DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Towerpoint Wealth, LLC
Latest filing Jun 5, 2026
First filing on the tape May 10, 2017 · 34 filings
SEC status approved since May 26, 2017
RAUM
$561M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$557M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$561M as of Jun 5, 2026
Mar 26, 2018$166M then
HNW client RAUM$434M as of Jun 5, 2026
Mar 26, 2018$125M then
State-registered IARs (5.B.3)5 as of Jun 5, 2026
Mar 26, 20181 then
Employees (5.A)9 as of Jun 5, 2026
Mar 26, 20183 then
Private funds: no history
RAUM +19% over the last fiscal year+16% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jun 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 112derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $380,533derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $185M, 383 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$434M77%
- Individuals$123M22%
- Corporations and businesses$3.8M0.7%
- Individual clients
- 400reported
- HNW clients
- 161reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,475reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $185M for 383 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joseph Frederick Eschleman | Sacramento, Ca | May 30, 2017 | 27 y | 2 |
| Steven Michael PitchfordCertified Financial Planner | Sacramento, Ca | Jan 10, 2018 | 12 y | 2 |
| Jonathan William Laturner | Sacramento, Ca | Aug 31, 2018 | 13 y | 1 |
| Nathan Paul Billigmeier | Sacramento, Ca | Oct 9, 2018 | 16 y | 1 |
| Megan Miller | Sacramento, Ca | Jan 3, 2023 | 10 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount1 left over 36 months
Left, latest
- Sean Patrick Kelleher to Empower Advisory Group, LLCJan 20, 2026 · RIA to affiliated broker-dealer or bank
- Matthew Michael Regan to Adviceperiod, LLCApr 30, 2021 · RIA to RIA
Joined, latest
- Sean Patrick Kelleher from Cetera Investment Advisers LLCOct 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- Matthew Michael Regan from Svb WealthAug 10, 2020 · RIA to RIA
- Nathan Paul Billigmeier from Wells Fargo AdvisorsOct 9, 2018 · Wirehouse to independent RIA
- Jonathan William Laturner from Wells Fargo AdvisorsAug 31, 2018 · Wirehouse to independent RIA
- Steven Michael Pitchford from B|O|SJan 10, 2018 · Other
- Joseph Frederick Eschleman from Wells Fargo AdvisorsMay 30, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Paul Nathan Billigmeier · Membercontrolsince 01/2020 · owns 5% to 10%
- Frederick Joseph Eschleman · Chief Compliance Officercontrolsince 05/2017 · owns less than 5%
- Anne Lori Mckinney · Membercontrolsince 01/2020 · owns 5% to 10%
- Michael Steven Pitchford · Membercontrolsince 01/2020 · owns less than 5%
- Frederick Joseph Eschleman · Trusteecontrolsince 04/2007 · owns 75% or more of The Eschleman Family Trust U/A Dtd 4/30/2007
- William Jonathan Laturner · Membersince 01/2021 · owns 10% to 25%
Entity owners
- The Eschleman Family Trust U/A Dtd 4/30/2007 · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sacramento, Ca · principal | 5 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,390 to 1,475Dec 19, 2025 to Mar 9, 2026
- BD registered reps · 3 to 2Dec 19, 2025 to Mar 9, 2026
- Corporate clients · 10 to 9Dec 19, 2025 to Mar 9, 2026
- HNW clients · 148 to 161Dec 19, 2025 to Mar 9, 2026
- Individual clients · 377 to 400Dec 19, 2025 to Mar 9, 2026
- Assets in custody · $154M to $185MDec 19, 2025 to Mar 9, 2026
- Discretionary RAUM · $469M to $560MDec 19, 2025 to Mar 9, 2026
- HNW RAUM · $357M to $434MDec 19, 2025 to Mar 9, 2026
- Individual RAUM · $107M to $123MDec 19, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $1.3M to $1.3MDec 19, 2025 to Mar 9, 2026
- Pension RAUM · 2778265.0 to unsetDec 19, 2025 to Mar 9, 2026
- RAUM · $470M to $561MDec 19, 2025 to Mar 9, 2026
- Accounts · 1,320 to 1,390Oct 4, 2024 to Mar 12, 2025
- Corporate clients · 8 to 10Oct 4, 2024 to Mar 12, 2025
- HNW clients · 185 to 148Oct 4, 2024 to Mar 12, 2025
- Individual clients · 312 to 377Oct 4, 2024 to Mar 12, 2025
- Assets in custody · $125M to $154MOct 4, 2024 to Mar 12, 2025
- Employees · 8 to 9Oct 4, 2024 to Mar 12, 2025
- Financial planning clients · 1-10 to 1-10Oct 4, 2024 to Mar 12, 2025
- Discretionary RAUM · $418M to $469MOct 4, 2024 to Mar 12, 2025
- HNW RAUM · $346M to $357MOct 4, 2024 to Mar 12, 2025
- Individual RAUM · $68.9M to $107MOct 4, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $1.2M to $1.3MOct 4, 2024 to Mar 12, 2025
- Pension RAUM · $2.4M to $2.8MOct 4, 2024 to Mar 12, 2025
- RAUM · $419M to $470MOct 4, 2024 to Mar 12, 2025
- Accounts · 1,253 to 1,320Apr 25, 2023 to Mar 29, 2024
- BD registered reps · 2 to 3Apr 25, 2023 to Mar 29, 2024
- Corporate clients · unset to 8.0Apr 25, 2023 to Mar 29, 2024
- HNW clients · 152 to 185Apr 25, 2023 to Mar 29, 2024
- Individual clients · 284 to 312Apr 25, 2023 to Mar 29, 2024
- Pension plan clients · 9.0 to unsetApr 25, 2023 to Mar 29, 2024
- Assets in custody · $93.9M to $125MApr 25, 2023 to Mar 29, 2024
- Financial planning clients · 0 to 1-10Apr 25, 2023 to Mar 29, 2024
- Discretionary RAUM · $349M to $418MApr 25, 2023 to Mar 29, 2024
- HNW RAUM · $292M to $346MApr 25, 2023 to Mar 29, 2024
- Individual RAUM · $56.7M to $68.9MApr 25, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $7.9M to $1.2MApr 25, 2023 to Mar 29, 2024
- Pension RAUM · $6.7M to $2.4MApr 25, 2023 to Mar 29, 2024
- RAUM · $357M to $419MApr 25, 2023 to Mar 29, 2024
- Accounts · 959 to 1,253Sep 28, 2022 to Feb 3, 2023
Signals
5 dated events
- Sean Patrick Kelleher left Towerpoint Wealth, Llc for Empower Advisory Group, Llc (registered 2026-03-06)Jan 20, 2026 · Advisor changed firm · fact
- Paul Nathan Billigmeier (Member) appeared on Schedule A of Towerpoint Wealth, LlcMar 2, 2020 · Control person joined · fact
- Michael Steven Pitchford (Member) appeared on Schedule A of Towerpoint Wealth, LlcMar 2, 2020 · Control person joined · fact
- Anne Lori Mckinney (Member) appeared on Schedule A of Towerpoint Wealth, LlcMar 2, 2020 · Control person joined · fact
- Caspian Advisors, Llc filed its initial SEC registration (Form ADV)May 10, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Towerpoint Wealth, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@towerpointwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- lbarrera@towerpointwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- lheppner@towerpointwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- mvenezia@towerpointwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 916-405-8168reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 916-405-9140reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 916-405-9160reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/TOWERPOINTWEALTHreportedpublic record, Form ADV, Sep 18, 2026
- Website
- TOWERPOINTWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (916) 405-9140reportedpublic record, Form ADV, Jun 5, 2026
- Contact form
- towerpointwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- towerpointwealth.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026