DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Vestmark Advisory Solutions, Inc.
Latest filing Mar 30, 2026
First filing on the tape May 12, 2016 · 27 filings
SEC status approved since Sep 28, 2018
RAUM
$50B
reported, Item 5.F
Discretionary
32%
of RAUM
Private clients
100%
$50B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$6.2B
derived; firm RAUM over IAPD count
Employees
33
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$50B as of Mar 30, 2026
Mar 30, 2019$681M then
HNW client RAUM: no history
State-registered IARs (5.B.3)8 as of Mar 30, 2026
Mar 30, 20193 then
Employees (5.A)33 as of Mar 30, 2026
Mar 30, 20193 then
Private funds: no history
RAUM +398% over the last fiscal year+143% a year over threeIARs 6 to 8
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $6.2BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $593,022derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 32%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.1derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +398%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$50B100%
- Individual clients
- 84,069reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 84,069reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $50B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Guido Battista | Wakefield, Ma | Jul 26, 2023 | 20 y | 7 |
| Luke Samuele Bruno | Wakefield, Ma | Aug 22, 2023 | 13 y | 1 |
| Alexander Stewart Martland | Hingham, Ma | Oct 4, 2023 | 15 y | 1 |
| Tristan Williams Benoit | Wakefield, Ma | Feb 9, 2024 | 20 y | 3 |
| Brian Overton | North Wales, Pa | May 29, 2025 | 25 y | 2 |
| Robert F Kozlowski | Wakefield, Ma | Sep 23, 2025 | 11 y | 0 |
| Katelyn Nicole Webster | Wakefield, Ma | Dec 16, 2025 | 11 y | 1 |
| Mark Adam Scanlan | Wakefield, Ma | Dec 23, 2025 | 25 y | 3 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Collin Michael Schrier to Cache Advisors LLCMay 7, 2024 · Other
- Alexander Robert Morris to F/M Investments LLCOct 4, 2019 · Other
- David Louis Littleton to F/M Investments LLCOct 4, 2019 · Other
- Adam Victor Croll to F/M Investments LLCJun 14, 2019 · Other
Joined, latest
- Mark Adam Scanlan from Adhesion Wealth Advisor SolutionsDec 23, 2025 · Other
- Katelyn Nicole Webster from Motley Fool Wealth Management, LLCDec 16, 2025 · RIA to RIA
- Brian Overton from Janney Montgomery Scott LLCMay 29, 2025 · Affiliated broker-dealer or bank to independent RIA
- Tristan Williams Benoit from Eaton Vance ManagementFeb 9, 2024 · Other
- Collin Michael Schrier from Eaton Vance ManagementNov 29, 2023 · Other
- Alexander Stewart Martland from Crestwood AdvisorsOct 4, 2023 · Other
- Luke Samuele Bruno from Eaton Vance ManagementAug 22, 2023 · Other
- Robert Guido Battista from Janney Montgomery Scott LLCJul 26, 2023 · Other
- Adam Victor Croll from Cambridge Investment Research Advisors, Inc.Feb 21, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for F/M Investments LLCOct 4, 2019 · Wakefield, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Guido Robert Battista · Senior Vice President/Managing Directorcontrolsince 04/2022 · owns less than 5%
- P Maral Boyadjian · Svp, Head Of Portfolio Managementcontrolsince 04/2022 · owns less than 5%
- W Conor Daly · Chief Legal Officercontrolsince 10/2025 · owns less than 5%
- Wanda Angela Gingras · Vice President, Advisory Operationscontrolsince 08/2025 · owns less than 5%
- Ian Sennet Rubin · Vice Presidentcontrolsince 09/2019 · owns less than 5%
- Vladimirovna Tatyana Ryabchenko · Vp, Head Of Investment Productcontrolsince 02/2023 · owns less than 5%
- Bransford David Blundin · Chairmancontrolsince 05/2001 · owns 75% or more of Vestmark, Inc.
- Marie Denise Adamczyk · Chief Compliance Officersince 09/2021 · owns less than 5%
Entity owners
- Vestmark, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wakefield, Ma · principal | 8 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
8 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 32,047.0 to 84,069.0 (+162.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +7.0% (76 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $20B and over (76) · 97% percentile
- control person changedChange between filings · filing Mar 30, 2026GINGRAS, ANGELA, WANDA (VICE PRESIDENT, ADVISORY OPERATIONS) appeared on Schedule A between the filings of 2024-03-28 and 2026-03-30peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Mar 30, 2026DALY, CONOR, W (CHIEF LEGAL OFFICER) appeared on Schedule A between the filings of 2024-03-28 and 2026-03-30peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Mar 30, 2026Ryabchenko, Tatyana, Vladimirovna (VP, HEAD OF INVESTMENT PRODUCT) left Schedule A between the filings of 2024-03-28 and 2026-03-30peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Mar 30, 2026BLUNDIN, DAVID, BRANSFORD (CHAIRMAN) left Schedule A between the filings of 2024-03-28 and 2026-03-30peers: independent wealth managers, $20B and over (84)
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 56.0% to 32.0% between the annual amendments of 2025-03-31 and 2026-03-30peers: independent wealth managers, $20B and over (84)
- employee count surgeChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 22.0 to 33.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +6.0% (79 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $20B and over (79) · 96% percentile
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $10,019,300,000 to $49,854,767,353 (+398.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +16.0% (80 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $20B and over (80) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 32,047 to 84,069Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 12 to 25Mar 31, 2025 to Mar 30, 2026
- Individual clients · 32,047 to 84,069Mar 31, 2025 to Mar 30, 2026
- Employees · 22 to 33Mar 31, 2025 to Mar 30, 2026
- State-registered IARs · 6 to 8Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $5.6B to $16BMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $10B to $50BMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $4.4B to $34BMar 31, 2025 to Mar 30, 2026
- RAUM · $10B to $50BMar 31, 2025 to Mar 30, 2026
- Wrap assets (manager) · $10B to $50BMar 31, 2025 to Mar 30, 2026
- Accounts · 19,491 to 32,047Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 21 to 12Mar 28, 2024 to Mar 31, 2025
- Individual clients · 19,491 to 32,047Mar 28, 2024 to Mar 31, 2025
- Employees · 27 to 22Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- State-registered IARs · 9 to 6Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.7B to $5.6BMar 28, 2024 to Mar 31, 2025
- Individual RAUM · $5.6B to $10BMar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $2.0B to $4.4BMar 28, 2024 to Mar 31, 2025
- RAUM · $5.6B to $10BMar 28, 2024 to Mar 31, 2025
- Wrap assets (manager) · $5.6B to $10BMar 28, 2024 to Mar 31, 2025
- Accounts · 11,993 to 19,491Oct 10, 2023 to Mar 28, 2024
- Advisory employees · 18 to 21Oct 10, 2023 to Mar 28, 2024
- Individual clients · unset to 19491.0Oct 10, 2023 to Mar 28, 2024
- Employees · 18 to 27Oct 10, 2023 to Mar 28, 2024
- State-registered IARs · 0 to 9Oct 10, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.2B to $3.7BOct 10, 2023 to Mar 28, 2024
- Individual RAUM · unset to 5637000000.0Oct 10, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $270M to $2.0BOct 10, 2023 to Mar 28, 2024
- RAUM · $3.5B to $5.6BOct 10, 2023 to Mar 28, 2024
- Wrap assets (manager) · unset to 5637000000.0Oct 10, 2023 to Mar 28, 2024
- Wrap assets (sponsor) · unset to 0.0Oct 10, 2023 to Mar 28, 2024
- Other offices · 1 to 0Aug 9, 2023 to Oct 10, 2023
- Accounts · 4 to 11,993Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 10 to 18Mar 31, 2022 to Mar 31, 2023
- Employees · 10 to 18Mar 31, 2022 to Mar 31, 2023
- HQ city · JERSEY CITY to WAKEFIELDMar 31, 2022 to Mar 31, 2023
- HQ state · NJ to MAMar 31, 2022 to Mar 31, 2023
- Other offices · 0 to 1Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.6B to $3.2BMar 31, 2022 to Mar 31, 2023
Signals
23 dated events
- Vestmark Advisory Solutions, Inc. reported RAUM $49.9B, up 398% from $10.0B (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Vestmark Advisory Solutions, Inc. reported RAUM $10.0B, up 78% from $5.6B (2024-03-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Collin Michael Schrier left Vestmark Advisory Solutions, Inc. for Cache Advisors Llc (registered 2024-10-31)May 7, 2024 · Advisor changed firm · fact
- Vestmark Advisory Solutions, Inc. reported RAUM $5.6B, up 61% from $3.5B (2023-10-10 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- P Maral Boyadjian (Svp, Head Of Portfolio Management) appeared on Schedule A of Vestmark Advisory Solutions, Inc.Mar 28, 2024 · Control person joined · fact
- Vladimirovna Tatyana Ryabchenko (Vp, Head Of Investment Product) appeared on Schedule A of Vestmark Advisory Solutions, Inc.Mar 28, 2024 · Control person joined · fact
- Vestmark Advisory Solutions, Inc. reported RAUM $3.5B, up 27% from $2.7B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Guido Robert Battista (Senior Vice President/Managing Director) appeared on Schedule A of Vestmark Advisory Solutions, Inc.Mar 31, 2023 · Control person joined · fact
- Agnes Hong (Chief Investment Officer) no longer on Schedule A of Vestmark Advisory Solutions, Inc. (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Vestmark Advisory Solutions, Inc. reported RAUM $2.7B, up 67% from $1.6B (2021-10-20 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Agnes Hong (Chief Investment Officer) appeared on Schedule A of Vestmark Advisory Solutions, Inc.Mar 31, 2022 · Control person joined · fact
- E Steven Camp (Managing Director) no longer on Schedule A of Vestmark Advisory Solutions, Inc. (listed 2021-06-29, absent 2021-10-20)Oct 20, 2021 · Control person left · inference
- Vestmark Advisory Solutions, Inc. reported RAUM $1.6B, up 62% from $1.0B (2021-01-22 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Joseph Mark Deangelis (Chief Compliance Officer) appeared on Schedule A of Vestmark Advisory Solutions, Inc.Jan 22, 2021 · Control person joined · fact
- Paul Andrew Chica (Cco) no longer on Schedule A of Vestmark Advisory Solutions, Inc. (listed 2020-03-27, absent 2021-01-22)Jan 22, 2021 · Control person left · inference
- Vestmark Advisory Solutions, Inc. reported RAUM $1.0B, up 49% from $680.7M (2019-03-30 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- E Steven Camp (Managing Director) appeared on Schedule A of Vestmark Advisory Solutions, Inc.Mar 27, 2020 · Control person joined · fact
- Ian Sennet Rubin (Vice President) appeared on Schedule A of Vestmark Advisory Solutions, Inc.Mar 27, 2020 · Control person joined · fact
- Robert Alexander Morris (Managing Director) no longer on Schedule A of Vestmark Advisory Solutions, Inc. (listed 2019-03-30, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Louis David Littleton (Managing Director) no longer on Schedule A of Vestmark Advisory Solutions, Inc. (listed 2019-03-30, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Paul Andrew Chica (Cco) appeared on Schedule A of Vestmark Advisory Solutions, Inc.Feb 7, 2019 · Control person joined · fact
- Robert Alexander Morris (Managing Director) appeared on Schedule A of Vestmark Advisory Solutions, Inc.Feb 7, 2019 · Control person joined · fact
- Vestmark Advisory Solutions, Inc. filed its initial SEC registration (Form ADV)May 12, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/vestmarkreportedpublic record, Form ADV, Sep 17, 2026
- Website
- vestmark.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-355-0477reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- vestmark.com/leadershipreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $6.2Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026