DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rfg Wealth Advisory
Legal name Rfg Holdings Inc.
Latest filing May 11, 2026
First filing on the tape Feb 23, 2018 · 22 filings
SEC status approved since Mar 26, 2018
RAUM
$477M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$458M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$59.6M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$477M as of May 11, 2026
Mar 20, 2019$110M then
HNW client RAUM$395M as of May 11, 2026
Mar 20, 2019$76.0M then
State-registered IARs (5.B.3)4 as of May 11, 2026
Mar 20, 20194 then
Employees (5.A)9 as of May 11, 2026
Mar 20, 20194 then
Private funds: no history
RAUM +28% over the last fiscal year+28% a year over threeIARs 3 to 4
Practice profile
derived from the filing of May 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $59.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $354,399derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$395M83%
- Individuals$63.6M13%
- Corporations and businesses$17.5M3.7%
- Charitable organizations$877,4530.2%
- Individual clients
- 266reported
- HNW clients
- 147reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 1,345reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Todd RobinsonChartered Financial Consultant | Argyle, Tx | May 5, 2015 | 31 y | 3 |
| Emilio Leo Gonzalez | Argyle, Tx | Oct 13, 2016 | 13 y | 2 |
| Michael Kent LemichCertified Financial Planner | Argyle, Tx | Jul 9, 2018 | 11 y | 1 |
| Michael Scott Tull | Argyle, Tx | Nov 3, 2025 | 10 y | 0 |
| Ryan Michael Schroer | Argyle, Tx | Jun 15, 2026 | 13 y | 0 |
| Jessica Rae Fairchild | Argyle, Tx | Jul 13, 2026 | 12 y | 3 |
| Nicholas James Noll | Argyle, Tx | Jul 28, 2026 | 15 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Timothy Blane Akers to Raymond James Financial Services Advisors, IncMar 1, 2023 · RIA to affiliated broker-dealer or bank
- Scott Lee Robinson to LPL Financial LLCMar 13, 2017 · RIA to RIA
- David Brent Robinson to LPL Financial LLCMar 13, 2017 · RIA to RIA
Joined, latest
- Jessica Rae Fairchild from Fisher InvestmentsJul 13, 2026 · RIA to RIA
- Timothy Blane Akers from Fidelity Personal And Workplace AdvisorsSep 29, 2022 · Affiliated broker-dealer or bank to independent RIA
- Michael Kent Lemich from Sagepoint Financial, Inc.Jul 9, 2018 · Affiliated broker-dealer or bank to independent RIA
- Emilio Leo Gonzalez from Invest Financial CorporationOct 13, 2016 · Other
- Scott Lee Robinson from Invest Financial CorporationMay 6, 2015 · Other
- David Brent Robinson from Invest Financial CorporationMay 6, 2015 · Other
- Christopher Todd Robinson from Invest Financial CorporationMay 5, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for LPL Financial LLCMar 13, 2017 · Argyle, Tx
- 3 joined from Invest Financial CorporationFeb 14, 2018 · Lantana, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Todd Christopher Robinson · President/Cco/Ownercontrolsince 07/2014 · owns 75% or more
- Leo Emilio Gonzalez · Ownersince 01/2022 · owns 10% to 25%
- Kent Michael Lemich · Ownersince 01/2022 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Argyle, Tx · principal | 8 | 5 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,120 to 1,345Feb 26, 2025 to Feb 27, 2026
- Advisory employees · 3 to 4Feb 26, 2025 to Feb 27, 2026
- BD registered reps · 3 to 0Feb 26, 2025 to Feb 27, 2026
- Charity clients · 0 to 2Feb 26, 2025 to Feb 27, 2026
- Corporate clients · 0 to 31Feb 26, 2025 to Feb 27, 2026
- HNW clients · 120 to 147Feb 26, 2025 to Feb 27, 2026
- Individual clients · 272 to 266Feb 26, 2025 to Feb 27, 2026
- Assets in custody · $245M to $477MFeb 26, 2025 to Feb 27, 2026
- Employees · 7 to 9Feb 26, 2025 to Feb 27, 2026
- State-registered IARs · 3 to 4Feb 26, 2025 to Feb 27, 2026
- Discretionary RAUM · $371M to $477MFeb 26, 2025 to Feb 27, 2026
- HNW RAUM · $273M to $395MFeb 26, 2025 to Feb 27, 2026
- Individual RAUM · $98.0M to $63.6MFeb 26, 2025 to Feb 27, 2026
- RAUM · $371M to $477MFeb 26, 2025 to Feb 27, 2026
- Accounts · 930 to 1,120Jul 31, 2024 to Feb 26, 2025
- Charity clients · unset to 0.0Jul 31, 2024 to Feb 26, 2025
- Corporate clients · unset to 0.0Jul 31, 2024 to Feb 26, 2025
- HNW clients · 93 to 120Jul 31, 2024 to Feb 26, 2025
- Individual clients · 261 to 272Jul 31, 2024 to Feb 26, 2025
- Pension plan clients · unset to 0.0Jul 31, 2024 to Feb 26, 2025
- Pooled vehicle clients · unset to 0.0Jul 31, 2024 to Feb 26, 2025
- Assets in custody · $173M to $245MJul 31, 2024 to Feb 26, 2025
- Employees · 6 to 7Jul 31, 2024 to Feb 26, 2025
- Financial planning clients · 26-50 to 26-50Jul 31, 2024 to Feb 26, 2025
- Discretionary RAUM · $273M to $371MJul 31, 2024 to Feb 26, 2025
- HNW RAUM · $222M to $273MJul 31, 2024 to Feb 26, 2025
- Individual RAUM · $51.6M to $98.0MJul 31, 2024 to Feb 26, 2025
- Pension RAUM · unset to 0.0Jul 31, 2024 to Feb 26, 2025
- Pooled vehicle RAUM · unset to 0.0Jul 31, 2024 to Feb 26, 2025
- RAUM · $273M to $371MJul 31, 2024 to Feb 26, 2025
- Accounts · 773 to 930Jun 19, 2023 to Mar 5, 2024
- Advisory employees · 4 to 3Jun 19, 2023 to Mar 5, 2024
- BD registered reps · 4 to 3Jun 19, 2023 to Mar 5, 2024
- HNW clients · 82 to 93Jun 19, 2023 to Mar 5, 2024
- Individual clients · 224 to 261Jun 19, 2023 to Mar 5, 2024
- Assets in custody · $129M to $173MJun 19, 2023 to Mar 5, 2024
- Employees · 7 to 6Jun 19, 2023 to Mar 5, 2024
- Financial planning clients · 11-25 to 26-50Jun 19, 2023 to Mar 5, 2024
- State-registered IARs · 4 to 3Jun 19, 2023 to Mar 5, 2024
- Discretionary RAUM · $229M to $273MJun 19, 2023 to Mar 5, 2024
Signals
3 dated events
- Rfg Wealth Advisory reported RAUM $476.7M, up 28% from $371.3M (2025-02-26 to 2026-02-27)Feb 27, 2026 · RAUM change · derived
- Timothy Blane Akers left Rfg Wealth Advisory for Raymond James Financial Services Advisors, Inc (registered 2023-05-12)Mar 1, 2023 · Advisor changed firm · fact
- Rfg Wealth Advisory filed its initial SEC registration (Form ADV)Feb 23, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 940-464-4104reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 940-464-4107reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- RFGWealthAdvisory.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 940-464-4104reportedpublic record, Form ADV, May 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026