DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cordatus Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Vincent Forktus | Wells Fargo Advisors wirehouse | Cordatus Wealth Management LLC independent RIA | Wirehouse to independent RIA | Jun 30, 2022 | Aug 12, 2022 (43 d) |
| Michele Lee Later | Wells Fargo Advisors wirehouse | Cordatus Wealth Management LLC independent RIA | Wirehouse to independent RIA | Jun 16, 2021 | Jul 14, 2021 |
| Eric William Loughnane | Insight Advisors, LLC independent RIA | Cordatus Wealth Management LLC other | Other | Feb 28, 2018 | Mar 1, 2018 |
| Sean Patrick Gogola | Wells Fargo Advisors wirehouse | Cordatus Wealth Management LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 22, 2016 | Jul 7, 2016 |
| Jason John Bass | Wells Fargo Advisors wirehouse | Cordatus Wealth Management LLC other | Other | Jun 22, 2016 | Aug 30, 2016 (69 d) |
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5 moves match.