DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brixton Capital Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Albert Vincent Pette | Western International Securities BD affiliated | Brixton Capital Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2025 | Aug 21, 2025 |
| Stephen Joseph Perrone | Strategic Advisers LLC national BD | Brixton Capital Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 8, 2017 | Sep 14, 2017 (37 d) |
| William Robert Kemp | Northeast Asset Management LLC other | Brixton Capital Wealth Advisors, LLC no RAUM | Other | Jul 7, 2017 | Oct 23, 2017 (108 d) |
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3 moves match.