DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hungerford Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brett Joseph Bauman | Vanguard Advisers, Inc. BD affiliated | Hungerford Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2022 | Jan 1, 2025 (880 d) |
| Michael J Steinebach | United Planners' Financial Services Of America A Limited Partner independent RIA | Hungerford Financial LLC independent RIA | RIA to RIA | Apr 1, 2022 | Jun 1, 2016 |
| Thomas Joseph Price | Qa3 Financial LLC unclassified | Hungerford Financial LLC independent RIA | Other | Feb 11, 2011 | Mar 30, 2016 (1874 d) |
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3 moves match.