DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Strategas Asset Management, LLC
Latest filing Jul 17, 2026
First filing on the tape Sep 2, 2014 · 26 filings
SEC status approved since May 25, 2018
RAUM
$458M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.0%
$4.8M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$76.4M
derived; firm RAUM over IAPD count
Employees
26
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$458M as of Jul 17, 2026
Mar 26, 2019$135M then
HNW client RAUM$4.8M as of Jul 17, 2026
Mar 26, 2019$5.2M then
State-registered IARs (5.B.3)4 as of Jul 17, 2026
Mar 26, 201910 then
Employees (5.A)26 as of Jul 17, 2026
Mar 26, 201915 then
Private funds: no history
RAUM +209% over the last fiscal year-8.5% a year over threeIARs 6 to 4
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
- RAUM per advisor
- $76.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $480,248derivedHNW RAUM over HNW clients
- Average account
- $30.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +209%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$452M99%
- High-net-worth individuals$4.8M1.0%
- Other investment advisers$1.1M0.2%
- Corporations and businesses$312,1180.1%
- Individual clients
- n/areported
- HNW clients
- 10reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $4.8M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=true bd_reps=21.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Michael Clifton | New York, Ny | Sep 7, 2016 | 18 y | 0 |
| Robert Michael Lapolla | New York, Ny | Feb 12, 2020 | 14 y | 0 |
| Nicholas Gregory Bohnsack | New York, Ny | Sep 13, 2022 | 23 y | 0 |
| James Patrick Martin | New York, Ny | Oct 15, 2024 | 29 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Christopher Orcutt to Hsbc Securities (USA) Inc.Jan 4, 2021 · Other
Joined, latest
- James Patrick Martin from Robert W. Baird & Co. IncorporatedOct 15, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gregory Nicholas Bohnsack · Chief Executive Officer /Directorcontrolsince 01/2018 · owns less than 5%
- Gregory Steven Booth · Directorcontrolsince 01/2018 · owns less than 5%
- Michael Daniel Clifton · Portfolio Managercontrolsince 01/2018 · owns less than 5%
- E Anjali Connors · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- A Jon Langenfeld · Directorcontrolsince 01/2018 · owns less than 5%
- Richard Jason Trennert · Chief Investment Officer/Directorcontrolsince 01/2018 · owns less than 5%
Entity owners
- Baird Financial Corporation · Shareholderdirect · owns 75% or more
- Baird Financial Group, Inc. · Shareholderindirect · owns 75% or more of Baird Financial Corporation
Related persons
Schedule D 7.A
- Baird Trust Companyn
- Gamma Investing LLCinvestment advisernRAUM $2.3B
- Riverfront Investment Group, LLCinvestment advisernRAUM $2.2B
- Robert W. Baird & Co. Incorporatedbroker-dealerinvestment adviserbankpooled vehicle sponsorLP sponsorcustodiannRAUM $394B
- Robert W. Baird Limitedbroker-dealerinvestment advisern
- Baird Strategas LLCbroker-dealerinvestment advisern
Advisers that list Strategas Asset Management, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Washington, DC2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 22, 2026RAUM (Item 5.F) moved from $148,153,092 to $458,429,544 (+209.0%) between the annual amendments of 2025-03-28 and 2026-04-22; the peer median change was +4.0% (1148 comparable advisers, 99.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 20 to 15Nov 21, 2025 to Mar 31, 2026
- Advisory employees · 9 to 15Nov 21, 2025 to Mar 31, 2026
- BD registered reps · 20 to 21Nov 21, 2025 to Mar 31, 2026
- Corporate clients · 3 to 1Nov 21, 2025 to Mar 31, 2026
- Employees · 22 to 26Nov 21, 2025 to Mar 31, 2026
- Insurance-licensed employees · 2 to 1Nov 21, 2025 to Mar 31, 2026
- State-registered IARs · 6 to 4Nov 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $148M to $458MNov 21, 2025 to Mar 31, 2026
- HNW RAUM · $7.0M to $4.8MNov 21, 2025 to Mar 31, 2026
- RAUM · $148M to $458MNov 21, 2025 to Mar 31, 2026
- Wrap assets (manager) · $9.9M to $4.8MNov 21, 2025 to Mar 31, 2026
- Accounts · 28 to 20Mar 28, 2024 to Mar 28, 2025
- BD registered reps · 22 to 20Mar 28, 2024 to Mar 28, 2025
- Corporate clients · 4 to 3Mar 28, 2024 to Mar 28, 2025
- HNW clients · 13 to 10Mar 28, 2024 to Mar 28, 2025
- Employees · 25 to 22Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $446M to $148MMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $7.1M to $7.0MMar 28, 2024 to Mar 28, 2025
- RAUM · $446M to $148MMar 28, 2024 to Mar 28, 2025
- Wrap assets (manager) · $9.6M to $9.9MMar 28, 2024 to Mar 28, 2025
- Advisory employees · 7 to 9Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 21 to 22Mar 31, 2023 to Mar 28, 2024
- Corporate clients · 5 to 4Mar 31, 2023 to Mar 28, 2024
- HNW clients · 15 to 13Mar 31, 2023 to Mar 28, 2024
- Employees · 24 to 25Mar 31, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 6Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $598M to $446MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $6.4M to $7.1MMar 31, 2023 to Mar 28, 2024
- RAUM · $598M to $446MMar 31, 2023 to Mar 28, 2024
- Wrap assets (manager) · $10.4M to $9.6MMar 31, 2023 to Mar 28, 2024
- Accounts · 41 to 28Sep 30, 2022 to Mar 31, 2023
- Advisory employees · 6 to 7Sep 30, 2022 to Mar 31, 2023
- BD registered reps · 18 to 21Sep 30, 2022 to Mar 31, 2023
- HNW clients · 30 to 15Sep 30, 2022 to Mar 31, 2023
- Employees · 19 to 24Sep 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $574M to $598MSep 30, 2022 to Mar 31, 2023
- HNW RAUM · $10.5M to $6.4MSep 30, 2022 to Mar 31, 2023
- RAUM · $574M to $598MSep 30, 2022 to Mar 31, 2023
- Wrap assets (manager) · $15.8M to $10.4MSep 30, 2022 to Mar 31, 2023
Signals
9 dated events
- Strategas Asset Management, Llc reported RAUM $458.4M, up 209% from $148.2M (2025-11-21 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Strategas Asset Management, Llc reported RAUM $148.2M, down 67% from $446.5M (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Strategas Asset Management, Llc reported RAUM $446.5M, down 25% from $598.0M (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Lynn Christa Graverson (Chief Compliance Officer) no longer on Schedule A of Strategas Asset Management, Llc (listed 2022-03-31, absent 2022-09-30)Sep 30, 2022 · Control person left · inference
- E Anjali Connors (Chief Compliance Officer) appeared on Schedule A of Strategas Asset Management, LlcSep 30, 2022 · Control person joined · fact
- Lynn Christa Graverson (Chief Compliance Officer) appeared on Schedule A of Strategas Asset Management, LlcJan 25, 2022 · Control person joined · fact
- Strategas Asset Management, Llc reported RAUM $390.3M, up 189% from $135.0M (2019-10-09 to 2020-03-10)Mar 10, 2020 · RAUM change · derived
- Edward Paul Purcell (Director) no longer on Schedule A of Strategas Asset Management, Llc (listed 2019-10-09, absent 2020-03-10)Mar 10, 2020 · Control person left · inference
- Strategas Asset Management, Llc filed its initial SEC registration (Form ADV)Sep 2, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/strategasassetreportedpublic record, Form ADV, Sep 18, 2026
- Website
- strategasasset.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 855-273-7227reportedpublic record, Form ADV, Jul 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026