DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Berkeley Capital Partners, LLC
Latest filing Mar 31, 2026
First filing on the tape Aug 3, 2015 · 30 filings
SEC status approved since Aug 12, 2015
RAUM
$1.1B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
69%
$760M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$138M
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
8
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Feb 29, 2016$274M then
HNW client RAUM$433M as of Mar 31, 2026
Mar 29, 2018$234M then
State-registered IARs (5.B.3)8 as of Mar 31, 2026
Feb 29, 20167 then
Employees (5.A)11 as of Mar 31, 2026
Feb 29, 20168 then
Private funds8 as of Mar 31, 2026
Mar 26, 20194 then
RAUM +11% over the last fiscal year+11% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $138MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 195derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $466,394derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.3derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.1%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $520MreportedItem 5.I
- Custody
- $458M, 293 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$433M43%
- Individuals$327M32%
- Pooled investment vehicles$246M24%
- Pension and profit-sharing plans$10.5M1.0%
- Individual clients
- 1,377reported
- HNW clients
- 180reported
- Pension plan clients
- 38reported
- Charitable clients
- n/areported
- Accounts
- 2,368reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $458M for 293 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.69 fund_share=0.22 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Anthony Francis PalazzoChartered Financial Analyst | Milton, Ga | Aug 20, 2015 | 19 y | 2 |
| Christopher Martin EddyCertified Financial Planner | Milton, Ga | Aug 20, 2015 | 18 y | 2 |
| Daniel Blake NewbergCertified Financial Planner | Milton, Ga | Aug 20, 2015 | 27 y | 3 |
| Stuart James Blewett | Milton, Ga | Aug 20, 2015 | 33 y | 2 |
| Charles Patrick Barry | Milton, Ga | Aug 20, 2015 | 43 y | 4 |
| Michael Crooks Eddy | Milton, Ga | Aug 20, 2015 | 43 y | 2 |
| Michael Dewayne Brown | Milton, Ga | Oct 25, 2016 | 27 y | 2 |
| Jeffery Steven Pierce | Milton, Ga | Apr 3, 2018 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Charles J Burns to Bay Hill Capital Management USA, LLCApr 20, 2017 · Other
Joined, latest
- Michael Dewayne Brown from Morgan Keegan & Company, LLCOct 25, 2016 · Other
- Charles J Burns from Morgan StanleyOct 5, 2015 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Daniel Blake Newberg from Wells Fargo AdvisorsAug 20, 2015 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Stuart James Blewett from Wells Fargo AdvisorsAug 20, 2015 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Christopher Martin Eddy from Wells Fargo AdvisorsAug 20, 2015 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Anthony Francis Palazzo from Wells Fargo AdvisorsAug 20, 2015 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Charles Patrick Barry from Wells Fargo AdvisorsAug 20, 2015 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Michael Crooks Eddy from Wells Fargo AdvisorsAug 20, 2015 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 6 joined from Wells Fargo AdvisorsAug 25, 2015 · Norcross, Ga
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Apc- Vb Homes, LLC | Private Equity Fund | $118M | 73 | Jan 4, 2019 |
| Berkeley Alternative Income Fund I, LLC | Other Private Fund | $43.0M | 82 | Jan 4, 2019 |
| Apc-Asbf LP | $26.0M | 75 | Mar 31, 2026 | |
| Apc- Glr, LLC | Private Equity Fund | $21.4M | 85 | Sep 9, 2020 |
| Apc- Cmp, LLC | Private Equity Fund | $20.8M | 22 | Mar 30, 2023 |
| Apc- Park Central, LLC | Private Equity Fund | $15.1M | 75 | Mar 30, 2023 |
| Berkeley Ventures I, LLCno longer reported | Private Equity Fund | $3.2M | 44 | Sep 29, 2017 |
| Berkeley Ventures II, LLC | Private Equity Fund | $1.1M | 54 | Jan 4, 2019 |
| Berkeley Ventures I, LLC | $0 | 44 | Mar 31, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Francis Anthony Palazzo · Presidentcontrolsince 07/2015 · owns less than 5%
- James Stuart Blewett · Shareholdercontrolsince 03/2009 · owns 50% to 75% of Bcp Services, Inc.
- Crooks Michael Eddy · Shareholdercontrolsince 03/2009 · owns 50% to 75% of Bcp Services, Inc.
- Fernando Bustelo · Chief Compliance Officersince 02/2022 · owns less than 5%
- Martin Christopher Eddy · Vice President/Treasurersince 07/2015 · owns less than 5%
- Blake Daniel Newberg · Vice President/Secretarysince 07/2015 · owns less than 5%
Entity owners
- Bcp Services, Inc. · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Pen Equity I, LLCpooled vehicle sponsorn
- Pen Equity II, LLCpooled vehicle sponsorn
- Pen Equity III, LLCpooled vehicle sponsorn
- Pen Equity IV, LLCpooled vehicle sponsorn
- Pen Equity Vpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Milton, Ga · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026EDDY, MICHAEL, CROOKS (SHAREHOLDER) left Schedule A between the filings of 2022-03-28 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 31, 2026BLEWETT, STUART, JAMES (SHAREHOLDER) left Schedule A between the filings of 2022-03-28 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 2,298 to 2,368Sep 26, 2025 to Mar 31, 2026
- HNW clients · 156 to 180Sep 26, 2025 to Mar 31, 2026
- Individual clients · 1,340 to 1,377Sep 26, 2025 to Mar 31, 2026
- Assets in custody · $109M to $458MSep 26, 2025 to Mar 31, 2026
- Private funds · 6 to 8Sep 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $910M to $1.1BSep 26, 2025 to Mar 31, 2026
- HNW RAUM · $346M to $433MSep 26, 2025 to Mar 31, 2026
- Individual RAUM · $302M to $327MSep 26, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $89.2M to $52.2MSep 26, 2025 to Mar 31, 2026
- Pension RAUM · $10.0M to $10.5MSep 26, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $220M to $246MSep 26, 2025 to Mar 31, 2026
- RAUM · $999M to $1.1BSep 26, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Sep 26, 2025
- Private funds · 7 to 6Mar 28, 2025 to Sep 26, 2025
- Accounts · 2,085 to 2,298Dec 10, 2024 to Mar 28, 2025
- HNW clients · 127 to 156Dec 10, 2024 to Mar 28, 2025
- Individual clients · 1,322 to 1,340Dec 10, 2024 to Mar 28, 2025
- Pension plan clients · 36 to 38Dec 10, 2024 to Mar 28, 2025
- Pooled vehicle clients · 5 to 7Dec 10, 2024 to Mar 28, 2025
- Assets in custody · $127M to $109MDec 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $841M to $910MDec 10, 2024 to Mar 28, 2025
- HNW RAUM · $297M to $346MDec 10, 2024 to Mar 28, 2025
- Individual RAUM · $285M to $302MDec 10, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $73.8M to $89.2MDec 10, 2024 to Mar 28, 2025
- Pension RAUM · $8.2M to $10.0MDec 10, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $223M to $220MDec 10, 2024 to Mar 28, 2025
- RAUM · $915M to $999MDec 10, 2024 to Mar 28, 2025
- Accounts · 2,136 to 2,085Mar 30, 2023 to Mar 28, 2024
- Corporate clients · 11.0 to unsetMar 30, 2023 to Mar 28, 2024
- HNW clients · 104 to 127Mar 30, 2023 to Mar 28, 2024
- Individual clients · 1,294 to 1,322Mar 30, 2023 to Mar 28, 2024
- Pension plan clients · 33 to 36Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 7 to 5Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $112M to $127MMar 30, 2023 to Mar 28, 2024
- Other offices · 4 to 5Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $762M to $841MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $248M to $297MMar 30, 2023 to Mar 28, 2024
- Individual RAUM · $299M to $285MMar 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $50.6M to $73.8MMar 30, 2023 to Mar 28, 2024
- Pension RAUM · $29.7M to $8.2MMar 30, 2023 to Mar 28, 2024
Signals
3 dated events
- Berkeley Capital Partners, Llc reported RAUM $751.5M, up 25% from $601.0M (2021-10-01 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Berkeley Capital Partners, Llc reported RAUM $484.4M, up 31% from $368.6M (2019-01-04 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- Berkeley Capital Partners, Llc filed its initial SEC registration (Form ADV)Aug 3, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Berkeley Capital Partners, LLC · Independent Sponsorsshared crd · capital_provider
- Berkeley Capital Partners, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@berkeleycp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 678-690-8700reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 866-997-8655reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- BERKELEYCP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 678-690-8700reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- berkeleyaccess.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- berkeleyaccess.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $138Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026