DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••• I••••••••• G••••• L••
Latest filing Jul 17, 2026
First filing on the tape Jan 26, 2012 · 42 filings
SEC status approved since Feb 14, 2008
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
48%
$1.1B individuals and HNW
Advisors
30
registered through the firm on IAPD
RAUM per advisor
$74.0M
derived; firm RAUM over IAPD count
Employees
46
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$2.2B as of Jul 17, 2026
Jan 26, 2012$3.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)27 as of Jul 17, 2026
Jan 26, 20120 then
Employees (5.A)46 as of Jul 17, 2026
Mar 28, 201335 then
Private funds: no history
RAUM +88% over the last fiscal year+41% a year over threeIARs 30 to 27
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
- RAUM per advisor
- $74.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 30.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +88%derivedbetween the last two annual amendments
- Advisor growth, one year
- -10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.1B70%
- Investment companies$338M22%
- Corporations and businesses$106M7.0%
- Pension and profit-sharing plans$7.5M0.5%
- Charitable organizations$2.6M0.2%
- Individual clients
- 1,185reported
- HNW clients
- n/areported
- Pension plan clients
- 7reported
- Charitable clients
- 2reported
- Accounts
- 1,534reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $1.9B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.48 fund_share=0.15 institutional_share=0.0 related_bd=true related_bank=true bd_reps=26.0derived
Advisors registered through the firm
30 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• A••• S••••••Chartered Financial Analyst | Wilmington, Nc | Mar 31, 2008 | 33 y | 1 |
| R••••••• A••••• S•••• | Richmond, Va | Mar 31, 2008 | 29 y | 1 |
| P•••• J••• Q•••• | Richmond, Va | Mar 31, 2008 | 43 y | 1 |
| K••••• B•••••• S••••••• | Richmond, Va | Jun 10, 2008 | 27 y | 1 |
| T•••••• E•••• A•••••••Chartered Financial Analyst | Richmond, Va | Jun 10, 2008 | 19 y | 1 |
| W•••••• P•••• R••••Chartered Financial Analyst | Richmond, Va | Jun 10, 2008 | 32 y | 1 |
| W•••• L•• K•••• | Richmond, Va | Jun 10, 2008 | 25 y | 1 |
| C••••••••• J••• K•••••••••Chartered Financial Analyst | Richmond, Va | Jun 10, 2008 | 21 y | 1 |
| K•••• L••••• N••••••••Chartered Financial Analyst | Richmond, Va | Jul 9, 2010 | 34 y | 1 |
| B•••• T••••• G••••••• | Thiensville, Wi | May 3, 2012 | 30 y | 1 |
| A••• G•••••••Chartered Financial Analyst | Richmond, Va | Oct 26, 2012 | 11 y | 0 |
| B••••••• A••• W••• | Lake Oswego, Or | Apr 5, 2013 | 27 y | 3 |
| B•••••• T••••••• F•••••••• | Richmond, Va | May 6, 2013 | 34 y | 0 |
| B••••••• D•••• W••••••• | Richmond, Va | May 3, 2016 | 11 y | 1 |
| J••••••••• M•••• C•••••• | Richmond, Va | Jul 5, 2017 | 12 y | 1 |
| K•••••• K•••• C••••••Chartered Financial Analyst | Richmond, Va | May 29, 2018 | 12 y | 0 |
| H••••• D••••• G••••••• | Richmond, Va | Jul 24, 2018 | 10 y | 0 |
| R••••• C•••••• E•••••• | Richmond, Va | Jan 22, 2019 | 12 y | 0 |
| V••••••• O••••• B••••• | Richmond, Va | Dec 11, 2019 | 13 y | 0 |
| C•••••••• C••••• L•••••• A•••• | Richmond, Va | Aug 17, 2021 | 10 y | 0 |
| T••••• A•• J•••••• B••••Chartered Financial Analyst | Richmond, Va | Sep 21, 2021 | 10 y | 0 |
| D••••• W•••••• Z••••Chartered Financial Analyst | Elmhurst, Il | Sep 22, 2021 | 10 y | 0 |
| D•••• M•••• V•••••Chartered Financial Analyst | Richmond, Va | Oct 26, 2021 | 12 y | 0 |
| D•••• M•••••• F•••••• | Richmond, Va | Jun 3, 2022 | 10 y | 0 |
| S••••••••• K••• D•••••• | Richmond, Va | Feb 2, 2024 | 10 y | 0 |
| I•• S•••• N•••••••• S••••• | Richmond, Va | Apr 30, 2026 | 13 y | 0 |
| J•••••• T••••• M••• | Richmond, Va | May 13, 2026 | 10 y | 1 |
| H•••• S••••• W••••• | Richmond, Va | May 13, 2026 | 10 y | 0 |
| C•••• D•••• H•••••••Chartered Financial Consultant | Richmond, Va | Jun 2, 2026 | 20 y | 0 |
| D•••• K••••• D•••• | Denver, Co | Jun 11, 2026 | 11 y | 1 |
Advisor movement
3 left, 2 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 10% of current headcount6 left over 36 months
Left, latest
- G••••• T•••• M•••••• to J••••• M••••••••• S•••• L••May 12, 2026 · RIA to affiliated broker-dealer or bank
- G•••••• W••••• P••••••• to B•••••••• I••••••••• M••••••••• L••Dec 31, 2025 · Other
- J•••••• T••••••• to M••••• S••••••Dec 16, 2025 · RIA to wirehouse
- S••••• M••••••• J•••• to R••••• W• B•••• • C•• I•••••••••Aug 1, 2025 · RIA to RIA
- W•••••• S•••• H••• to S••••••• O•• C•••••• M••••••••• L••Dec 1, 2023 · RIA to a state-registered adviser
- L•••• J••• O•••• to A••••• A•• P••••••• S•••••••Nov 30, 2023 · RIA to affiliated broker-dealer or bank
- T•••• F••••• to W•••• F•••• A•••••••Jan 5, 2023 · RIA to wirehouse
- B•••• E••• G••••• to J••••• M••••••••• S•••• L••Aug 2, 2022 · RIA to affiliated broker-dealer or bank
- R••••• J•••• G•••••• to L•• F•••••••• L••May 3, 2021 · RIA to affiliated broker-dealer or bank
- J•••• P•••••• M••••• to R••••• W• B•••• • C•• I•••••••••May 3, 2021 · RIA to RIA
- A••• C••••••••• B•••••• to L•••• B•••••• • C••• L••Dec 31, 2020 · RIA to RIA
- S••• T••••• Q•••••• to G••••• C••••••• L••Dec 2, 2019 · RIA to RIA
- S••••• M••••• P••••••••• to D••• D••••••• • C••Oct 30, 2019 · RIA to RIA
- E•••• D•••• M•••••• to M••••• S••••••Mar 2, 2018 · Other
- C•••••••• M•••••• C••••••• A••••• to W•••• F•••• A•••••••Feb 28, 2017 · Other
Joined, latest
- D•••• K••••• D•••• from R•••••• J•••• • A••••••••• I•••Jun 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- J•••••• T••••• M••• from C••••• I••••••••• A••••••• L••May 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- L•••• J••• O•••• from K••••• A••••••• S•••••••• L••May 19, 2023 · Affiliated broker-dealer or bank to independent RIA
- S••••• M••••••• J•••• from N••••••• T•••• I••••••••• I•••••••••Dec 12, 2019 · Other
- A••• C••••••••• B•••••• from P••••• I••••••••• M••••••••• L••Jul 14, 2017 · Other
- J••••••••• M•••• C•••••• from M••••• S••••••Jul 5, 2017 · Other
- E•••• D•••• M•••••• from W•••• F•••• A•••••••Apr 24, 2017 · Other
- B••••••• D•••• W••••••• from W•••• F•••• A•••••••May 3, 2016 · Other
- W•••••• S•••• H••• from A•••• S••••• C••••••• L••Aug 24, 2015 · Other
- C•••••••• M•••••• C••••••• A••••• from W•••• F•••• A•••••••Apr 30, 2015 · Other
- B••••••• A••• W••• from M••••• S••••••Apr 5, 2013 · Other
- B•••• T••••• G••••••• from R••••• W• B•••• • C•• I•••••••••May 3, 2012 · Other
- B•••• E••• G••••• from J••••• M••••••••• S•••• L••Mar 1, 2012 · Other
- T••••• R••••••••• F••••••• from W••••••••• C•••••• M••••••••• L••Oct 27, 2010 · Other
- S••••• M••••• P••••••••• from C•••••• S••••••••• M••••••••• I•••Oct 21, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• S•••••• G•••••• · Member Of Board Of Directorscontrolsince 03/2020 · owns less than 5%
- D••••• T•••• M•••••• · Chief Technology Officercontrolsince 04/2022 · owns less than 5%
- G••••• J••••• J•••• · Chief Compliance Officercontrolsince 05/2017 · owns less than 5%
- G•••••••• A••• · Global Equity Chief Investment Officer, Partner, Board Member Board Membercontrolsince 06/2025 · owns less than 5%
- K••••••••• C••••••••• · Chief Market Strategist, Board Of Directorscontrolsince 12/2023 · owns less than 5%
- Q••••• P••••• J••• · Chairman Of The Board Of Directors, President & Ceocontrolsince 03/2008 · owns less than 5%
- S••••••• D••••••• A••• · Vice Chairmancontrolsince 03/2008 · owns less than 5%
- S••••••••• M••••••• J••• · Member Of The Board Of Directorscontrolsince 03/2008 · owns less than 5%
- S••••• R•••••••• A••••• · Vice Chairmancontrolsince 06/2025 · owns less than 5%
- S•••••••• K•••••• B•••••• · Member Of Board Of Directors, Chief Operating Officer, Partnercontrolsince 03/2020 · owns less than 5%
- T•••• J•••• G•••••• · Member Of Board Of Directorscontrolsince 03/2020 · owns less than 5%
- W•••• B•••••••• A••• · National Sales Manager, Partnercontrolsince 06/2025 · owns less than 5%
Entity owners
- R••••••••• I••••••••• · Memberdirect · owns 75% or more
- R••••••••• I••••••••• H•••••• G••••• L•• · Memberdirect · owns 75% or more
- B•••• F•••••••• C••••••••• · Managing Memberindirect · owns 25% to 50% of R••••••••• I••••••••• H•••••• G••••• L••
Related persons
Schedule D 7.A
- B•••• T•••• C••••••• L••n
- G•••• I•••••••• L••investment advisernRAUM $2.3B
- R••••• W• B•••• • C•• I•••••••••broker-dealerinvestment adviserbankcustodiannRAUM $394B
- S•••••••• A•••• M••••••••• L••investment adviserbanknRAUM $458M
- B•••• S•••••••• LLCbroker-dealerinvestment advisern
Advisers that list R••••••••• I••••••••• G••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 30 | 5 | 2 | ||
| Denver, Co | 1 | 1 | 0 | ||
| Chicago, Il | 0 | 0 | 1 | ||
| Dallas, Tx | 0 | 0 | 0 | ||
| F••••, Nd | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 17, 2026G•••••••• A••• (GLOBAL EQUITY CHIEF INVESTMENT OFFICER, PARTNER, BOARD MEMBER BOARD MEMBER) appeared on Schedule A between the filings of 2024-03-26 and 2026-07-17peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 17, 2026D••••• T•••• M•••••• (CHIEF TECHNOLOGY OFFICER) appeared on Schedule A between the filings of 2024-03-26 and 2026-07-17peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 17, 2026W•••• B•••••••• A••• (NATIONAL SALES MANAGER, PARTNER) appeared on Schedule A between the filings of 2024-03-26 and 2026-07-17peers: independent wealth managers, $1B to $5B (1,362)
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $1,183,036,522 to $2,221,276,035 (+88.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +17.0% (1298 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,298) · 97% percentile
- account count surgeChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 977.0 to 1,534.0 (+57.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +6.0% (1206 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 977 to 1,534Jul 16, 2025 to Mar 30, 2026
- Advisory employees · 9 to 12Jul 16, 2025 to Mar 30, 2026
- BD registered reps · 29 to 26Jul 16, 2025 to Mar 30, 2026
- Charity clients · 1 to 2Jul 16, 2025 to Mar 30, 2026
- Corporate clients · 13 to 17Jul 16, 2025 to Mar 30, 2026
- Individual clients · 768 to 1,185Jul 16, 2025 to Mar 30, 2026
- Employees · 45 to 46Jul 16, 2025 to Mar 30, 2026
- State-registered IARs · 30 to 27Jul 16, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.2B to $2.2BJul 16, 2025 to Mar 30, 2026
- Individual RAUM · $508M to $1.1BJul 16, 2025 to Mar 30, 2026
- Pension RAUM · $4.0M to $7.5MJul 16, 2025 to Mar 30, 2026
- RAUM · $1.2B to $2.2BJul 16, 2025 to Mar 30, 2026
- Wrap assets (manager) · $855M to $1.9BJul 16, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jul 16, 2025
- Accounts · 485 to 977May 6, 2024 to Mar 27, 2025
- Advisory employees · 13 to 9May 6, 2024 to Mar 27, 2025
- BD registered reps · 30 to 29May 6, 2024 to Mar 27, 2025
- Corporate clients · 11 to 13May 6, 2024 to Mar 27, 2025
- Individual clients · 342 to 768May 6, 2024 to Mar 27, 2025
- Pension plan clients · 6 to 7May 6, 2024 to Mar 27, 2025
- Employees · 50 to 45May 6, 2024 to Mar 27, 2025
- State-registered IARs · 33 to 30May 6, 2024 to Mar 27, 2025
- Discretionary RAUM · $751M to $1.2BMay 6, 2024 to Mar 27, 2025
- Individual RAUM · $173M to $508MMay 6, 2024 to Mar 27, 2025
- Pension RAUM · $1.9M to $4.0MMay 6, 2024 to Mar 27, 2025
- RAUM · $751M to $1.2BMay 6, 2024 to Mar 27, 2025
- Wrap assets (manager) · $364M to $855MMay 6, 2024 to Mar 27, 2025
- Accounts · 677 to 485May 11, 2023 to Mar 26, 2024
- Advisory employees · 12 to 13May 11, 2023 to Mar 26, 2024
- Charity clients · 4 to 1May 11, 2023 to Mar 26, 2024
- Corporate clients · 15 to 11May 11, 2023 to Mar 26, 2024
- Individual clients · 476 to 342May 11, 2023 to Mar 26, 2024
- Pension plan clients · 12 to 6May 11, 2023 to Mar 26, 2024
- Employees · 52 to 50May 11, 2023 to Mar 26, 2024
- State-registered IARs · 31 to 33May 11, 2023 to Mar 26, 2024
- Discretionary RAUM · $796M to $751MMay 11, 2023 to Mar 26, 2024
- Individual RAUM · $178M to $173MMay 11, 2023 to Mar 26, 2024
- Pension RAUM · $5.2M to $1.9MMay 11, 2023 to Mar 26, 2024
- RAUM · $796M to $751MMay 11, 2023 to Mar 26, 2024
- Wrap assets (manager) · $375M to $364MMay 11, 2023 to Mar 26, 2024
Signals
18 dated events
- G••••• T•••• M•••••• left R••••••••• I••••••••• G••••• L•• for J••••• M••••••••• S•••• L•• (registered 2026-05-18)May 12, 2026 · Advisor changed firm · fact
- R••••••••• I••••••••• G••••• L•• reported RAUM $2.2B, up 88% from $1.2B (2025-07-16 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- G•••••• W••••• P••••••• left R••••••••• I••••••••• G••••• L•• for B•••••••• I••••••••• M••••••••• L•• (registered 2026-01-07)Dec 31, 2025 · Advisor changed firm · fact
- J•••••• T••••••• left R••••••••• I••••••••• G••••• L•• for M••••• S•••••• (registered 2026-01-13)Dec 16, 2025 · Advisor changed firm · fact
- S••••• M••••••• J•••• left R••••••••• I••••••••• G••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2025-09-24)Aug 1, 2025 · Advisor changed firm · fact
- R••••••••• I••••••••• G••••• L•• reported RAUM $1.2B, up 58% from $751.1M (2024-05-06 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- John Christopher Konstantinos (Chief Market Strategist, Managing Partnr, Member Of Board Of Directors) appeared on Schedule A of R••••••••• I••••••••• G••••• L••Mar 26, 2024 · Control person joined · fact
- W•••••• S•••• H••• left R••••••••• I••••••••• G••••• L•• for S••••••• O•• C•••••• M••••••••• L•• (registered 2024-03-15)Dec 1, 2023 · Advisor changed firm · fact
- L•••• J••• O•••• left R••••••••• I••••••••• G••••• L•• for A••••• A•• P••••••• S••••••• (registered 2023-11-30)Nov 30, 2023 · Advisor changed firm · fact
- R••••••••• I••••••••• G••••• L•• reported RAUM $795.6M, down 35% from $1.2B (2022-10-18 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- T•••• F••••• left R••••••••• I••••••••• G••••• L•• for W•••• F•••• A••••••• (registered 2023-02-02)Jan 5, 2023 · Advisor changed firm · fact
- B•••• E••• G••••• left R••••••••• I••••••••• G••••• L•• for J••••• M••••••••• S•••• L•• (registered 2022-10-18)Aug 2, 2022 · Advisor changed firm · fact
- R••••••••• I••••••••• G••••• L•• reported RAUM $1.2B, down 61% from $3.2B (2021-09-17 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Godfrey John Taft (Member Of Board Of Directors) appeared on Schedule A of R••••••••• I••••••••• G••••• L••Mar 30, 2020 · Control person joined · fact
- Gregory Steven Booth (Member Of Board Of Directors) appeared on Schedule A of R••••••••• I••••••••• G••••• L••Mar 30, 2020 · Control person joined · fact
- Michael Paul J•••• (Member Of The Board Of Directors) no longer on Schedule A of R••••••••• I••••••••• G••••• L•• (listed 2019-09-10, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Edward Paul Purcell (Member Of The Board Of Directors) no longer on Schedule A of R••••••••• I••••••••• G••••• L•• (listed 2019-09-10, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- R••••••••• I••••••••• G••••• L•• reported RAUM $3.9B, down 33% from $5.8B (2017-06-05 to 2018-03-09)Mar 9, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- R•••••••••IG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-549-4800reportedpublic record, Form ADV, Jul 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026