DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
G•••• R••••••••• S••••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Aug 8, 2014 · 17 filings
SEC status approved since Aug 1, 2014
RAUM
$20.1M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
6.2%
$1.2M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$20.1M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$20.1M as of Mar 31, 2026
Apr 1, 2015$213M then
HNW client RAUM$1.2M as of Mar 31, 2026
Mar 19, 2018$0 then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Apr 1, 20151 then
Employees (5.A)2 as of Mar 31, 2026
Apr 1, 20154 then
Private funds: no history
RAUM +8.0% over the last fiscal year-1.7% a year over threeIARs 1 to 1offices 1 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $20.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 4derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $309,620derivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 94%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, commissionsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$18.8M94%
- High-net-worth individuals$1.2M6.2%
- Individual clients
- 0reported
- HNW clients
- 4reported
- Pension plan clients
- 7reported
- Charitable clients
- 0reported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, commissionsreported
- Class basis
- private_client_share=0.06 fund_share=0.0 institutional_share=0.94 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H•••••• N••• G••••Chartered Financial Consultant | West Bloomfield, Mi | Dec 4, 2025 | 46 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- H•••••• N••• G•••• from T•• G•••• F••••••• C••••••Dec 4, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• H••••••• N••• · President / Chief Compliance Officer / Directorcontrolsince 05/2009 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- HNW clients · unset to 4.0Mar 31, 2025 to Mar 31, 2026
- HQ city · BINGHAM FARMS to WEST BLOOMFIELDMar 31, 2025 to Mar 31, 2026
- Other offices · 1 to 0Mar 31, 2025 to Mar 31, 2026
- HNW RAUM · $2.2M to $1.2MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $18.6M to $20.1MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $16.4M to $18.8MMar 31, 2025 to Mar 31, 2026
- RAUM · $18.6M to $20.1MMar 31, 2025 to Mar 31, 2026
- Accounts · 14 to 11Mar 29, 2024 to Mar 31, 2025
- HNW clients · 5.0 to unsetMar 29, 2024 to Mar 31, 2025
- Pension plan clients · 9 to 7Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- HNW RAUM · $2.6M to $2.2MMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $21.1M to $18.6MMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $18.5M to $16.4MMar 29, 2024 to Mar 31, 2025
- RAUM · $21.1M to $18.6MMar 29, 2024 to Mar 31, 2025
- Accounts · 13 to 14Mar 31, 2023 to Mar 29, 2024
- Pension plan clients · 8 to 9Mar 31, 2023 to Mar 29, 2024
- HNW RAUM · $2.7M to $2.6MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $21.2M to $21.1MMar 31, 2023 to Mar 29, 2024
- Pension RAUM · $18.5M to $18.5MMar 31, 2023 to Mar 29, 2024
- RAUM · $21.2M to $21.1MMar 31, 2023 to Mar 29, 2024
- Accounts · 12 to 13Mar 31, 2022 to Mar 31, 2023
- Pension plan clients · 7 to 8Mar 31, 2022 to Mar 31, 2023
- Other offices · 0 to 1Mar 31, 2022 to Mar 31, 2023
- HNW RAUM · $3.1M to $2.7MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $28.9M to $21.2MMar 31, 2022 to Mar 31, 2023
- Pension RAUM · $25.8M to $18.5MMar 31, 2022 to Mar 31, 2023
- RAUM · $28.9M to $21.2MMar 31, 2022 to Mar 31, 2023
- Accounts · 13 to 12Mar 31, 2021 to Mar 31, 2022
- HNW clients · unset to 5.0Mar 31, 2021 to Mar 31, 2022
- Individual clients · 10 to 0Mar 31, 2021 to Mar 31, 2022
- Pension plan clients · unset to 7.0Mar 31, 2021 to Mar 31, 2022
- HNW RAUM · $221,181 to $3.1MMar 31, 2021 to Mar 31, 2022
- Individual RAUM · $14.8M to $0Mar 31, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $19.7M to $28.9MMar 31, 2021 to Mar 31, 2022
- Pension RAUM · $4.7M to $25.8MMar 31, 2021 to Mar 31, 2022
- RAUM · $19.7M to $28.9MMar 31, 2021 to Mar 31, 2022
- HNW clients · 5.0 to unsetJun 30, 2020 to Mar 31, 2021
- Individual clients · 0 to 10Jun 30, 2020 to Mar 31, 2021
- Pension plan clients · 8.0 to unsetJun 30, 2020 to Mar 31, 2021
Signals
2 dated events
- G•••• R••••••••• S••••••••• I••• filed its initial SEC registration (Form ADV)Aug 8, 2014 · First SEC registration · fact
- G•••• R••••••••• S••••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 8, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- G••••RETIREMENT.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 248 647-2822reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026