DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T••• W••••• M•••••••••
Legal name T••• W••••• M••••••••• L••
Latest filing Mar 5, 2026
First filing on the tape Mar 1, 2022 · 7 filings
SEC status approved since Mar 31, 2022
RAUM
$210M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$207M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$210M as of Mar 5, 2026
Mar 23, 2023$110M then
HNW client RAUM$194M as of Mar 5, 2026
Mar 23, 2023$88.9M then
State-registered IARs (5.B.3)3 as of Mar 5, 2026
Mar 23, 20231 then
Employees (5.A)6 as of Mar 5, 2026
Mar 23, 20232 then
Private funds: no history
RAUM +29% over the last fiscal year+24% a year over threeIARs 1 to 3
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $441,692derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +200%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $38.7M, 57 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$194M93%
- Individuals$12.7M6.1%
- Pension and profit-sharing plans$2.9M1.4%
- Individual clients
- 33reported
- HNW clients
- 66reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 475reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $38.7M for 57 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• R••• S••••• | Reston, Va | Dec 5, 2017 | 15 y | 3 |
| S••••••• R•• G••••• | Reston, Va | Apr 15, 2025 | 12 y | 5 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- L••• M•••••• S••••• to E•••••• W••••• M••••••••• L••Mar 9, 2026 · RIA to RIA
- M••••• G••••• H••••••• to P•••••••• M•••••• L••Dec 31, 2021 · RIA to RIA
Joined, latest
- S••••••• R•• G••••• from M••••• S••••••Apr 15, 2025 · Wirehouse to independent RIA
- M••••• G••••• H••••••• from C••••• A•••••• N••••••• L••Dec 8, 2017 · Other
- T••••• R••• S••••• from C••••• A•••••• N••••••• L••Dec 5, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••• A•••••• N••••••• L••Dec 7, 2017 · Reston, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••• T•••••• R••• · Managing Member And Chief Compliance Officercontrolsince 03/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Reston, Va · principal | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 5, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-05-14, yes on the filing of 2026-03-05peers: independent wealth managers, $100M to $500M (5,676)
- custody status changedChange between filings · filing Mar 5, 2026custody of client assets (Item 9.A): no on the filing of 2025-05-14, yes on the filing of 2026-03-05peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 424 to 475May 14, 2025 to Mar 5, 2026
- Advisory employees · 2 to 3May 14, 2025 to Mar 5, 2026
- Advisory activities · 4 to 5May 14, 2025 to Mar 5, 2026
- BD registered reps · 1 to 0May 14, 2025 to Mar 5, 2026
- HNW clients · 54 to 66May 14, 2025 to Mar 5, 2026
- Individual clients · 45 to 33May 14, 2025 to Mar 5, 2026
- Pension plan clients · 6.0 to unsetMay 14, 2025 to Mar 5, 2026
- Assets in custody · unset to 38732867.0May 14, 2025 to Mar 5, 2026
- Custody of client assets · false to trueMay 14, 2025 to Mar 5, 2026
- Employees · 5 to 6May 14, 2025 to Mar 5, 2026
- Financial planning clients · 51-100 to 1-10May 14, 2025 to Mar 5, 2026
- State-registered IARs · 1 to 3May 14, 2025 to Mar 5, 2026
- Discretionary RAUM · $158M to $207MMay 14, 2025 to Mar 5, 2026
- HNW RAUM · $144M to $194MMay 14, 2025 to Mar 5, 2026
- Individual RAUM · $13.9M to $12.7MMay 14, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $5.2M to $2.9MMay 14, 2025 to Mar 5, 2026
- Pension RAUM · $5.2M to $2.9MMay 14, 2025 to Mar 5, 2026
- RAUM · $163M to $210MMay 14, 2025 to Mar 5, 2026
- Financial planning clients · 51-100 to 51-100Mar 13, 2025 to May 14, 2025
- Accounts · 367 to 424Mar 19, 2024 to Mar 13, 2025
- Advisory employees · 1 to 2Mar 19, 2024 to Mar 13, 2025
- HNW clients · 52 to 54Mar 19, 2024 to Mar 13, 2025
- Individual clients · 33 to 45Mar 19, 2024 to Mar 13, 2025
- Pension plan clients · 4 to 6Mar 19, 2024 to Mar 13, 2025
- Employees · 1 to 5Mar 19, 2024 to Mar 13, 2025
- Discretionary RAUM · $122M to $158MMar 19, 2024 to Mar 13, 2025
- HNW RAUM · $115M to $144MMar 19, 2024 to Mar 13, 2025
- Individual RAUM · $6.8M to $13.9MMar 19, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $5.1M to $5.2MMar 19, 2024 to Mar 13, 2025
- Pension RAUM · $5.1M to $5.2MMar 19, 2024 to Mar 13, 2025
- RAUM · $127M to $163MMar 19, 2024 to Mar 13, 2025
- Accounts · 312 to 367Mar 23, 2023 to Mar 19, 2024
- HNW clients · 45 to 52Mar 23, 2023 to Mar 19, 2024
- Individual clients · 31 to 33Mar 23, 2023 to Mar 19, 2024
- Pension plan clients · 6 to 4Mar 23, 2023 to Mar 19, 2024
- Employees · 2 to 1Mar 23, 2023 to Mar 19, 2024
- Discretionary RAUM · $108M to $122MMar 23, 2023 to Mar 19, 2024
- HNW RAUM · $88.9M to $115MMar 23, 2023 to Mar 19, 2024
- Individual RAUM · $18.6M to $6.8MMar 23, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $2.5M to $5.1MMar 23, 2023 to Mar 19, 2024
Signals
2 dated events
- L••• M•••••• S••••• left T••• W••••• M••••••••• for E•••••• W••••• M••••••••• L•• (registered 2026-03-30)Mar 9, 2026 · a•••••• firm change · fact
- T••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Mar 1, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 703-537-8351reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 703-537-8352reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/tmwealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- TM-WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (703) 537-8351reportedpublic record, Form ADV, Mar 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026