DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bluebird Wealth Management LLC
Latest filing Sep 10, 2026
First filing on the tape Apr 29, 2025 · 7 filings
SEC status approved since Apr 22, 2025
RAUM
$154M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$141M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$51.3M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$154M as of Jun 22, 2026
Apr 29, 2025$137M then
HNW client RAUM$115M as of Jun 22, 2026
Apr 29, 2025$101M then
State-registered IARs (5.B.3)3 as of Jun 22, 2026
Apr 29, 20252 then
Employees (5.A)3 as of Jun 22, 2026
Apr 29, 20255 then
Private funds: no history
RAUM +13% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $51.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $604,006derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$115M74%
- Individuals$26.4M17%
- Charitable organizations$13.0M8.5%
- Individual clients
- 60reported
- HNW clients
- 52reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 255reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian Jan SokolowskiChartered Financial Analyst | Medfield, Ma | Apr 24, 2018 | 22 y | 0 |
| Keith Patrick CorbettCertified Financial Planner | Medfield, Ma | Nov 30, 2020 | 15 y | 3 |
| Andrew John Sokol | Amesbury, Ma | Mar 25, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- David Kemmerer to Commonwealth Financial NetworkDec 31, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- Keith Patrick Corbett from Fisher InvestmentsNov 30, 2020 · RIA to RIA
- David Kemmerer from Mfs Institutional Advisors Inc.Jun 18, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jan Brian Sokolowski · Managing Member And Chief Compliance Officercontrolsince 02/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Medfield, Ma · principal | 3 | 0 | 0 | ||
| Amesbury, Ma | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Jun 22, 2026 to Sep 10, 2026
- Related adviser · false to unsetJun 22, 2026 to Sep 10, 2026
- Related bank · false to unsetJun 22, 2026 to Sep 10, 2026
- Related broker-dealer · false to unsetJun 22, 2026 to Sep 10, 2026
- Related insurance company · false to unsetJun 22, 2026 to Sep 10, 2026
- Succession · false to unsetJun 22, 2026 to Sep 10, 2026
- Accounts · 212 to 255Feb 25, 2026 to Mar 16, 2026
- Advisory employees · 4 to 3Feb 25, 2026 to Mar 16, 2026
- HNW clients · 45 to 52Feb 25, 2026 to Mar 16, 2026
- Individual clients · 53 to 60Feb 25, 2026 to Mar 16, 2026
- Assets in custody · 3066020.0 to unsetFeb 25, 2026 to Mar 16, 2026
- Custody of client assets · true to falseFeb 25, 2026 to Mar 16, 2026
- Employees · 5 to 3Feb 25, 2026 to Mar 16, 2026
- Financial planning clients · 11-25 to 101-250Feb 25, 2026 to Mar 16, 2026
- State-registered IARs · 2 to 3Feb 25, 2026 to Mar 16, 2026
- Discretionary RAUM · $137M to $154MFeb 25, 2026 to Mar 16, 2026
- HNW RAUM · $101M to $115MFeb 25, 2026 to Mar 16, 2026
- Individual RAUM · $23.1M to $26.4MFeb 25, 2026 to Mar 16, 2026
- RAUM · $137M to $154MFeb 25, 2026 to Mar 16, 2026
- Financial planning clients · 11-25 to 11-25Apr 29, 2025 to May 16, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/bluebird-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (508) 359-4349reportedpublic record, Form ADV, Sep 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026