DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Revere Wealth Management LLC

Independent wealth managerNew York, New YorkCRD 170560SEC 801-110372websiteIAPD
Latest filing Aug 20, 2026
First filing on the tape Mar 31, 2017 · 24 filings
SEC status approved since Apr 21, 2017
RAUM
$78.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$78.3M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$13.0M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$78.3M as of Aug 20, 2026
Jun 26, 2017$99.7M then
HNW client RAUM$38.4M as of Aug 20, 2026
Mar 30, 2018$36.1M then
State-registered IARs (5.B.3)7 as of Aug 20, 2026
Jun 26, 20172 then
Employees (5.A)7 as of Aug 20, 2026
Jun 26, 20174 then
Private funds: no history
RAUM +2.0% over the last fiscal year-15% a year over threeIARs 5 to 7
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
$13.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
17derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$9.6MderivedHNW RAUM over HNW clients
Average account
$775,166derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
2.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+2.0%derivedbetween the last two annual amendments
Advisor growth, one year
+40%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$39.9M51%
  • High-net-worth individuals$38.4M49%
Individual clients
97reported
HNW clients
4reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
101reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Scott Howard FullmanNew York, NyMay 1, 201940 y1
Fitzgerald MillerNew York, NyApr 27, 202326 y4
Dajun XuNew York, NyJun 4, 202415 y0
Devin Osceola CottrellNew York, NyFeb 10, 202610 y0
Kyle Thomas KadishNew York, Ny Mar 4, 202620 y4
Jacqueline B SherryNew York, NyJun 29, 202614 y0
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Howard Scott Fullman · President / Chief Compliance Officercontrol
    since 01/2022 · owns less than 5%
  • Francis William Moreno · Ceo, Cfo, Managing Membercontrol
    since 01/2014 · owns 10% to 25%
  • Francis William Moreno · Ceo/Executive Chairman
    since 06/2009 · owns 25% to 50% of Revere Investment Holdings LLC
Entity owners
  • Revere Investment Holdings LLC · Shareholder
    direct · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
New York, Ny · principal630
Offices
Schedule D 1.F, the 25 largest
  • Boca Raton, FL1 employees
  • Boston, MA1 employees
What changed
consecutive filings, newest first
  • Advisory employees · 5 to 7
    Feb 27, 2026 to Mar 31, 2026
  • Advisory activities · 2 to 3
    Feb 27, 2026 to Mar 31, 2026
  • BD registered reps · 6 to 7
    Feb 27, 2026 to Mar 31, 2026
  • Employees · 6 to 7
    Feb 27, 2026 to Mar 31, 2026
  • Insurance-licensed employees · 0 to 1
    Feb 27, 2026 to Mar 31, 2026
  • State-registered IARs · 5 to 7
    Feb 27, 2026 to Mar 31, 2026
  • Discretionary RAUM · $76.8M to $78.3M
    Feb 27, 2026 to Mar 31, 2026
  • HNW RAUM · $37.0M to $38.4M
    Feb 27, 2026 to Mar 31, 2026
  • Individual RAUM · $39.8M to $39.9M
    Feb 27, 2026 to Mar 31, 2026
  • RAUM · $76.8M to $78.3M
    Feb 27, 2026 to Mar 31, 2026
  • Financial planning clients · 0 to 0
    Apr 2, 2024 to Apr 2, 2025
  • Accounts · 369 to 101
    Feb 29, 2024 to Apr 2, 2024
  • Advisory employees · 6 to 5
    Feb 29, 2024 to Apr 2, 2024
  • HNW clients · 147 to 4
    Feb 29, 2024 to Apr 2, 2024
  • Individual clients · 222 to 97
    Feb 29, 2024 to Apr 2, 2024
  • State-registered IARs · 6 to 5
    Feb 29, 2024 to Apr 2, 2024
  • Other offices · 3 to 2
    Feb 29, 2024 to Apr 2, 2024
  • Discretionary RAUM · $129M to $76.8M
    Feb 29, 2024 to Apr 2, 2024
  • HNW RAUM · $40.3M to $37.0M
    Feb 29, 2024 to Apr 2, 2024
  • Individual RAUM · $88.8M to $39.8M
    Feb 29, 2024 to Apr 2, 2024
  • RAUM · $129M to $76.8M
    Feb 29, 2024 to Apr 2, 2024
  • Advisory employees · 10 to 6
    Mar 29, 2023 to Oct 6, 2023
  • Advisory activities · 3 to 2
    Mar 29, 2023 to Oct 6, 2023
  • BD registered reps · 10 to 6
    Mar 29, 2023 to Oct 6, 2023
  • Employees · 10 to 6
    Mar 29, 2023 to Oct 6, 2023
  • State-registered IARs · 10 to 6
    Mar 29, 2023 to Oct 6, 2023
  • Accounts · 160 to 369
    Oct 14, 2022 to Mar 29, 2023
  • HNW clients · 55 to 147
    Oct 14, 2022 to Mar 29, 2023
  • Individual clients · 105 to 222
    Oct 14, 2022 to Mar 29, 2023
  • Discretionary RAUM · $175M to $129M
    Oct 14, 2022 to Mar 29, 2023
  • HNW RAUM · $87.7M to $40.3M
    Oct 14, 2022 to Mar 29, 2023
  • Individual RAUM · $87.5M to $88.8M
    Oct 14, 2022 to Mar 29, 2023
  • RAUM · $175M to $129M
    Oct 14, 2022 to Mar 29, 2023
  • Accounts · 107 to 160
    Jan 19, 2022 to Mar 31, 2022
  • Advisory employees · 6 to 10
    Jan 19, 2022 to Mar 31, 2022
  • Advisory activities · 2 to 3
    Jan 19, 2022 to Mar 31, 2022
  • BD registered reps · 6 to 10
    Jan 19, 2022 to Mar 31, 2022
  • HNW clients · 44 to 55
    Jan 19, 2022 to Mar 31, 2022
  • Individual clients · 63 to 105
    Jan 19, 2022 to Mar 31, 2022
  • Employees · 6 to 10
    Jan 19, 2022 to Mar 31, 2022
Signals
8 dated events
  • Dennis John Kinder (Director Of Investment Advisory Services) no longer on Schedule A of Revere Wealth Management Llc (listed 2023-03-29, absent 2023-10-06)
    Oct 6, 2023 · Control person left · inference
  • Michael Kyle Wool (Managing Member/Control Person/Principal) no longer on Schedule A of Revere Wealth Management Llc (listed 2023-03-29, absent 2023-10-06)
    Oct 6, 2023 · Control person left · inference
  • Thomas Liam Irwin left Revere Wealth Management Llc for Hightower Advisors, Llc (registered 2026-02-24)
    May 25, 2023 · Advisor changed firm · fact
  • Michael Kyle Wool (Managing Member/Control Person/Principal) appeared on Schedule A of Revere Wealth Management Llc
    Mar 29, 2023 · Control person joined · fact
  • Andrew Harvey Mcgrath (Shareholder) no longer on Schedule A of Revere Wealth Management Llc (listed 2022-01-19, absent 2022-03-31)
    Mar 31, 2022 · Control person left · inference
  • Joseph Charles Slavinsky (Chief Compliance Officer) no longer on Schedule A of Revere Wealth Management Llc (listed 2022-01-14, absent 2022-01-19)
    Jan 19, 2022 · Control person left · inference
  • Howard Scott Fullman (Chief Compliance Officer) appeared on Schedule A of Revere Wealth Management Llc
    Jan 19, 2022 · Control person joined · fact
  • Revere Wealth Management Llc filed its initial SEC registration (Form ADV)
    Mar 31, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@reveresecurities.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
212-688-2350reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
212-688-2454reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
561-994-0445reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/reveresecuritiesreportedpublic record, Form ADV, Sep 17, 2026
Website
reveresecurities.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
212-688-2350reportedpublic record, Form ADV, Aug 20, 2026
Team page
reveresecurities.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$13.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026