DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Vision Capital Partners
Latest filing Apr 21, 2026
First filing on the tape Jun 3, 2015 · 37 filings
SEC status approved since Jun 12, 2015
RAUM
$147M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$140M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$73.3M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$147M as of Apr 21, 2026
Sep 30, 2015$92.1M then
HNW client RAUM$115M as of Apr 21, 2026
Sep 24, 2018$97.8M then
State-registered IARs (5.B.3)2 as of Apr 21, 2026
Sep 30, 20153 then
Employees (5.A)4 as of Apr 21, 2026
Sep 30, 20153 then
Private funds: no history
RAUM +15% over the last fiscal year+3.1% a year over threeIARs 3 to 2offices 2 to 0
Practice profile
derived from the filing of Apr 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $73.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $400,444derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $71.1M, 43 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$115M78%
- Individuals$25.0M17%
- Pension and profit-sharing plans$5.3M3.6%
- Charitable organizations$1.5M1.0%
- Individual clients
- 94reported
- HNW clients
- 43reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 366reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $71.1M for 43 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Wesley Duncan | Ann Arbor, Mi | Jul 17, 2015 | 25 y | 1 |
| Julie E. Hall LabruneCertified Financial Planner | Ann Arbor, Mi | Oct 9, 2020 | 23 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Patrick Lowell Grasso to Robbins Farley LLCJul 2, 2025 · RIA to RIA
- Jennifer Puckett Hunter to Raymond James & Associates, Inc.May 22, 2023 · RIA to affiliated broker-dealer or bank
- Richard Wayne Balhoff to Osaic Wealth, Inc.Dec 31, 2021 · RIA to affiliated broker-dealer or bank
- Julie Marie-Rafferty Quick to Next Financial Group, Inc.Nov 27, 2018 · RIA to RIA
- Sandra Marie Kerr to Triad Advisors, LLCDec 15, 2015 · Other
Joined, latest
- Patrick Lowell Grasso from Affinia Financial Group, LLCAug 9, 2022 · RIA to RIA
- Julie E. Hall Labrune from Planning Alternatives LtdOct 9, 2020 · RIA to RIA
- Jennifer Puckett Hunter from Corecap AdvisorsSep 20, 2019 · Affiliated broker-dealer or bank to independent RIA
- Richard Wayne Balhoff from Rvr Wealth Advisors, LLCSep 27, 2016 · Other
- Thomas Wesley Duncan from Henrickson Nauta Wealth Advisors, Inc.Jul 17, 2015 · Other
- Sandra Marie Kerr from Henrickson Nauta Wealth Advisors, Inc.Jun 29, 2015 · Other
- Julie Marie-Rafferty Quick from Henrickson Nauta Wealth Advisors, Inc.Jun 29, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Henrickson Nauta Wealth Advisors, Inc.Jul 20, 2015 · Belmont, Mi · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Wesley Thomas Duncan · President, Chief Compliance Officer And Managing Membercontrolsince 06/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ann Arbor, Mi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Novi, MI2 employees
- Sylvania, OH1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Apr 21, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-09-16, yes on the filing of 2026-04-21peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Advisory activities · 4 to 5Sep 16, 2025 to Apr 21, 2026
- Accounts · 341 to 366Jul 2, 2025 to Sep 16, 2025
- Charity clients · 2 to 1Jul 2, 2025 to Sep 16, 2025
- HNW clients · 42 to 43Jul 2, 2025 to Sep 16, 2025
- Pension plan clients · 5 to 3Jul 2, 2025 to Sep 16, 2025
- Assets in custody · unset to 71080373.0Jul 2, 2025 to Sep 16, 2025
- Custody of client assets · false to trueJul 2, 2025 to Sep 16, 2025
- Employees · 3 to 4Jul 2, 2025 to Sep 16, 2025
- Financial planning clients · 1-10 to 101-250Jul 2, 2025 to Sep 16, 2025
- Other offices · 2 to 0Jul 2, 2025 to Sep 16, 2025
- Discretionary RAUM · $127M to $147MJul 2, 2025 to Sep 16, 2025
- HNW RAUM · $91.9M to $115MJul 2, 2025 to Sep 16, 2025
- Individual RAUM · $28.1M to $25.0MJul 2, 2025 to Sep 16, 2025
- Pension RAUM · $4.9M to $5.3MJul 2, 2025 to Sep 16, 2025
- RAUM · $127M to $147MJul 2, 2025 to Sep 16, 2025
- Financial planning clients · 1-10 to 1-10Sep 20, 2024 to Jul 2, 2025
- State-registered IARs · 3 to 2Sep 20, 2024 to Jul 2, 2025
- Accounts · 431 to 341Oct 16, 2023 to Sep 20, 2024
- Charity clients · 1 to 2Oct 16, 2023 to Sep 20, 2024
- Corporate clients · 1.0 to unsetOct 16, 2023 to Sep 20, 2024
- HNW clients · 48 to 42Oct 16, 2023 to Sep 20, 2024
- Individual clients · 116 to 94Oct 16, 2023 to Sep 20, 2024
- Pension plan clients · 9 to 5Oct 16, 2023 to Sep 20, 2024
- Commission compensation · true to falseOct 16, 2023 to Sep 20, 2024
- Assets in custody · 88868545.0 to unsetOct 16, 2023 to Sep 20, 2024
- Custody of client assets · true to falseOct 16, 2023 to Sep 20, 2024
- Financial planning clients · 11-25 to 1-10Oct 16, 2023 to Sep 20, 2024
- State-registered IARs · 2 to 3Oct 16, 2023 to Sep 20, 2024
- Discretionary RAUM · $106M to $127MOct 16, 2023 to Sep 20, 2024
- HNW RAUM · $77.8M to $91.9MOct 16, 2023 to Sep 20, 2024
- Individual RAUM · $20.2M to $28.1MOct 16, 2023 to Sep 20, 2024
- Pension RAUM · $7.2M to $4.9MOct 16, 2023 to Sep 20, 2024
- RAUM · $106M to $127MOct 16, 2023 to Sep 20, 2024
- Accounts · 606 to 431May 22, 2023 to Sep 27, 2023
- Advisory employees · 4 to 2May 22, 2023 to Sep 27, 2023
- BD registered reps · 4 to 1May 22, 2023 to Sep 27, 2023
- Charity clients · unset to 1.0May 22, 2023 to Sep 27, 2023
- Corporate clients · unset to 1.0May 22, 2023 to Sep 27, 2023
- HNW clients · 110 to 48May 22, 2023 to Sep 27, 2023
- Individual clients · 496 to 116May 22, 2023 to Sep 27, 2023
Signals
5 dated events
- Patrick Lowell Grasso left Vision Capital Partners for Robbins Farley Llc (registered 2025-04-22)Jul 2, 2025 · Advisor changed firm · fact
- Jennifer Puckett Hunter left Vision Capital Partners for Raymond James & Associates, Inc. (registered 2023-06-02)May 22, 2023 · Advisor changed firm · fact
- Puckett Jennifer Hunter (Chief Compliance Officer) no longer on Schedule A of Vision Capital Partners (listed 2022-10-31, absent 2023-05-22)May 22, 2023 · Control person left · inference
- Puckett Jennifer Hunter (Chief Compliance Officer) appeared on Schedule A of Vision Capital PartnersSep 21, 2020 · Control person joined · fact
- Vision Capital Partners filed its initial SEC registration (Form ADV)Jun 3, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Vision Capital Partners · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 734-356-3220reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 734-356-3230reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 734-356-3240reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/vision-capital-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- VISIONCAPITALPARTNERS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 734-356-3250reportedpublic record, Form ADV, Apr 21, 2026
- Contact form
- visioncapitalpartners.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- visioncapitalpartners.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026