DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• C•••••• A•••••••• L••
Latest filing May 13, 2026
First filing on the tape Nov 20, 2013 · 66 filings
SEC status approved since Dec 2, 2013
RAUM
$786M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
97%
$764M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$71.4M
derived; firm RAUM over IAPD count
Employees
15
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
66 filings and snapshots on the tape
RAUM$786M as of May 13, 2026
Mar 10, 2014$115M then
HNW client RAUM$618M as of May 13, 2026
Mar 26, 2018$205M then
State-registered IARs (5.B.3)11 as of May 13, 2026
Mar 10, 20143 then
Employees (5.A)15 as of May 13, 2026
Mar 10, 20143 then
Private funds: no history
RAUM +21% over the last fiscal year+12% a year over threeIARs 8 to 11
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $71.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $496,091derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +38%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +23%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$618M79%
- Individuals$146M19%
- Corporations and businesses$16.5M2.1%
- Charitable organizations$4.0M0.5%
- Pension and profit-sharing plans$1.2M0.2%
- Individual clients
- 450reported
- HNW clients
- 152reported
- Pension plan clients
- 24reported
- Charitable clients
- 4reported
- Accounts
- 1,584reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••••• A••••• M••••••• | Tulsa, Ok | Jan 8, 2014 | 24 y | 4 |
| A•• M••••• D••• | Tulsa, Ok | Jan 22, 2014 | 24 y | 2 |
| D•••• M•••••• F••••Certified Financial Planner, Chartered Financial Consultant | Tulsa, Ok | Mar 13, 2015 | 29 y | 2 |
| T••• E••••• T•••••Certified Financial Planner | Tulsa, Ok | Jan 3, 2017 | 40 y | 1 |
| W•••••• H••• M•••••• | Tulsa, Ok | Jun 20, 2019 | 46 y | 4 |
| B•••• C••••• H•••• | Tulsa, Ok | Jan 25, 2021 | 12 y | 0 |
| D••••• F••• S••••••••Certified Financial Planner | Tulsa, Ok | Nov 30, 2022 | 24 y | 2 |
| M••••••• J••• R••••••••• | Oklahoma City, Ok | May 3, 2023 | 10 y | 0 |
| N••••••• A••• F•••••Chartered Financial Analyst | Tulsa, Ok | May 27, 2025 | 13 y | 0 |
| L•••• K••• W•••••• | Oklahoma City, Ok | Jul 7, 2025 | 10 y | 1 |
| J••••• G•••••• | Tulsa, Ok | Dec 1, 2025 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T•••• T••••••• G••••• to F••• S••• C••••••• L••Nov 8, 2019 · RIA to RIA
- M•••••• J••• P•••• to B•• F•••••••• A•••••••Jul 26, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- J••••• G•••••• from J••• M••••• S••••••••• L••Dec 1, 2025 · Wirehouse to independent RIA
- L•••• K••• W•••••• from E••••• J••••Jul 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- D••••• F••• S•••••••• from L•• F•••••••• L••Nov 30, 2022 · RIA to RIA
- W•••••• H••• M•••••• from B• R•••• W••••• M•••••••••Jun 20, 2019 · Affiliated broker-dealer or bank to independent RIA
- T••• E••••• T••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 3, 2017 · Other
- T•••• T••••••• G••••• from M••••• S••••••Aug 4, 2016 · Other
- D•••• M•••••• F•••• from M••••• S••••••Mar 13, 2015 · Other
- A•• M••••• D••• from A••••• W••••• M•••••••••Jan 22, 2014 · Other
- P••••• A••••• M••••••• from S••••• M•••••••••Jan 8, 2014 · Other
- M•••••• J••• P•••• from S••••• M•••••••••Jan 8, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• B••••• C••••• · Chief Compliance Officer / Chief Operating Officercontrolsince 01/2020 · owns less than 5%
- M•••••••• P•••••• A••••• · Managing Director/Principal/Managing Membercontrolsince 01/2013 · owns 50% to 75%
- D•••• A••• M••••• · Wealth Management Advisor/Membersince 04/2022 · owns 10% to 25%
- R•••• C•••••• L••• · Membersince 08/2022 · owns 5% to 10%
- T•••••• T•••• E••••• · Wealth Management Advisor / Membersince 12/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tulsa, Ok · principal | 11 | 1 | 0 | ||
| Oklahoma City, Ok | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Oklahoma City, OK4 employees
What changed
consecutive filings, newest first
- Accounts · 1,315 to 1,584Dec 1, 2025 to Mar 4, 2026
- Corporate clients · 22 to 24Dec 1, 2025 to Mar 4, 2026
- HNW clients · 121 to 152Dec 1, 2025 to Mar 4, 2026
- Individual clients · 367 to 450Dec 1, 2025 to Mar 4, 2026
- Pension plan clients · 20 to 24Dec 1, 2025 to Mar 4, 2026
- Discretionary RAUM · $564M to $691MDec 1, 2025 to Mar 4, 2026
- HNW RAUM · $496M to $618MDec 1, 2025 to Mar 4, 2026
- Individual RAUM · $125M to $146MDec 1, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $87.4M to $94.8MDec 1, 2025 to Mar 4, 2026
- Pension RAUM · $1.1M to $1.2MDec 1, 2025 to Mar 4, 2026
- RAUM · $651M to $786MDec 1, 2025 to Mar 4, 2026
- Advisory employees · 10 to 11Jul 10, 2025 to Dec 1, 2025
- Employees · 14 to 15Jul 10, 2025 to Dec 1, 2025
- State-registered IARs · 10 to 11Jul 10, 2025 to Dec 1, 2025
- Advisory employees · 8 to 10Feb 27, 2025 to Jul 10, 2025
- Employees · 12 to 14Feb 27, 2025 to Jul 10, 2025
- Financial planning clients · 1-10 to 1-10Feb 27, 2025 to Jul 10, 2025
- State-registered IARs · 8 to 10Feb 27, 2025 to Jul 10, 2025
- Accounts · 1,254 to 1,315Oct 4, 2024 to Feb 27, 2025
- HNW clients · 114 to 121Oct 4, 2024 to Feb 27, 2025
- Individual clients · 359 to 367Oct 4, 2024 to Feb 27, 2025
- Financial planning clients · 0 to 1-10Oct 4, 2024 to Feb 27, 2025
- Discretionary RAUM · $534M to $564MOct 4, 2024 to Feb 27, 2025
- HNW RAUM · $454M to $496MOct 4, 2024 to Feb 27, 2025
- Individual RAUM · $126M to $125MOct 4, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $83.2M to $87.4MOct 4, 2024 to Feb 27, 2025
- Pension RAUM · $1.6M to $1.1MOct 4, 2024 to Feb 27, 2025
- RAUM · $617M to $651MOct 4, 2024 to Feb 27, 2025
- Accounts · 1,263 to 1,254Sep 7, 2023 to Jan 31, 2024
- Charity clients · 5 to 4Sep 7, 2023 to Jan 31, 2024
- Corporate clients · 14 to 22Sep 7, 2023 to Jan 31, 2024
- HNW clients · 103 to 114Sep 7, 2023 to Jan 31, 2024
- Individual clients · 348 to 359Sep 7, 2023 to Jan 31, 2024
- Pension plan clients · 17 to 20Sep 7, 2023 to Jan 31, 2024
- Discretionary RAUM · $489M to $534MSep 7, 2023 to Jan 31, 2024
- HNW RAUM · $412M to $454MSep 7, 2023 to Jan 31, 2024
- Individual RAUM · $126M to $126MSep 7, 2023 to Jan 31, 2024
- Non-discretionary RAUM · $77.1M to $83.2MSep 7, 2023 to Jan 31, 2024
- Pension RAUM · $16,549 to $1.6MSep 7, 2023 to Jan 31, 2024
- RAUM · $566M to $617MSep 7, 2023 to Jan 31, 2024
Signals
3 dated events
- C••••• B•••• H•••• (Chief Compliance Officer) appeared on Schedule A of C••••• C•••••• A•••••••• L••Jan 16, 2020 · Control person joined · fact
- J••• Melinda Perry (Chief Compliance Officer) no longer on Schedule A of C••••• C•••••• A•••••••• L•• (listed 2019-06-26, absent 2019-07-26)Jul 26, 2019 · Control person left · inference
- C•••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 20, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 405-254-3122reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 918-779-0005reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 918-935-3450reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/cadent-capital-advisors-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cadcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 918-935-3450reportedpublic record, Form ADV, May 13, 2026
- Team page
- cadcapital.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026