owns 75% or more
      • Carlyle Holdings I Gp Inc. · Member
        indirect · owns 75% or more of Carlyle Holdings I Gp Sub L.L.C.
      • Carlyle Holdings I Gp Sub L.L.C. · General Partner
        indirect · owns F of Carlyle Holdings I L.P.
      • Carlyle Holdings I L.P. · Member
        indirect · owns 50% to 75% of Cg Subsidiary Holdings L.L.C.
      • Carlyle Holdings II Gp L.L.C. · Member
        indirect · owns 75% or more of Carlyle Holdings II L.L.C.
      • Carlyle Holdings II L.L.C. · Member
        indirect · owns 25% to 50% of Cg Subsidiary Holdings L.L.C.
      • Cg Subsidiary Holdings L.L.C. · Member
        indirect · owns 75% or more of Tc Group, L.L.C.
      • Tc Group, L.L.C. · Shareholder
        indirect · owns 75% or more of Carlyle Aviation Partners Ltd.
      • The Carlyle Group Inc. · Shareholder
        indirect · owns 75% or more of Carlyle Holdings I Gp Inc. · public reporting company
      • The Carlyle Group Inc. · Member
        indirect · owns 75% or more of Carlyle Holdings II Gp L.L.C. · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Carlyle Aviation Securities Partners LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $74.1M to $40.5M
        Mar 28, 2025 to Mar 31, 2026
      • Discretionary RAUM · $1.1B to $1.1B
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $74.1M to $40.5M
        Mar 28, 2025 to Mar 31, 2026
      • RAUM · $1.1B to $1.1B
        Mar 28, 2025 to Mar 31, 2026
      • Accounts · 8 to 2
        Feb 15, 2025 to Mar 28, 2025
      • Assets in custody · unset to 74099986.0
        Feb 15, 2025 to Mar 28, 2025
      • Custody of client assets · false to true
        Feb 15, 2025 to Mar 28, 2025
      • Financial planning clients · unset to
        Feb 15, 2025 to Mar 28, 2025
      • Discretionary RAUM · $1.1B to $1.1B
        Feb 15, 2025 to Mar 28, 2025
      • Non-discretionary RAUM · $32.6M to $0
        Feb 15, 2025 to Mar 28, 2025
      • Pooled vehicle RAUM · $87.7M to $74.1M
        Feb 15, 2025 to Mar 28, 2025
      • RAUM · $1.1B to $1.1B
        Feb 15, 2025 to Mar 28, 2025
      • Discretionary RAUM · $826M to $1.1B
        Mar 31, 2023 to Mar 30, 2024
      • Non-discretionary RAUM · $50.3M to $32.6M
        Mar 31, 2023 to Mar 30, 2024
      • Pooled vehicle RAUM · $93.3M to $87.7M
        Mar 31, 2023 to Mar 30, 2024
      • RAUM · $876M to $1.1B
        Mar 31, 2023 to Mar 30, 2024
      • Accounts · 11 to 8
        May 10, 2022 to Mar 31, 2023
      • Advisory employees · 4 to 3
        May 10, 2022 to Mar 31, 2023
      • Employees · 5 to 4
        May 10, 2022 to Mar 31, 2023
      • Private funds · 2 to 1
        May 10, 2022 to Mar 31, 2023
      • Discretionary RAUM · $891M to $826M
        May 10, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $89.5M to $50.3M
        May 10, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $123M to $93.3M
        May 10, 2022 to Mar 31, 2023
      • RAUM · $981M to $876M
        May 10, 2022 to Mar 31, 2023
      • Accounts · 12 to 11
        Mar 31, 2021 to Mar 31, 2022
      • Advisory employees · 3 to 4
        Mar 31, 2021 to Mar 31, 2022
      • Charity clients · unset to 0.0
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $881M to $891M
        Mar 31, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $131M to $89.5M
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $137M to $123M
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $1.0B to $981M
        Mar 31, 2021 to Mar 31, 2022
      • Accounts · 11 to 12
        Mar 27, 2020 to Mar 31, 2021
      • Charity clients · 0.0 to unset
        Mar 27, 2020 to Mar 31, 2021
      • Discretionary RAUM · $992M to $881M
        Mar 27, 2020 to Mar 31, 2021
      • Non-discretionary RAUM · $157M to $131M
        Mar 27, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $189M to $137M
        Mar 27, 2020 to Mar 31, 2021
      • RAUM · $1.1B to $1.0B
        Mar 27, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 2 to 1
        Jan 10, 2020 to Mar 27, 2020
      • Private funds · 3 to 2
        Jan 10, 2020 to Mar 27, 2020
      • Discretionary RAUM · $703M to $992M
        Jan 10, 2020 to Mar 27, 2020
      Signals
      5 dated events
      • Clifton Zechariah Dameron (Secretary / Chief Legal Officer) no longer on Schedule A of Carlyle Aviation Securities Partners Llc (listed 2024-03-30, absent 2024-11-20)
        Nov 20, 2024 · Control person left · inference
      • Carlyle Aviation Securities Partners Llc reported RAUM $1.1B, up 29% from $876.3M (2023-03-31 to 2024-03-30)
        Mar 30, 2024 · RAUM change · derived
      • Carlyle Aviation Securities Partners Llc reported RAUM $1.1B, up 29% from $889.7M (2020-01-10 to 2020-03-27)
        Mar 27, 2020 · RAUM change · derived
      • Carlyle Aviation Securities Partners Llc reported RAUM $1.0B, up 94% from $519.2M (2018-01-12 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      • Aag Capital Markets Llc filed its initial SEC registration (Form ADV)
        Dec 19, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/aag-capital-markets-llcreportedpublic record, Form ADV, Sep 17, 2026
      Website
      CASP.AEROreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      305-504-8777reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Institutional managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026