DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••• W•••••• L••
Latest filing Mar 27, 2026
First filing on the tape Aug 1, 2017 · 21 filings
SEC status approved since Sep 1, 2017
RAUM
$698M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$688M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$233M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$698M as of Mar 27, 2026
Mar 14, 2018$156M then
HNW client RAUM$632M as of Mar 27, 2026
Mar 14, 2018$131M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Mar 14, 20182 then
Employees (5.A)4 as of Mar 27, 2026
Mar 14, 20183 then
Private funds: no history
RAUM +26% over the last fiscal year+24% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $233MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 149derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $675,534derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -17%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- $698MreportedItem 5.I
- Custody
- $275M, 116 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$632M91%
- Individuals$56.4M8.1%
- Corporations and businesses$3.8M0.5%
- Pension and profit-sharing plans$3.6M0.5%
- Charitable organizations$2.2M0.3%
- Individual clients
- 268reported
- HNW clients
- 179reported
- Pension plan clients
- 15reported
- Charitable clients
- 14reported
- Accounts
- 1,033reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $275M for 116 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• E•••• N•••••Certified Financial Planner | Encino, Ca | Sep 7, 2017 | 20 y | 3 |
| G••••• R•••• H••••••• | Encino,, Ca | Oct 2, 2025 | 33 y | 3 |
| V•••••••• A••••• F•••••••Certified Financial Planner | Los Angeles, Ca | Jan 20, 2026 | 21 y | 2 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- V•••••••• A••••• F••••••• from W•••• F•••• A•••••••Jan 20, 2026 · Wirehouse to independent RIA
- G••••• R•••• H••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 2, 2025 · Other
- G••••• E•••• N••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 7, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 18, 2017 · Encino, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••••• G•••••• R•••• · Managing Membercontrolsince 09/2017 · owns 75% or more
- N•••••• G•••••• E•••• · Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
Related persons
Schedule D 7.A
- H••••••• I••••••••• G••••• I•••real estaten
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 860 to 1,033May 7, 2025 to Mar 27, 2026
- Charity clients · unset to 14.0May 7, 2025 to Mar 27, 2026
- Corporate clients · unset to 6.0May 7, 2025 to Mar 27, 2026
- HNW clients · 160 to 179May 7, 2025 to Mar 27, 2026
- Individual clients · 380 to 268May 7, 2025 to Mar 27, 2026
- Pension plan clients · 12 to 15May 7, 2025 to Mar 27, 2026
- Assets in custody · $125M to $275MMay 7, 2025 to Mar 27, 2026
- Discretionary RAUM · $536M to $681MMay 7, 2025 to Mar 27, 2026
- HNW RAUM · $445M to $632MMay 7, 2025 to Mar 27, 2026
- Individual RAUM · $105M to $56.4MMay 7, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $17.9M to $16.3MMay 7, 2025 to Mar 27, 2026
- Pension RAUM · $1.1M to $3.6MMay 7, 2025 to Mar 27, 2026
- RAUM · $554M to $698MMay 7, 2025 to Mar 27, 2026
- Financial planning clients · 51-100 to 51-100Mar 27, 2025 to May 7, 2025
- HQ city · ENCINO to LOS ANGELESMar 27, 2025 to May 7, 2025
- Accounts · 1,042 to 860Mar 20, 2024 to Mar 27, 2025
- Advisory activities · 3 to 4Mar 20, 2024 to Mar 27, 2025
- Charity clients · 8.0 to unsetMar 20, 2024 to Mar 27, 2025
- HNW clients · 153 to 160Mar 20, 2024 to Mar 27, 2025
- Individual clients · 253 to 380Mar 20, 2024 to Mar 27, 2025
- Pension plan clients · 6 to 12Mar 20, 2024 to Mar 27, 2025
- Assets in custody · $126M to $125MMar 20, 2024 to Mar 27, 2025
- Financial planning clients · unset to 51-100Mar 20, 2024 to Mar 27, 2025
- Discretionary RAUM · $431M to $536MMar 20, 2024 to Mar 27, 2025
- HNW RAUM · $405M to $445MMar 20, 2024 to Mar 27, 2025
- Individual RAUM · $35.1M to $105MMar 20, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $20.4M to $17.9MMar 20, 2024 to Mar 27, 2025
- Pension RAUM · $5.4M to $1.1MMar 20, 2024 to Mar 27, 2025
- RAUM · $451M to $554MMar 20, 2024 to Mar 27, 2025
- Accounts · 787 to 1,042Mar 20, 2023 to Mar 20, 2024
- Charity clients · unset to 8.0Mar 20, 2023 to Mar 20, 2024
- HNW clients · 107 to 153Mar 20, 2023 to Mar 20, 2024
- Individual clients · 284 to 253Mar 20, 2023 to Mar 20, 2024
- Pension plan clients · unset to 6.0Mar 20, 2023 to Mar 20, 2024
- Assets in custody · $120M to $126MMar 20, 2023 to Mar 20, 2024
- Employees · 5 to 4Mar 20, 2023 to Mar 20, 2024
- Discretionary RAUM · $357M to $431MMar 20, 2023 to Mar 20, 2024
- HNW RAUM · $338M to $405MMar 20, 2023 to Mar 20, 2024
- Individual RAUM · $24.8M to $35.1MMar 20, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $11.2M to $20.4MMar 20, 2023 to Mar 20, 2024
Signals
2 dated events
- H••••••• W•••••• L•• reported RAUM $697.8M, up 26% from $553.7M (2025-05-07 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- H••••••• I••••••••• G•••• filed its initial SEC registration (Form ADV)Aug 1, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@hamiltonwealthco.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- barbara@hamiltonwealthco.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 747-208-4300reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- H•••••••WEALTHCO.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 747-208-4300reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- hamiltonwealthco.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $233Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026