DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• I••••••••• P•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Aug 5, 2016 · 29 filings
SEC status approved since Aug 8, 2016
RAUM
$696M
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
100%
$696M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$696M as of Mar 24, 2026
Mar 31, 2017$152M then
HNW client RAUM$694M as of Mar 24, 2026
Feb 9, 2018$191M then
State-registered IARs (5.B.3)5 as of Mar 24, 2026
Mar 31, 20174 then
Employees (5.A)8 as of Mar 24, 2026
Mar 31, 20176 then
Private funds: no history
RAUM +29% over the last fiscal year+20% a year over threeIARs 6 to 5
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $714,404derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 79%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -39%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $14.9MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$694M100%
- Individuals$1.4M0.2%
- Individual clients
- 12reported
- HNW clients
- 159reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 974reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••••••• P••• V•• W•••••••• | Coral Gables, Fl | Jun 17, 2024 | 10 y | 1 |
| D••••••• V••••Chartered Financial Analyst | Coral Gables, Fl | Apr 28, 2025 | 13 y | 1 |
| A•••••••• E•••••• B•••••• | Coral Gables, Fl | Apr 30, 2025 | 15 y | 2 |
| W•••••• T•••••• H••• | Coral Gables, Fl | May 28, 2025 | 13 y | 0 |
| E•••••••• V•• W•••••••• | Coral Gables, Fl | Oct 31, 2025 | 30 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount1 left over 36 months
Left, latest
- F••••••• S•••••• L•••••• to C•••••••• C•••••• A••••••• L••Nov 6, 2025 · RIA to RIA
- C••••• A•••••• G••••••• to G•••••••Feb 28, 2023 · RIA to RIA
Joined, latest
- E•••••••• V•• W•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 31, 2025 · Wirehouse to independent RIA
- A•••••••• E•••••• B•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 30, 2025 · Wirehouse to independent RIA
- D••••••• V•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 28, 2025 · Wirehouse to independent RIA
- M••••••••• P••• V•• W•••••••• from B•••••••• I••••••••• M••••••••• L••Jun 17, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 12, 2016 · Miami, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•• W••••••••• E•••••••• · Principal, Ceo, Managing Membercontrolsince 09/2016 · owns less than 5%
- V••••• D••••••• · Chief Compliance Officer / Coocontrolsince 07/2018 · owns less than 5%
- B•••••• T•••••• J• · Managing Membercontrolsince 09/2016 · owns 75% or more of M•••••••• C•••
- V•• W••••••••• E•••••••• · Managing Membercontrolsince 09/2016 · owns 75% or more of C•••••• C•••
Entity owners
- C•••••• C••• · Managing Memberdirect · owns 75% or more
- M•••••••• C••• · Managing Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 5 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Coral Gables, FL
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 24, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $538,675,000 to $695,829,702, advisors 6 to 5, private clients 282 to 171, offices 1 to 1 (2025-03-25 to 2026-03-24)peers: independent wealth managers, $500M to $1B (1,482)
- client count collapseChange between filings · filing Mar 24, 2026individual and HNW clients (Item 5.D) moved from 282.0 to 171.0 (-39.0%) between the annual amendments of 2025-03-25 and 2026-03-24; the peer median change was +5.0% (1216 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 2.4% percentile
What changed
consecutive filings, newest first
- Accounts · 872 to 974Aug 7, 2025 to Mar 24, 2026
- Advisory employees · 6 to 5Aug 7, 2025 to Mar 24, 2026
- HNW clients · 282 to 159Aug 7, 2025 to Mar 24, 2026
- Individual clients · 0 to 12Aug 7, 2025 to Mar 24, 2026
- Employees · 10 to 8Aug 7, 2025 to Mar 24, 2026
- State-registered IARs · 6 to 5Aug 7, 2025 to Mar 24, 2026
- Discretionary RAUM · $438M to $551MAug 7, 2025 to Mar 24, 2026
- HNW RAUM · $539M to $694MAug 7, 2025 to Mar 24, 2026
- Individual RAUM · $0 to $1.4MAug 7, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $101M to $145MAug 7, 2025 to Mar 24, 2026
- RAUM · $539M to $696MAug 7, 2025 to Mar 24, 2026
- Accounts · 991 to 872Feb 27, 2024 to Mar 25, 2025
- Advisory employees · 4 to 6Feb 27, 2024 to Mar 25, 2025
- HNW clients · 205 to 282Feb 27, 2024 to Mar 25, 2025
- Employees · 6 to 10Feb 27, 2024 to Mar 25, 2025
- Financial planning clients · unset to Feb 27, 2024 to Mar 25, 2025
- State-registered IARs · 4 to 6Feb 27, 2024 to Mar 25, 2025
- Discretionary RAUM · $396M to $438MFeb 27, 2024 to Mar 25, 2025
- HNW RAUM · $494M to $539MFeb 27, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $97.8M to $101MFeb 27, 2024 to Mar 25, 2025
- RAUM · $494M to $539MFeb 27, 2024 to Mar 25, 2025
- Accounts · 918 to 991Sep 7, 2023 to Feb 27, 2024
- HNW clients · 269 to 205Sep 7, 2023 to Feb 27, 2024
- Individual clients · unset to 0.0Sep 7, 2023 to Feb 27, 2024
- Discretionary RAUM · $320M to $396MSep 7, 2023 to Feb 27, 2024
- HNW RAUM · $406M to $494MSep 7, 2023 to Feb 27, 2024
- Individual RAUM · unset to 0.0Sep 7, 2023 to Feb 27, 2024
- Non-discretionary RAUM · $86.1M to $97.8MSep 7, 2023 to Feb 27, 2024
- RAUM · $406M to $494MSep 7, 2023 to Feb 27, 2024
- Other offices · 0 to 1Mar 22, 2023 to Sep 7, 2023
- Accounts · 830 to 918Jan 31, 2022 to Mar 22, 2023
- Individual clients · 0.0 to unsetJan 31, 2022 to Mar 22, 2023
- Assets in custody · 30000000.0 to unsetJan 31, 2022 to Mar 22, 2023
- Custody of client assets · true to falseJan 31, 2022 to Mar 22, 2023
- State-registered IARs · 5 to 4Jan 31, 2022 to Mar 22, 2023
- Discretionary RAUM · $346M to $320MJan 31, 2022 to Mar 22, 2023
- HNW RAUM · $444M to $406MJan 31, 2022 to Mar 22, 2023
- Individual RAUM · 0.0 to unsetJan 31, 2022 to Mar 22, 2023
- Non-discretionary RAUM · $98.8M to $86.1MJan 31, 2022 to Mar 22, 2023
- RAUM · $444M to $406MJan 31, 2022 to Mar 22, 2023
Signals
4 dated events
- M•••••• I••••••••• P•••••••• L•• reported RAUM $695.8M, up 29% from $538.7M (2025-08-07 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- F••••••• S•••••• L•••••• left M•••••• I••••••••• P•••••••• L•• for C•••••••• C•••••• A••••••• L•• (registered 2025-11-17)Nov 6, 2025 · Advisor changed firm · fact
- C••••• A•••••• G••••••• left M•••••• I••••••••• P•••••••• L•• for Gentrust (registered 2024-02-29)Feb 28, 2023 · Advisor changed firm · fact
- C•••••• 1•• L•• filed its initial SEC registration (Form ADV)Aug 5, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M•••••• I••••••••• P•••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/maximai-investment-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786-332-6050reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026