DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Crescent Grove Advisors
Legal name Crescent Grove Advisors, LLC
Latest filing Mar 26, 2026
First filing on the tape Apr 2, 2014 · 25 filings
SEC status approved since Apr 17, 2014
RAUM
$5.5B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
93%
$5.1B individuals and HNW
Advisors
21
registered through the firm on IAPD
RAUM per advisor
$262M
derived; firm RAUM over IAPD count
Employees
34
14 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$5.5B as of Mar 26, 2026
Mar 21, 2016$1.6B then
HNW client RAUM$5.1B as of Mar 26, 2026
Mar 22, 2018$2.5B then
State-registered IARs (5.B.3)17 as of Mar 26, 2026
Feb 10, 20150 then
Employees (5.A)34 as of Mar 26, 2026
Feb 10, 20151 then
Private funds: no history
RAUM +10% over the last fiscal year+12% a year over threeIARs 17 to 17
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $262MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 15derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $17.6MderivedHNW RAUM over HNW clients
- Average account
- $14.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 7.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $5.5B, 365 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.1B94%
- Charitable organizations$176M3.3%
- Corporations and businesses$91.3M1.7%
- Individuals$30.3M0.6%
- Individual clients
- 35reported
- HNW clients
- 290reported
- Pension plan clients
- n/areported
- Charitable clients
- 19reported
- Accounts
- 382reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.5B for 365 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
21 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Scott Keevins | Lake Forest, Il | May 4, 2015 | 34 y | 3 |
| Gregg William George | Lake Forest, Il | May 4, 2015 | 27 y | 4 |
| James Matthew Wood | Lake Forest, Il | May 4, 2015 | 29 y | 4 |
| Mitchell Abraham Prosk | Lake Forest, Il | May 4, 2015 | 26 y | 3 |
| Nicholas Henry Kochanski | Lake Forest, Il | May 4, 2015 | 23 y | 4 |
| Gary Patrick Gawryleski | Lake Forest, Il | May 6, 2015 | 21 y | 2 |
| Donald Anthony Wright | Lake Forest, Il | May 12, 2015 | 26 y | 3 |
| Robert Terry Peterson | Lake Forest, Il | Jun 12, 2018 | 25 y | 1 |
| Christopher Blake Durham | Lake Forest, Il | Feb 19, 2019 | 11 y | 0 |
| Elizabeth Anne Watkins | Lake Forest, Il | Jan 16, 2020 | 18 y | 6 |
| Shanna M Venne | Lake Forest, Il | Aug 25, 2020 | 21 y | 0 |
| Eric R SchmitzChartered Financial Analyst | Lake Forest, Il | Dec 16, 2020 | 11 y | 0 |
| Dustin James WolkCertified Financial Planner | Milwaukee, Wi | Jul 15, 2021 | 10 y | 0 |
| Jeffrey Todd RobbinsCertified Financial Planner | Milwaukee, Wi | Sep 13, 2022 | 25 y | 4 |
| Jennelle Brooke Vestal | Atlanta, Ga | Dec 21, 2023 | 20 y | 6 |
| Blake Robert KarlsChartered Financial Analyst | Milwaukee, Wi | Jan 30, 2024 | 16 y | 2 |
| Christopher Michael Jauch | Lake Forest, Il | Jan 1, 2025 | 23 y | 3 |
| Benjamin K Zwief | Lake Forest, Il | Jun 13, 2025 | 10 y | 0 |
| Sanders E Dargan | Lake Forest, Il | Jun 25, 2025 | 10 y | 1 |
| Andrew Scott KreiChartered Financial Analyst | Lake Forest, Il | Jan 5, 2026 | 14 y | 0 |
| Luke Mathew Harris | Lake Forest, Il | Jul 16, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Sanders E Dargan from Rappaport Reiches Capital Management,Jun 25, 2025 · RIA to RIA
- Christopher Michael Jauch from Bmo Asset Management Corp.Jan 1, 2025 · Other
- Blake Robert Karls from Robert W. Baird & Co. IncorporatedJan 30, 2024 · Other
- Jennelle Brooke Vestal from Morgan StanleyDec 21, 2023 · Wirehouse to independent RIA
- Jeffrey Todd Robbins from Beacon Pointe Advisors, LLCSep 13, 2022 · RIA to RIA
- Elizabeth Anne Watkins from Stifel, Nicolaus & Company, IncorporatedJan 16, 2020 · Affiliated broker-dealer or bank to independent RIA
- Robert Terry Peterson from Goldman Sachs Wealth Services, L.P.Jun 12, 2018 · Affiliated broker-dealer or bank to independent RIA
- Donald Anthony Wright from Bmo Asset Management Corp.May 12, 2015 · Other
- Gary Patrick Gawryleski from Bmo Asset Management Corp.May 6, 2015 · Other
- David Scott Keevins from Bmo Asset Management Corp.May 4, 2015 · Other
- Mitchell Abraham Prosk from Bmo Asset Management Corp.May 4, 2015 · Other
- Nicholas Henry Kochanski from Bmo Asset Management Corp.May 4, 2015 · Other
- James Matthew Wood from Bmo Asset Management Corp.May 4, 2015 · Other
- Gregg William George from Bmo Asset Management Corp.May 4, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 8 joined from Bmo Asset Management Corp.May 7, 2015 · Chicago, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- William Gregg George · Founder, Chief Legal Officer And Managing Directorcontrolsince 04/2015 · owns less than 5%
- Scott David Keevins · Founder, Chief Investment Officer And Managing Directorcontrolsince 04/2015 · owns less than 5%
- Henry Nicholas Kochanski · Founder, Chief Financial Officer And Managing Directorcontrolsince 04/2015 · owns less than 5%
- Anne Elizabeth Watkins · Chief Compliance Officer, Chief Operating Officercontrolsince 10/2019 · owns less than 5%
- William Gregg George · Chief Legal Officer And Managing Directorcontrolsince 04/2015 · owns F of Crescent Grove Holdings, LLC
- Scott David Keevins · Chief Investment Officer And Managing Directorcontrolsince 04/2015 · owns F of Crescent Grove Holdings, LLC
- Henry Nicholas Kochanski · Chief Financial Officer And Managing Directorcontrolsince 04/2015 · owns F of Crescent Grove Holdings, LLC
- Abraham Mitchell Prosk · Founder, Senior Client Advisorsince 04/2015 · owns less than 5%
- Anthony Donald Wright · Senior Client Advisorsince 05/2015 · owns less than 5%
Entity owners
- Crescent Grove Holdings, LLC · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Crescent Grove Insurance LLCreal estaten
Advisers that list Crescent Grove Advisors as a related person
- 326104 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lake Forest, Il · principal | 18 | 2 | 0 | ||
| Milwaukee, Wi | 4 | 1 | 0 | ||
| Atlanta, Ga | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Milwaukee, WI6 employees
- Atlanta, GA2 employees
What changed
consecutive filings, newest first
- Accounts · 381 to 382Jul 7, 2025 to Mar 26, 2026
- Charity clients · 20 to 19Jul 7, 2025 to Mar 26, 2026
- HNW clients · 278 to 290Jul 7, 2025 to Mar 26, 2026
- Individual clients · 45 to 35Jul 7, 2025 to Mar 26, 2026
- Assets in custody · $4.4B to $5.5BJul 7, 2025 to Mar 26, 2026
- Discretionary RAUM · $5.0B to $5.5BJul 7, 2025 to Mar 26, 2026
- HNW RAUM · $4.6B to $5.1BJul 7, 2025 to Mar 26, 2026
- Individual RAUM · $75.9M to $30.3MJul 7, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $42.1M to $45.4MJul 7, 2025 to Mar 26, 2026
- RAUM · $5.0B to $5.5BJul 7, 2025 to Mar 26, 2026
- Financial planning clients · 251-500 to 251-500Mar 27, 2025 to Jul 7, 2025
- Accounts · 359 to 381Mar 27, 2024 to Mar 27, 2025
- Charity clients · 18 to 20Mar 27, 2024 to Mar 27, 2025
- HNW clients · 253 to 278Mar 27, 2024 to Mar 27, 2025
- Individual clients · 56 to 45Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $4.4B to $5.0BMar 27, 2024 to Mar 27, 2025
- HNW RAUM · $4.1B to $4.6BMar 27, 2024 to Mar 27, 2025
- Individual RAUM · $42.3M to $75.9MMar 27, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $38.6M to $42.1MMar 27, 2024 to Mar 27, 2025
- RAUM · $4.5B to $5.0BMar 27, 2024 to Mar 27, 2025
- Accounts · 350 to 359Jul 31, 2023 to Mar 27, 2024
- Charity clients · 17 to 18Jul 31, 2023 to Mar 27, 2024
- HNW clients · 248 to 253Jul 31, 2023 to Mar 27, 2024
- Individual clients · 53 to 56Jul 31, 2023 to Mar 27, 2024
- Assets in custody · $3.9B to $4.4BJul 31, 2023 to Mar 27, 2024
- Employees · 32 to 34Jul 31, 2023 to Mar 27, 2024
- State-registered IARs · 16 to 17Jul 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $3.9B to $4.4BJul 31, 2023 to Mar 27, 2024
- HNW RAUM · $3.6B to $4.1BJul 31, 2023 to Mar 27, 2024
- Individual RAUM · $37.2M to $42.3MJul 31, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $51.3M to $38.6MJul 31, 2023 to Mar 27, 2024
- RAUM · $3.9B to $4.5BJul 31, 2023 to Mar 27, 2024
- Related adviser · false to trueJul 31, 2023 to Mar 27, 2024
- Accounts · 330 to 350Mar 18, 2022 to Mar 27, 2023
- Charity clients · 15 to 17Mar 18, 2022 to Mar 27, 2023
- Corporate clients · 3 to 5Mar 18, 2022 to Mar 27, 2023
- HNW clients · 249 to 248Mar 18, 2022 to Mar 27, 2023
- Individual clients · 40 to 53Mar 18, 2022 to Mar 27, 2023
- Assets in custody · $4.3B to $3.9BMar 18, 2022 to Mar 27, 2023
- Employees · 31 to 32Mar 18, 2022 to Mar 27, 2023
Signals
3 dated events
- Anne Elizabeth Watkins (Chief Compliance Officer) appeared on Schedule A of Crescent Grove AdvisorsOct 3, 2019 · Control person joined · fact
- Burke Megan Roudebush (Chief Compliance Officer) no longer on Schedule A of Crescent Grove Advisors (listed 2019-03-27, absent 2019-04-26)Apr 26, 2019 · Control person left · inference
- Carrie Advisors, Llc filed its initial SEC registration (Form ADV)Apr 2, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Crescent Grove Advisors · Family Officesshared crd · office
- Crescent Grove Advisors · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- dhowell@crescentgroveadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mcuevas@crescentgroveadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mrumage@crescentgroveadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mtarman@crescentgroveadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- nmatkovich@crescentgroveadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- pmalloy@crescentgroveadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ralteri@crescentgroveadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- rzagorski@crescentgroveadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- wullrich@crescentgroveadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- alieb@crescentgroveadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- azastrow@crescentgroveadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bchikani@crescentgroveadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $262Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Crescent Grove Advisors is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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