DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Windle Wealth
Legal name Windle Wealth, LLC
Latest filing Mar 30, 2026
First filing on the tape Feb 3, 2022 · 16 filings
SEC status approved since Mar 4, 2022
RAUM
$251M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$215M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$126M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$251M as of Mar 30, 2026
Mar 30, 2023$141M then
HNW client RAUM$144M as of Mar 30, 2026
Mar 30, 2023$72.9M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 30, 20231 then
Employees (5.A)3 as of Mar 30, 2026
Mar 30, 20231 then
Private funds: no history
RAUM +21% over the last fiscal year+21% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $126MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 194derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $245,642derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$144M57%
- Individuals$71.1M28%
- Corporations and businesses$35.4M14%
- Charitable organizations$288,5690.1%
- Individual clients
- 319reported
- HNW clients
- 69reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,022reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Donald Ray WindleCertified Financial Planner | Oklahoma City, Ok | Jan 3, 2017 | 17 y | 2 |
| Shea Brooklyn Brown | Oklahoma City, Ok | Feb 21, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Sylvia Leigh Sterling to Wells Fargo AdvisorsFeb 18, 2020 · RIA to wirehouse
- Skyler Hulslander to Private Advisor Group, LLCJan 18, 2017 · Other
Joined, latest
- Donald Ray Windle from Private Advisor Group, LLCJan 3, 2017 · Other
- Skyler Hulslander from Private Advisor Group, LLCDec 19, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Private Advisor Group, LLCDec 20, 2016 · Morristown, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ray Donald Windle · Wealth Manager And Chief Compliance Officercontrolsince 03/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oklahoma City, Ok · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 30, 2026insurance affiliate (Item 7.A.10): no on the filing of 2025-11-11, yes on the filing of 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
- custody status changedChange between filings · filing Mar 30, 2026custody of client assets (Item 9.A): yes on the filing of 2025-11-11, no on the filing of 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 850 to 1,022Nov 11, 2025 to Mar 30, 2026
- Corporate clients · 10 to 11Nov 11, 2025 to Mar 30, 2026
- HNW clients · 63 to 69Nov 11, 2025 to Mar 30, 2026
- Individual clients · 280 to 319Nov 11, 2025 to Mar 30, 2026
- Assets in custody · 30457249.0 to unsetNov 11, 2025 to Mar 30, 2026
- Custody of client assets · true to falseNov 11, 2025 to Mar 30, 2026
- Employees · 2 to 3Nov 11, 2025 to Mar 30, 2026
- Discretionary RAUM · $208M to $251MNov 11, 2025 to Mar 30, 2026
- HNW RAUM · $117M to $144MNov 11, 2025 to Mar 30, 2026
- Individual RAUM · $58.0M to $71.1MNov 11, 2025 to Mar 30, 2026
- RAUM · $208M to $251MNov 11, 2025 to Mar 30, 2026
- Related insurance company · false to trueNov 11, 2025 to Mar 30, 2026
- Advisory activities · 3 to 4Mar 31, 2025 to Nov 11, 2025
- Accounts · 740 to 850Dec 4, 2024 to Mar 31, 2025
- Advisory employees · 1 to 2Dec 4, 2024 to Mar 31, 2025
- Corporate clients · 6 to 10Dec 4, 2024 to Mar 31, 2025
- HNW clients · 59 to 63Dec 4, 2024 to Mar 31, 2025
- Individual clients · 256 to 280Dec 4, 2024 to Mar 31, 2025
- Assets in custody · $24.6M to $30.5MDec 4, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 1-10Dec 4, 2024 to Mar 31, 2025
- State-registered IARs · 1 to 2Dec 4, 2024 to Mar 31, 2025
- Discretionary RAUM · $159M to $208MDec 4, 2024 to Mar 31, 2025
- HNW RAUM · $85.7M to $117MDec 4, 2024 to Mar 31, 2025
- Individual RAUM · $46.5M to $58.0MDec 4, 2024 to Mar 31, 2025
- RAUM · $159M to $208MDec 4, 2024 to Mar 31, 2025
- Assets in custody · unset to 24591876.0Mar 29, 2024 to Apr 26, 2024
- Custody of client assets · false to trueMar 29, 2024 to Apr 26, 2024
- Accounts · 638 to 740Mar 30, 2023 to Mar 29, 2024
- Corporate clients · unset to 6.0Mar 30, 2023 to Mar 29, 2024
- HNW clients · 53 to 59Mar 30, 2023 to Mar 29, 2024
- Individual clients · 237 to 256Mar 30, 2023 to Mar 29, 2024
- Employees · 1 to 2Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $140M to $159MMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $72.9M to $85.7MMar 30, 2023 to Mar 29, 2024
- Individual RAUM · $43.0M to $46.5MMar 30, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $548,697 to $0Mar 30, 2023 to Mar 29, 2024
- RAUM · $141M to $159MMar 30, 2023 to Mar 29, 2024
- Accounts · 580 to 638Nov 1, 2022 to Mar 30, 2023
- Charity clients · 1.0 to unsetNov 1, 2022 to Mar 30, 2023
- Corporate clients · 6.0 to unsetNov 1, 2022 to Mar 30, 2023
Signals
1 dated events
- Windle Wealth filed its initial SEC registration (Form ADV)Feb 3, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/WINDLEWEALTHreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WINDLEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 405-261-5202reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $126Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026