DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••• R••••••••• P••• A•••••••• L••
Latest filing Feb 20, 2026
First filing on the tape Apr 2, 2024 · 7 filings
SEC status approved since May 10, 2024
RAUM
$156M
reported, Item 5.F
Discretionary
30%
of RAUM
Private clients
4.8%
$7.6M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$156M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$156M as of Feb 20, 2026
Feb 10, 2025$118M then
HNW client RAUM$6.5M as of Feb 20, 2026
Feb 10, 2025$1.2M then
State-registered IARs (5.B.3)0 as of Feb 20, 2026
Feb 10, 20250 then
Employees (5.A)1 as of Feb 20, 2026
Feb 10, 20251 then
Private funds: no history
RAUM +32% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- retirement p••• adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $156MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $6.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 30%derivedof RAUM
- Institutional
- 95%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +67%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$148M95%
- High-net-worth individuals$6.5M4.2%
- Individuals$1.1M0.7%
- Individual clients
- 2reported
- HNW clients
- 3reported
- Pension plan clients
- 21reported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.05 fund_share=0.0 institutional_share=0.95 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• D••••• G••••• | Quincy, Ma | Oct 4, 2017 | 33 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••••• D••••• G••••• from T••••••• I••••••••• M•••••••••Oct 4, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• W••••••• D••••• · Managing Member/Ccocontrolsince 08/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Feb 20, 2026discretionary share of RAUM moved from 45.0% to 30.0% between the annual amendments of 2025-02-10 and 2026-02-20peers: institutional managers, $100M to $500M (108)
What changed
consecutive filings, newest first
- Accounts · 25 to 26Feb 10, 2025 to Feb 20, 2026
- HNW clients · 1 to 3Feb 10, 2025 to Feb 20, 2026
- Pension plan clients · 20 to 21Feb 10, 2025 to Feb 20, 2026
- Discretionary RAUM · $53.7M to $46.7MFeb 10, 2025 to Feb 20, 2026
- HNW RAUM · $1.2M to $6.5MFeb 10, 2025 to Feb 20, 2026
- Individual RAUM · $1.0M to $1.1MFeb 10, 2025 to Feb 20, 2026
- Non-discretionary RAUM · $64.8M to $109MFeb 10, 2025 to Feb 20, 2026
- Pension RAUM · $116M to $148MFeb 10, 2025 to Feb 20, 2026
- RAUM · $118M to $156MFeb 10, 2025 to Feb 20, 2026
- Accounts · 24 to 25Oct 18, 2024 to Feb 10, 2025
- HNW clients · unset to 1.0Oct 18, 2024 to Feb 10, 2025
- Pension plan clients · 18 to 20Oct 18, 2024 to Feb 10, 2025
- Financial planning clients · 0 to 0Oct 18, 2024 to Feb 10, 2025
- HQ city · unset to Oct 18, 2024 to Feb 10, 2025
- HQ state · unset to Oct 18, 2024 to Feb 10, 2025
- Discretionary RAUM · $32.0M to $53.7MOct 18, 2024 to Feb 10, 2025
- HNW RAUM · unset to 1200654.0Oct 18, 2024 to Feb 10, 2025
- Individual RAUM · $960,000 to $1.0MOct 18, 2024 to Feb 10, 2025
- Non-discretionary RAUM · $98.9M to $64.8MOct 18, 2024 to Feb 10, 2025
- Pension RAUM · $130M to $116MOct 18, 2024 to Feb 10, 2025
- RAUM · $131M to $118MOct 18, 2024 to Feb 10, 2025
Signals
1 dated events
- K••••• R••••••••• P••• A•••••••• L•• filed its initial SEC registration (Form ADV)Apr 2, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- K•••••RPA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 508-850-6401reportedpublic record, Form ADV, Feb 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $156Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026