DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
H••••••••• F•••••••• L••
Legal name H••• W••••• M••••••••• L••
Latest filing Jul 31, 2026
First filing on the tape Dec 5, 2018 · 18 filings
SEC status approved since Jan 30, 2019
RAUM
$492M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
73%
$361M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$98.4M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$492M as of Jul 31, 2026
Mar 29, 2019$179M then
HNW client RAUM$290M as of Jul 31, 2026
Mar 29, 2019$135M then
State-registered IARs (5.B.3)5 as of Jul 31, 2026
Mar 29, 20192 then
Employees (5.A)5 as of Jul 31, 2026
Mar 29, 20192 then
Private funds: no history
RAUM +30% over the last fiscal year+25% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $98.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $463,796derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.7%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $195M, 160 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$290M59%
- Charitable organizations$92.4M19%
- Individuals$71.4M15%
- Pension and profit-sharing plans$35.4M7.2%
- Corporations and businesses$3.1M0.6%
- Individual clients
- 191reported
- HNW clients
- 94reported
- Pension plan clients
- 22reported
- Charitable clients
- 35reported
- Accounts
- 1,061reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $195M for 160 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.73 fund_share=0.0 institutional_share=0.26 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• J••••• P•••• | Grand Rapids, Mi | Mar 30, 2016 | 32 y | 2 |
| A•••• J•• S••Certified Financial Planner | Grand Rapids, Mi | Apr 14, 2022 | 24 y | 0 |
| B•••• J••••• B•••••Certified Financial Planner | Grand Rapids, Mi | Jan 1, 2025 | 13 y | 1 |
| N•••••••• S• B••••• | Grand Rapids, Mi | Sep 12, 2025 | 24 y | 0 |
| C••••• J•••• P•••• | Grand Rapids, Mi | Jan 1, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• J• S••••••••• to L•• F•••••••• L••Mar 30, 2022 · RIA to RIA
Joined, latest
- B•••• J••••• B••••• from V••••••• A•••••••• I•••Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- M•••••• J• S••••••••• from U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Jun 1, 2016 · RIA to RIA
- T••••• J••••• P•••• from Q•• F•••••••• L••Mar 30, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••• T•••••• J••••• · Managing Member/Ccocontrolsince 11/2015 · owns 50% to 75%
Entity owners
- H••••••••• A•••••• N•••••• • C•••••• P••• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- H••••••••• A••••• N•••••• • C••••• P•insurancen
- T••••• P••••broker-dealerinvestment adviserreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Grand Rapids, Mi · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 892 to 1,061Mar 26, 2025 to Mar 25, 2026
- Advisory employees · 4 to 5Mar 26, 2025 to Mar 25, 2026
- BD registered reps · 4 to 5Mar 26, 2025 to Mar 25, 2026
- Charity clients · 27 to 35Mar 26, 2025 to Mar 25, 2026
- Corporate clients · 5 to 7Mar 26, 2025 to Mar 25, 2026
- HNW clients · 74 to 94Mar 26, 2025 to Mar 25, 2026
- Individual clients · 193 to 191Mar 26, 2025 to Mar 25, 2026
- Pension plan clients · 18 to 22Mar 26, 2025 to Mar 25, 2026
- Assets in custody · $101M to $195MMar 26, 2025 to Mar 25, 2026
- Employees · 4 to 5Mar 26, 2025 to Mar 25, 2026
- State-registered IARs · 4 to 5Mar 26, 2025 to Mar 25, 2026
- Discretionary RAUM · $351M to $457MMar 26, 2025 to Mar 25, 2026
- HNW RAUM · $207M to $290MMar 26, 2025 to Mar 25, 2026
- Individual RAUM · $59.2M to $71.4MMar 26, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $27.5M to $35.4MMar 26, 2025 to Mar 25, 2026
- Pension RAUM · $27.5M to $35.4MMar 26, 2025 to Mar 25, 2026
- RAUM · $378M to $492MMar 26, 2025 to Mar 25, 2026
- Accounts · 770 to 892Mar 29, 2024 to Mar 26, 2025
- Corporate clients · 4 to 5Mar 29, 2024 to Mar 26, 2025
- HNW clients · 94 to 74Mar 29, 2024 to Mar 26, 2025
- Individual clients · 133 to 193Mar 29, 2024 to Mar 26, 2025
- Pension plan clients · 19 to 18Mar 29, 2024 to Mar 26, 2025
- Assets in custody · $42.1M to $101MMar 29, 2024 to Mar 26, 2025
- Financial planning clients · 26-50 to 26-50Mar 29, 2024 to Mar 26, 2025
- Discretionary RAUM · $288M to $351MMar 29, 2024 to Mar 26, 2025
- HNW RAUM · $179M to $207MMar 29, 2024 to Mar 26, 2025
- Individual RAUM · $25.9M to $59.2MMar 29, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $21.0M to $27.5MMar 29, 2024 to Mar 26, 2025
- Pension RAUM · $21.0M to $27.5MMar 29, 2024 to Mar 26, 2025
- RAUM · $309M to $378MMar 29, 2024 to Mar 26, 2025
- Accounts · 830 to 770Mar 1, 2023 to Mar 29, 2024
- Charity clients · 15 to 27Mar 1, 2023 to Mar 29, 2024
- Corporate clients · 2 to 4Mar 1, 2023 to Mar 29, 2024
- HNW clients · 51 to 94Mar 1, 2023 to Mar 29, 2024
- Individual clients · 164 to 133Mar 1, 2023 to Mar 29, 2024
- Pension plan clients · 8 to 19Mar 1, 2023 to Mar 29, 2024
- Assets in custody · unset to 42064176.0Mar 1, 2023 to Mar 29, 2024
- Custody of client assets · false to trueMar 1, 2023 to Mar 29, 2024
- Discretionary RAUM · $178M to $288MMar 1, 2023 to Mar 29, 2024
- HNW RAUM · $114M to $179MMar 1, 2023 to Mar 29, 2024
Signals
3 dated events
- H••••••••• F•••••••• L•• reported RAUM $492.1M, up 30% from $378.3M (2025-03-26 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- M•••••• J• S••••••••• left H••••••••• F•••••••• L•• for L•• F•••••••• L•• (registered 2022-03-23)Mar 30, 2022 · Advisor changed firm · fact
- H••••••••• F•••••••• L•• filed its initial SEC registration (Form ADV)Dec 5, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 616-551-5452reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/hungerford-financialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 616-302-1558reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026