DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sachem Hill LLC
Latest filing Mar 24, 2026
First filing on the tape Jan 19, 2015 · 27 filings
SEC status approved since Aug 1, 2017
RAUM
$1.2B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
81%
$954M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$296M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.2B as of Mar 24, 2026
Apr 2, 2018$335M then
HNW client RAUM$942M as of Mar 24, 2026
Apr 2, 2018$290M then
State-registered IARs (5.B.3)3 as of Mar 24, 2026
Apr 2, 20182 then
Employees (5.A)8 as of Mar 24, 2026
Apr 2, 20184 then
Private funds5 as of Mar 24, 2026
Apr 2, 20183 then
RAUM -3.6% over the last fiscal year+4.0% a year over threeIARs 4 to 3offices 1 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $296MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.5MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $611M, 85 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$942M80%
- Pooled investment vehicles$230M19%
- Individuals$12.5M1.1%
- Individual clients
- 37reported
- HNW clients
- 99reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 505reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $611M for 85 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.81 fund_share=0.19 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Theodore Andrew Harris | Boulder, Co | Apr 2, 2018 | 22 y | 2 |
| Doug Scott MorrisCertified Financial Planner | Denver, Co | Apr 21, 2019 | 22 y | 1 |
| Anthony Marion CoppolaCertified Financial Planner | Denver, Co | Mar 27, 2020 | 21 y | 1 |
| Daniel William Barton | Denver, Co | Mar 4, 2026 | 10 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Michael John Sherman to M4a3 LLCJun 4, 2025 · RIA to RIA
Joined, latest
- Daniel William Barton from PathstoneMar 4, 2026 · RIA to RIA
- Anthony Marion Coppola from Bok Financial Private Wealth, Inc.Mar 27, 2020 · RIA to RIA
- Doug Scott Morris from Bok Financial Private Wealth, Inc.Apr 21, 2019 · RIA to RIA
- Theodore Andrew Harris from Bok Financial Private Wealth, Inc.Apr 2, 2018 · Other
- Michael John Sherman from Crestone Asset Management LLCMay 29, 2015 · Other
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Shearwater Fund, LP | Hedge Fund | $130M | 92 | Jun 30, 2017 |
| Peregrine Private Equity Fund I LP | Private Equity Fund | $33.1M | 63 | Mar 27, 2020 |
| Peregrine Private Equity Fund II LP | Private Equity Fund | $26.1M | 80 | Mar 29, 2023 |
| Peregrine Private Equity Fund III LP | $20.3M | 19 | Mar 24, 2026 | |
| Petrel Capital Fund LP | Hedge Fund | $20.3M | 55 | Mar 28, 2019 |
| Longspur Fund II LPno longer reported | Private Equity Fund | $19.6M | 70 | Jun 30, 2017 |
| Auklet Fund III LPno longer reported | Private Equity Fund | $11.9M | 74 | Mar 27, 2024 |
| Longspur Fund I, LPno longer reported | Private Equity Fund | $9.9M | 42 | Jun 30, 2017 |
| Auklet Fund II LPno longer reported | Private Equity Fund | $9.5M | 57 | Mar 30, 2021 |
| Avocet Fund I LPno longer reported | Private Equity Fund | $5.2M | 28 | Jun 30, 2017 |
| Auklet Fund LPno longer reported | Private Equity Fund | $5.1M | 40 | Mar 28, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Nm Oana Bolton · Chief Compliance Officer And Coocontrolsince 06/2017 · owns less than 5%
- Andrew Theodore Harris · Member And Manager Officer And Coocontrolsince 06/2016 · owns 75% or more
- John Michael Sherman · Member And Managercontrolsince 11/2014 · owns 50% to 75%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Denver, CO3 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 24, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2025-08-20, no on the filing of 2026-03-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 24, 2026SHERMAN, MICHAEL, JOHN (MEMBER AND MANAGER) left Schedule A between the filings of 2017-06-30 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 24, 2026BOLTON, OANA, NM (CHIEF COMPLIANCE OFFICER AND COO) left Schedule A between the filings of 2017-06-30 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 184 to 505Aug 20, 2025 to Mar 24, 2026
- Advisory activities · 5 to 4Aug 20, 2025 to Mar 24, 2026
- HNW clients · 175 to 99Aug 20, 2025 to Mar 24, 2026
- Individual clients · unset to 37.0Aug 20, 2025 to Mar 24, 2026
- Pooled vehicle clients · 9 to 5Aug 20, 2025 to Mar 24, 2026
- Assets in custody · $616M to $611MAug 20, 2025 to Mar 24, 2026
- Other offices · 1 to 0Aug 20, 2025 to Mar 24, 2026
- Private funds · 9 to 5Aug 20, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.2B to $1.2BAug 20, 2025 to Mar 24, 2026
- HNW RAUM · $1.0B to $942MAug 20, 2025 to Mar 24, 2026
- Individual RAUM · unset to 12526167.0Aug 20, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $39.4M to $19.9MAug 20, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $218M to $230MAug 20, 2025 to Mar 24, 2026
- RAUM · $1.2B to $1.2BAug 20, 2025 to Mar 24, 2026
- Business name · SCHOOLCRAFT CAPITAL LLC to SACHEM HILL LLCJun 16, 2025 to Aug 20, 2025
- Legal name · SCHOOLCRAFT CAPITAL LLC to SACHEM HILL LLCJun 16, 2025 to Aug 20, 2025
- Advisory employees · 8 to 5Mar 27, 2025 to Jun 16, 2025
- Employees · 11 to 8Mar 27, 2025 to Jun 16, 2025
- Financial planning clients · 1-10 to 1-10Mar 27, 2025 to Jun 16, 2025
- State-registered IARs · 4 to 3Mar 27, 2025 to Jun 16, 2025
- Discretionary RAUM · $1.2B to $1.2BMar 27, 2025 to Jun 16, 2025
- Pooled vehicle RAUM · $216M to $218MMar 27, 2025 to Jun 16, 2025
- RAUM · $1.2B to $1.2BMar 27, 2025 to Jun 16, 2025
- Advisory employees · 9 to 8Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $758M to $616MMar 28, 2024 to Mar 27, 2025
- Employees · 12 to 11Mar 28, 2024 to Mar 27, 2025
- HQ city · BOULDER to DENVERMar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.1B to $1.2BMar 28, 2024 to Mar 27, 2025
- HNW RAUM · $971M to $1.0BMar 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $48.2M to $39.4MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $215M to $216MMar 28, 2024 to Mar 27, 2025
- RAUM · $1.2B to $1.2BMar 28, 2024 to Mar 27, 2025
- Accounts · 173 to 184Mar 30, 2023 to Mar 27, 2024
- Advisory employees · 7 to 9Mar 30, 2023 to Mar 27, 2024
- HNW clients · 165 to 175Mar 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 8 to 9Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $753M to $758MMar 30, 2023 to Mar 27, 2024
- Employees · 10 to 12Mar 30, 2023 to Mar 27, 2024
- Private funds · 8 to 9Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $988M to $1.1BMar 30, 2023 to Mar 27, 2024
Signals
5 dated events
- Michael John Sherman left Sachem Hill Llc for M4A3 Llc (registered 2026-01-01)Jun 4, 2025 · Advisor changed firm · fact
- Sachem Hill Llc reported RAUM $1.1B, up 27% from $869.3M (2021-03-31 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Sachem Hill Llc reported RAUM $762.8M, up 77% from $430.4M (2019-07-02 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Sachem Hill Llc reported RAUM $335.4M, up 46% from $229.5M (2017-06-30 to 2018-04-02)Apr 2, 2018 · RAUM change · derived
- Schoolcraft Capital Llc filed its initial SEC registration (Form ADV)Jan 19, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Sachem Hill LLC · Independent Sponsorsshared crd · capital_provider
- Schoolcraft Capital LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@sachemhill.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-625-6868reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- sachemhill.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-625-6868reportedpublic record, Form ADV, Mar 24, 2026
- Team page
- sachemhill.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $296Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026