DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kerr Wealth Management
Legal name Kerr Financial Planning Corporation
Latest filing Sep 16, 2026
First filing on the tape Jun 27, 2025 · 10 filings
SEC status approved since Jun 20, 2025
RAUM
$131M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$128M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$43.7M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$131M as of Aug 31, 2026
Jun 27, 2025$110M then
HNW client RAUM$115M as of Aug 31, 2026
Jun 27, 2025$97.0M then
State-registered IARs (5.B.3)4 as of Aug 31, 2026
Jun 27, 20254 then
Employees (5.A)4 as of Aug 31, 2026
Jun 27, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $43.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 181derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $880,906derivedHNW RAUM over HNW clients
- Average account
- $144,945derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $3,000, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$115M88%
- Individuals$12.6M9.6%
- Corporations and businesses$3.0M2.3%
- Individual clients
- 412reported
- HNW clients
- 131reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 904reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3,000 for 5 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrew Thomas Kerr | Oakwood, Oh | Sep 23, 2016 | 16 y | 3 |
| Thomas Wayne Chandler | Freson, Ca | Apr 7, 2020 | 43 y | 3 |
| Todd Joseph Pilosi | Fresno, Ca | Jan 1, 2025 | 34 y | 4 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 67% of current headcount2 left over 36 months
Left, latest
- Dante Giorgio to Ehg Wealth ManagementSep 10, 2026 · RIA to a newly registered adviser
- Anthony Gaetano Decicco to Ehg Wealth ManagementJul 14, 2026 · RIA to a newly registered adviser
- Andrew Thomas Kerr to Cambridge Investment Research Advisors, Inc.Apr 18, 2016 · Other
Joined, latest
- Anthony Gaetano Decicco from SavvyJun 20, 2025 · RIA to RIA
- Todd Joseph Pilosi from LPL Financial LLCJan 1, 2025 · Other
- Thomas Wayne Chandler from Kovack Advisors, Inc.Apr 7, 2020 · Affiliated broker-dealer or bank to independent RIA
- Andrew Thomas Kerr from Cambridge Investment Research Advisors, Inc.Sep 23, 2016 · Other
- Andrew Thomas Kerr from Osaic Fs, Inc.Sep 9, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oakwood, Oh | 3 | 0 | 0 | ||
| Lititz, Pa | 0 | 0 | 1 | ||
| Chesterfield, Mo | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Aug 31, 2026 to Sep 10, 2026
- Employees · 4 to 3Aug 31, 2026 to Sep 10, 2026
- Financial planning clients · 1-10 to 1-10Aug 31, 2026 to Sep 10, 2026
- HQ city · to unsetAug 31, 2026 to Sep 10, 2026
- HQ state · to unsetAug 31, 2026 to Sep 10, 2026
- State-registered IARs · 4 to 3Aug 31, 2026 to Sep 10, 2026
- Other offices · 2 to 1Aug 31, 2026 to Sep 10, 2026
- Related adviser · true to falseAug 31, 2026 to Sep 10, 2026
- Succession · false to unsetAug 31, 2026 to Sep 10, 2026
- HQ city · FRESNO to Jul 14, 2026 to Aug 31, 2026
- HQ state · CA to Jul 14, 2026 to Aug 31, 2026
- Other offices · 1 to 2Jul 14, 2026 to Aug 31, 2026
- Advisory employees · 5 to 4May 6, 2026 to Jul 14, 2026
- Employees · 5 to 4May 6, 2026 to Jul 14, 2026
- State-registered IARs · 5 to 4May 6, 2026 to Jul 14, 2026
- Other offices · 2 to 1May 6, 2026 to Jul 14, 2026
- Accounts · 858 to 904Dec 11, 2025 to Mar 30, 2026
- Advisory employees · 4 to 5Dec 11, 2025 to Mar 30, 2026
- Corporate clients · unset to 7.0Dec 11, 2025 to Mar 30, 2026
- HNW clients · 104 to 131Dec 11, 2025 to Mar 30, 2026
- Individual clients · 511 to 412Dec 11, 2025 to Mar 30, 2026
- Assets in custody · $47.7M to $3,000Dec 11, 2025 to Mar 30, 2026
- Employees · 4 to 5Dec 11, 2025 to Mar 30, 2026
- State-registered IARs · 4 to 5Dec 11, 2025 to Mar 30, 2026
- Other offices · 1 to 2Dec 11, 2025 to Mar 30, 2026
- Discretionary RAUM · $126M to $131MDec 11, 2025 to Mar 30, 2026
- HNW RAUM · $102M to $115MDec 11, 2025 to Mar 30, 2026
- Individual RAUM · $23.8M to $12.6MDec 11, 2025 to Mar 30, 2026
- RAUM · $126M to $131MDec 11, 2025 to Mar 30, 2026
- Advisory employees · 5 to 4Nov 5, 2025 to Dec 11, 2025
- Employees · 5 to 4Nov 5, 2025 to Dec 11, 2025
- State-registered IARs · 5 to 4Nov 5, 2025 to Dec 11, 2025
- Other offices · 2 to 1Nov 5, 2025 to Dec 11, 2025
- Advisory employees · 4 to 5Aug 26, 2025 to Nov 5, 2025
- Employees · 4 to 5Aug 26, 2025 to Nov 5, 2025
- State-registered IARs · 4 to 5Aug 26, 2025 to Nov 5, 2025
- Other offices · 1 to 2Aug 26, 2025 to Nov 5, 2025
- Accounts · 818 to 858Jun 27, 2025 to Aug 26, 2025
- HNW clients · 82 to 104Jun 27, 2025 to Aug 26, 2025
- Individual clients · 250 to 511Jun 27, 2025 to Aug 26, 2025
Signals
2 dated events
- Dante Giorgio left Kerr Wealth Management for Ehg Wealth Management (registered 2026-09-04)Sep 10, 2026 · Advisor changed firm · fact
- Anthony Gaetano Decicco left Kerr Wealth Management for Ehg Wealth Management (registered 2026-07-28)Jul 14, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 559-277-4772reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 559-573-8558reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- KERRWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (559) 277-4772reportedpublic record, Form ADV, Sep 16, 2026
- Contact form
- kerrwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- kerrwealth.com/professionalsreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026