DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Forge Global Advisors LLC
Latest filing Apr 6, 2026
First filing on the tape Jun 10, 2019 · 23 filings
SEC status approved since Aug 8, 2019
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
122
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$2.5B as of Apr 6, 2026
May 14, 2020$396M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 6, 2026
May 14, 20200 then
Employees (5.A)18 as of Apr 6, 2026
May 14, 20203 then
Private funds122 as of Apr 6, 2026
May 14, 202091 then
RAUM +149% over the last fiscal year+80% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $20.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +149%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.5B, 122 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 122reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.5B for 122 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
- Garrett Johnson to Secondmarket Financial, LLCMay 13, 2026 · Other
- James A Atwood to LPL Financial LLCJul 21, 2023 · Other
- Jessica Rose Pincus to Earned WealthFeb 10, 2023 · Other
Joined, latest
- James A Atwood from Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 11, 2022 · Other
- Jessica Rose Pincus from Fisher InvestmentsAug 11, 2022 · Other
- Garrett Johnson from Gilder Gagnon Howe & Co. LLCJun 28, 2022 · Other
Private funds
163 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Fg-Lrn, A Series Of Forge Investments, LLC | Private Equity Fund | $92.2M | 69 | May 14, 2020 |
| Fg-Edf, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $66.0M | 86 | Jun 10, 2019 |
| Fg-Ano, A Series Of Forge Investments LLC | Private Equity Fund | $53.9M | 58 | Mar 31, 2021 |
| Fg-Azm, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $53.6M | 55 | Jun 10, 2019 |
| Fg-Brr, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $50.6M | 27 | May 14, 2020 |
| Fg-Ubw, A Series Of Forge Investments LLC | Private Equity Fund | $37.0M | 47 | Mar 31, 2021 |
| Fg-Mbw, A Series Of Forge Investments LLC | Private Equity Fund | $34.8M | 44 | May 14, 2020 |
| Fg-Lhu, A Series Of Forge Investments LLC | Private Equity Fund | $34.0M | 39 | May 14, 2020 |
| Fg-Dwr, A Series Of Forge Investments, LLCno longer reported | Private Equity Fund | $30.3M | 11 | Jun 10, 2019 |
| Fg-Nas, A Series Of Forge Investments LLC | Private Equity Fund | $26.2M | 62 | May 14, 2020 |
| Fg-Jtb, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $21.3M | 61 | Jun 10, 2019 |
| Fg-Krq, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $17.9M | 35 | Mar 31, 2021 |
| Fg-Aqp, A Series Of Forge Investments, LLCno longer reported | Private Equity Fund | $16.9M | 1 | Jun 10, 2019 |
| Fg-Dgo, A Series Of Forge Investments LLC | Private Equity Fund | $16.6M | 38 | Jun 10, 2019 |
| Fg-Smp, A Series Of Forge Investments LLC | Private Equity Fund | $16.1M | 30 | Mar 31, 2023 |
| Fg-Cvh, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $15.0M | 9 | Mar 31, 2021 |
| Fg-Plp, A Series Of Forge Investments, LLC | Private Equity Fund | $13.3M | 54 | May 14, 2020 |
| Fg-Klt, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $12.4M | 34 | Jun 10, 2019 |
| Fg-Rta, A Series Of Forge Investments LLC | Private Equity Fund | $12.3M | 18 | Jun 10, 2019 |
| Fg-Dcb, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $10.6M | 9 | May 14, 2020 |
| Fg-Zya, A Series Of Forge Investments LLC | Private Equity Fund | $10.2M | 38 | Jun 10, 2019 |
| Fg-Bww, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $8.4M | 4 | Mar 31, 2021 |
| Fg-Jgr, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $8.4M | 1 | Jun 10, 2019 |
| Fg-Vnr, A Series Of Forge Investments LLC | Private Equity Fund | $7.1M | 47 | Apr 4, 2022 |
| Fg-Gzx, A Series Of Forge Investments LLC | Private Equity Fund | $6.9M | 4 | May 14, 2020 |
| Fg-Mhm, A Series Of Forge Investments LLC | Private Equity Fund | $6.9M | 32 | Apr 4, 2022 |
| Fg-Qrk, A Series Of Forge Investments LLC | Private Equity Fund | $6.3M | 28 | Jun 10, 2019 |
| Fg-Dyi, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $6.2M | 21 | Jun 10, 2019 |
| Fg-Mxy, A Series Of Forge Investments LLC | Private Equity Fund | $6.0M | 23 | Jun 10, 2019 |
| Fg-Crj, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $6.0M | 38 | Jun 10, 2019 |
| Fg-Ceh, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $5.6M | 12 | Jun 10, 2019 |
| Fg-Srv, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $5.6M | 1 | May 14, 2020 |
| Fg-Nlb, A Series Of Forge Investments, LLCno longer reported | Private Equity Fund | $5.5M | 48 | Mar 31, 2021 |
| Fg-Hyn, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $5.4M | 50 | Jun 10, 2019 |
| Fg-Prq, A Series Of Forge Investments, LLC | Private Equity Fund | $5.2M | 58 | May 14, 2020 |
| Fg-Ssh, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $5.0M | 19 | Jun 10, 2019 |
| Fg-Tro, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $4.5M | 40 | May 14, 2020 |
| Fg-Joe, A Series Of Forge Investments LLCno longer reported | Private Equity Fund | $4.4M | 13 | Jun 10, 2019 |
| Fg-Thm, A Series Of Forge Investments, LLCno longer reported | Private Equity Fund | $4.2M | 19 | Jun 10, 2019 |
| Fg-Jtp, A Series Of Forge Investments LLC | Private Equity Fund | $4.2M | 7 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A Grant George · Principal, Managing Directorcontrolsince 09/2021 · owns less than 5%
- Shilpi Mcgrath · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
Entity owners
- Forge Global, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Forge Securities LLCbroker-dealern
- Forge Trust Companycustodiann
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Apr 6, 2026private funds per $1B of RAUM of 49.6 against a peer median of 4.3 (953 comparable advisers, 100.0th percentile, 14.5 robust deviations)peers: asset managers, $1B to $5B (953) · 100% percentile
- RAUM up 50 %Change between filings · filing Apr 6, 2026RAUM (Item 5.F) moved from $988,352,492 to $2,458,638,402 (+149.0%) between the annual amendments of 2025-04-01 and 2026-04-06; the peer median change was +11.0% (1368 comparable advisers, 97.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 97 to 122Feb 9, 2026 to Mar 30, 2026
- Pooled vehicle clients · 97 to 122Feb 9, 2026 to Mar 30, 2026
- Assets in custody · $988M to $2.5BFeb 9, 2026 to Mar 30, 2026
- Employees · 15 to 18Feb 9, 2026 to Mar 30, 2026
- Private funds · 105 to 122Feb 9, 2026 to Mar 30, 2026
- Discretionary RAUM · $988M to $2.5BFeb 9, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $988M to $2.5BFeb 9, 2026 to Mar 30, 2026
- RAUM · $988M to $2.5BFeb 9, 2026 to Mar 30, 2026
- Related bank · false to trueFeb 9, 2026 to Mar 30, 2026
- Advisory employees · 1 to 5Dec 22, 2025 to Feb 9, 2026
- BD registered reps · 3 to 7Dec 22, 2025 to Feb 9, 2026
- Employees · 8 to 15Dec 22, 2025 to Feb 9, 2026
- Private funds · 97 to 105Apr 1, 2025 to Aug 4, 2025
- Accounts · 88 to 97Jun 21, 2024 to Apr 1, 2025
- Pooled vehicle clients · 88 to 97Jun 21, 2024 to Apr 1, 2025
- Assets in custody · $475M to $988MJun 21, 2024 to Apr 1, 2025
- Employees · 10 to 8Jun 21, 2024 to Apr 1, 2025
- Financial planning clients · unset to Jun 21, 2024 to Apr 1, 2025
- State-registered IARs · 1 to 0Jun 21, 2024 to Apr 1, 2025
- Private funds · 88 to 97Jun 21, 2024 to Apr 1, 2025
- Discretionary RAUM · $475M to $988MJun 21, 2024 to Apr 1, 2025
- Pooled vehicle RAUM · $475M to $988MJun 21, 2024 to Apr 1, 2025
- RAUM · $475M to $988MJun 21, 2024 to Apr 1, 2025
- Accounts · 86 to 88Jan 10, 2024 to Mar 29, 2024
- BD registered reps · 4 to 3Jan 10, 2024 to Mar 29, 2024
- Pooled vehicle clients · 86 to 88Jan 10, 2024 to Mar 29, 2024
- Assets in custody · $421M to $475MJan 10, 2024 to Mar 29, 2024
- Employees · 11 to 10Jan 10, 2024 to Mar 29, 2024
- State-registered IARs · 2 to 1Jan 10, 2024 to Mar 29, 2024
- Private funds · 86 to 88Jan 10, 2024 to Mar 29, 2024
- Discretionary RAUM · $421M to $475MJan 10, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $421M to $475MJan 10, 2024 to Mar 29, 2024
- RAUM · $421M to $475MJan 10, 2024 to Mar 29, 2024
- Accounts · 98 to 86Jan 30, 2023 to Mar 31, 2023
- Pooled vehicle clients · 98 to 86Jan 30, 2023 to Mar 31, 2023
- Assets in custody · $700M to $421MJan 30, 2023 to Mar 31, 2023
- Employees · 5 to 11Jan 30, 2023 to Mar 31, 2023
- State-registered IARs · 3 to 2Jan 30, 2023 to Mar 31, 2023
- Private funds · 98 to 86Jan 30, 2023 to Mar 31, 2023
- Discretionary RAUM · $700M to $421MJan 30, 2023 to Mar 31, 2023
Signals
20 dated events
- Garrett Johnson left Forge Global Advisors Llc for Secondmarket Financial, Llc (registered 2026-05-27)May 13, 2026 · Advisor changed firm · fact
- Forge Global Advisors Llc reported RAUM $2.5B, up 149% from $988.4M (2026-02-09 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Forge Global Advisors Llc reported RAUM $988.4M, up 108% from $474.8M (2024-06-21 to 2025-04-01)Apr 1, 2025 · RAUM change · derived
- Andrew Joseph Digiglio (Chief Compliance Officer) no longer on Schedule A of Forge Global Advisors Llc (listed 2024-01-10, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Shilpi Mcgrath (Chief Compliance Officer) appeared on Schedule A of Forge Global Advisors LlcMar 29, 2024 · Control person joined · fact
- James A Atwood left Forge Global Advisors Llc for Lpl Financial Llc (registered 2023-12-08)Jul 21, 2023 · Advisor changed firm · fact
- Forge Global Advisors Llc reported RAUM $420.6M, down 40% from $700.3M (2023-01-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Jessica Rose Pincus left Forge Global Advisors Llc for Earned Wealth (registered 2023-04-10)Feb 10, 2023 · Advisor changed firm · fact
- Andrew Joseph Digiglio (Chief Compliance Officer) appeared on Schedule A of Forge Global Advisors LlcJan 30, 2023 · Control person joined · fact
- Grant George (Chief Compliance Officer) appeared on Schedule A of Forge Global Advisors LlcJun 27, 2022 · Control person joined · fact
- Andrea Denise Chisolm (Chief Compliance Officer) no longer on Schedule A of Forge Global Advisors Llc (listed 2022-04-04, absent 2022-06-27)Jun 27, 2022 · Control person left · inference
- Forge Global Advisors Llc reported RAUM $700.3M, down 36% from $1.1B (2021-11-15 to 2022-04-04)Apr 4, 2022 · RAUM change · derived
- Forge Global Advisors Llc reported RAUM $1.1B, up 106% from $528.9M (2021-06-07 to 2021-11-10)Nov 10, 2021 · RAUM change · derived
- Michael Christopher Setaro (Chief Compliance Officer) appeared on Schedule A of Forge Global Advisors LlcJun 7, 2021 · Control person joined · fact
- John-Paul Teutonico (Chief Compliance Officer) no longer on Schedule A of Forge Global Advisors Llc (listed 2021-03-31, absent 2021-06-07)Jun 7, 2021 · Control person left · inference
- Forge Global Advisors Llc reported RAUM $528.9M, up 34% from $395.6M (2020-06-29 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Forge Global Advisors Llc reported RAUM $395.6M, up 71% from $231.3M (2019-06-10 to 2020-05-14)May 14, 2020 · RAUM change · derived
- Sohail Prasad (Owner) no longer on Schedule A of Forge Global Advisors Llc (listed 2019-06-10, absent 2020-05-14)May 14, 2020 · Control person left · inference
- Samvit Ramadurgam (Owner) no longer on Schedule A of Forge Global Advisors Llc (listed 2019-06-10, absent 2020-05-14)May 14, 2020 · Control person left · inference
- Equidate Advisors Llc filed its initial SEC registration (Form ADV)Jun 10, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Forge Global Advisors LLC · Independent Sponsorsshared crd · capital_provider
- Forge Global Advisors LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- (415) 881-1612reportedpublic record, Form ADV, Apr 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026