DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Polaris Greystone Advisory Group, LLC

Former SEC-registered adviserTroy, MichiganCRD 171405SEC 801-80493IAPD
Latest filing Sep 16, 2020
First filing on the tape Oct 15, 2014 · 14 filings
RAUM
$24.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$24.0M as of Feb 10, 2020
Feb 26, 2015$0 then
HNW client RAUM$0 as of Feb 10, 2020
Mar 21, 2018$0 then
State-registered IARs (5.B.3)4 as of Feb 10, 2020
Feb 26, 20155 then
Employees (5.A)4 as of Feb 10, 2020
Feb 26, 20155 then
Private funds: no history
RAUM -3.6% over the last fiscal year+2.4% a year over threeIARs 4 to 4offices 4 to 1
Practice profile
derived from the filing of Sep 16, 2020; every figure names its basis
RAUM per advisor
$6.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$4.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-3.6%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$24.0M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
5reported
Charitable clients
0reported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Chad Anschuetz · Elected Managercontrol
    since 08/2014 · owns less than 5%
  • Mark Crawford · Elected Managercontrol
    since 08/2014 · owns less than 5%
  • Lee Kristie Guadiano · Elected Managercontrol
    since 08/2014 · owns less than 5%
  • Robinson Todd Moss · Elected Manager, Ceocontrol
    since 08/2014 · owns less than 5%
  • Mark Crawford · Elected Managercontrol
    since 11/2012 · owns F of South Padre Ventures 2, L.L.C.
  • Robinson Todd Moss · Managing Membercontrol
    since 08/2020 · owns 75% or more of Greystone Financial Group, LLC
  • Elizabeth Tracy Topij · Chief Compliance Officer
    since 08/2020 · owns less than 5%
Entity owners
  • Greystone Financial Group, LLC · Member
    direct · owns 50% to 75%
  • South Padre Ventures 2, L.L.C. · Member
    direct · owns 50% to 75%
Related persons
Schedule D 7.A
Advisers that list Polaris Greystone Advisory Group, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
  • Houston, TX1 employees
What changed
consecutive filings, newest first
  • Other offices · 0 to 1
    Aug 11, 2020 to Sep 16, 2020
  • HQ city · SAN RAFAEL to TROY
    Jul 29, 2020 to Aug 11, 2020
  • HQ state · CA to MI
    Jul 29, 2020 to Aug 11, 2020
  • Other offices · 1 to 0
    Jul 29, 2020 to Aug 11, 2020
  • Other offices · 4 to 1
    Mar 5, 2019 to Feb 10, 2020
  • Non-discretionary RAUM · $24.9M to $24.0M
    Mar 5, 2019 to Feb 10, 2020
  • Pension RAUM · $24.9M to $24.0M
    Mar 5, 2019 to Feb 10, 2020
  • RAUM · $24.9M to $24.0M
    Mar 5, 2019 to Feb 10, 2020
  • Advisory employees · 5 to 4
    Mar 21, 2018 to Mar 5, 2019
  • Employees · 5 to 4
    Mar 21, 2018 to Mar 5, 2019
  • Insurance-licensed employees · 5 to 4
    Mar 21, 2018 to Mar 5, 2019
  • State-registered IARs · 5 to 4
    Mar 21, 2018 to Mar 5, 2019
  • Non-discretionary RAUM · $24.6M to $24.9M
    Mar 21, 2018 to Mar 5, 2019
  • Pension RAUM · $24.6M to $24.9M
    Mar 21, 2018 to Mar 5, 2019
  • RAUM · $24.6M to $24.9M
    Mar 21, 2018 to Mar 5, 2019
  • Advisory employees · 3 to 5
    Sep 29, 2017 to Mar 21, 2018
  • Charity clients · unset to 0.0
    Sep 29, 2017 to Mar 21, 2018
  • Corporate clients · unset to 0.0
    Sep 29, 2017 to Mar 21, 2018
  • HNW clients · unset to 0.0
    Sep 29, 2017 to Mar 21, 2018
  • Individual clients · unset to 0.0
    Sep 29, 2017 to Mar 21, 2018
  • Pension plan clients · unset to 5.0
    Sep 29, 2017 to Mar 21, 2018
  • Pooled vehicle clients · unset to 0.0
    Sep 29, 2017 to Mar 21, 2018
  • Employees · 3 to 5
    Sep 29, 2017 to Mar 21, 2018
  • Insurance-licensed employees · 3 to 5
    Sep 29, 2017 to Mar 21, 2018
  • State-registered IARs · 3 to 5
    Sep 29, 2017 to Mar 21, 2018
  • Other offices · unset to 4.0
    Sep 29, 2017 to Mar 21, 2018
  • HNW RAUM · unset to 0.0
    Sep 29, 2017 to Mar 21, 2018
  • Individual RAUM · unset to 0.0
    Sep 29, 2017 to Mar 21, 2018
  • Non-discretionary RAUM · $22.4M to $24.6M
    Sep 29, 2017 to Mar 21, 2018
  • Pension RAUM · unset to 24648798.0
    Sep 29, 2017 to Mar 21, 2018
  • Pooled vehicle RAUM · unset to 0.0
    Sep 29, 2017 to Mar 21, 2018
  • RAUM · $22.4M to $24.6M
    Sep 29, 2017 to Mar 21, 2018
  • Accounts · 0 to 5
    Feb 16, 2017 to Mar 30, 2017
  • Non-discretionary RAUM · $0 to $22.4M
    Feb 16, 2017 to Mar 30, 2017
  • RAUM · $0 to $22.4M
    Feb 16, 2017 to Mar 30, 2017
  • Business name · GREYSTONE RETIREMENT GROUP, LLC to POLARIS GREYSTONE ADVISORY GROUP, LLC
    Mar 30, 2016 to Feb 16, 2017
  • Legal name · GREYSTONE RETIREMENT GROUP, LLC to POLARIS GREYSTONE ADVISORY GROUP, LLC
    Mar 30, 2016 to Feb 16, 2017
  • Advisory employees · 5 to 3
    Nov 13, 2015 to Mar 30, 2016
  • Employees · 5 to 3
    Nov 13, 2015 to Mar 30, 2016
  • Insurance-licensed employees · 5 to 3
    Nov 13, 2015 to Mar 30, 2016
Signals
1 dated events
  • Greystone Retirement Group, Llc filed its initial SEC registration (Form ADV)
    Oct 15, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026