DFX Intelligence
RIA Intelligence
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Latest filing Mar 30, 2026
First filing on the tape Dec 18, 2013 · 15 filings
SEC status approved since Jan 2, 2014
RAUM
$78.6M
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
19%
$15.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$78.6M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$78.6M as of Mar 30, 2026
Mar 9, 2015$22.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 9, 20150 then
Employees (5.A)5 as of Mar 30, 2026
Mar 9, 20151 then
Private funds: no history
RAUM +34% over the last fiscal year+16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $78.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 73%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$32.8M42%
- Insurance companies$24.7M31%
- Individuals$15.3M19%
- Corporations and businesses$5.8M7.3%
- Individual clients
- 9reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.19 fund_share=0.0 institutional_share=0.73 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• M•••• S•••••• | Teufen | Jun 2, 2017 | 24 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• J•••• M•••• · Ownercontrolsince 11/2013 · owns 75% or more
- S••••••• M••••••• C•••••••• · Manager And Chief Compliance Officercontrolsince 12/2013 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 30, 2026institutional share of RAUM of 73% against a peer median of 0% (34 comparable advisers, 100.0th percentile, 24.7 robust deviations)peers: other advisers, under $100M (34) · 100% percentile
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $58,752,521 to $78,558,930 (+34.0%) between the annual amendments of 2025-03-26 and 2026-03-30; the peer median change was -29.0% (39 comparable advisers, 97.0th percentile of changes)peers: other advisers, under $100M (39) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 14 to 17Mar 26, 2025 to Mar 30, 2026
- Advisory employees · 1 to 2Mar 26, 2025 to Mar 30, 2026
- Individual clients · 7 to 9Mar 26, 2025 to Mar 30, 2026
- Employees · 1 to 5Mar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $44.3M to $58.8MMar 26, 2025 to Mar 30, 2026
- Individual RAUM · $9.8M to $15.3MMar 26, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $14.4M to $19.7MMar 26, 2025 to Mar 30, 2026
- RAUM · $58.8M to $78.6MMar 26, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 18, 2024 to Mar 26, 2025
- HQ state · unset to Mar 18, 2024 to Mar 26, 2025
- Discretionary RAUM · $42.3M to $44.3MMar 18, 2024 to Mar 26, 2025
- Individual RAUM · $9.6M to $9.8MMar 18, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $11.7M to $14.4MMar 18, 2024 to Mar 26, 2025
- RAUM · $54.0M to $58.8MMar 18, 2024 to Mar 26, 2025
- Accounts · 11 to 14Mar 27, 2023 to Mar 18, 2024
- Discretionary RAUM · $39.3M to $42.3MMar 27, 2023 to Mar 18, 2024
- Individual RAUM · $9.1M to $9.6MMar 27, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $11.2M to $11.7MMar 27, 2023 to Mar 18, 2024
- RAUM · $50.5M to $54.0MMar 27, 2023 to Mar 18, 2024
- Accounts · 12 to 11Mar 24, 2022 to Mar 27, 2023
- Individual clients · 6 to 7Mar 24, 2022 to Mar 27, 2023
- Discretionary RAUM · $41.9M to $39.3MMar 24, 2022 to Mar 27, 2023
- Individual RAUM · $9.4M to $9.1MMar 24, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $13.2M to $11.2MMar 24, 2022 to Mar 27, 2023
- RAUM · $55.1M to $50.5MMar 24, 2022 to Mar 27, 2023
- Accounts · 13 to 12Mar 29, 2021 to Mar 24, 2022
- Discretionary RAUM · $40.6M to $41.9MMar 29, 2021 to Mar 24, 2022
- Individual RAUM · $9.8M to $9.4MMar 29, 2021 to Mar 24, 2022
- Non-discretionary RAUM · $16.3M to $13.2MMar 29, 2021 to Mar 24, 2022
- RAUM · $57.0M to $55.1MMar 29, 2021 to Mar 24, 2022
- Accounts · 12 to 13Jun 30, 2020 to Mar 29, 2021
- Discretionary RAUM · $37.1M to $40.6MJun 30, 2020 to Mar 29, 2021
- Individual RAUM · $8.5M to $9.8MJun 30, 2020 to Mar 29, 2021
- Non-discretionary RAUM · $17.6M to $16.3MJun 30, 2020 to Mar 29, 2021
- RAUM · $54.7M to $57.0MJun 30, 2020 to Mar 29, 2021
- Accounts · 11 to 12Mar 22, 2019 to Mar 16, 2020
- Other offices · 1 to 0Mar 22, 2019 to Mar 16, 2020
- Discretionary RAUM · $33.5M to $37.1MMar 22, 2019 to Mar 16, 2020
- Individual RAUM · $8.2M to $8.5MMar 22, 2019 to Mar 16, 2020
- Non-discretionary RAUM · $12.6M to $17.6MMar 22, 2019 to Mar 16, 2020
Signals
1 dated events
- S•• C••••••••• A• filed its initial SEC registration (Form ADV)Dec 18, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- STC•••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- +41 71 245 76 78reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026