DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Forge Global Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Garrett JohnsonGilder Gagnon Howe & Co. LLC independent RIAForge Global Advisors LLC asset managerOtherApr 8, 2022Jun 28, 2022 (81 d)
James A AtwoodMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseForge Global Advisors LLC asset managerOtherMay 25, 2021Dec 11, 2022 (565 d)
Jessica Rose PincusFisher Investments independent RIAForge Global Advisors LLC asset managerOtherMay 12, 2021Aug 11, 2022 (456 d)
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3 moves match.