DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alta Wealth Advisors LLC
Latest filing Jun 26, 2026
First filing on the tape Mar 16, 2018 · 33 filings
SEC status approved since Apr 17, 2018
RAUM
$665M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$649M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$55.4M
derived; firm RAUM over IAPD count
Employees
15
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$665M as of Jun 26, 2026
Feb 15, 2019$131M then
HNW client RAUM$506M as of Jun 26, 2026
Feb 15, 2019$89.9M then
State-registered IARs (5.B.3)10 as of Jun 26, 2026
Feb 15, 20195 then
Employees (5.A)15 as of Jun 26, 2026
Feb 15, 20195 then
Private funds: no history
RAUM +34% over the last fiscal year+29% a year over threeIARs 8 to 10
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $55.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $399,180derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 12.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +36%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 779reportedItem 5.H
- Wrap fee program
- $112MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$506M76%
- Individuals$143M21%
- Corporations and businesses$12.3M1.9%
- Pension and profit-sharing plans$3.1M0.5%
- Individual clients
- 539reported
- HNW clients
- 233reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 1,665reported
- Financial planning clients
- 779reported
- Wrap fee programs
- $0 sponsored, $12.0M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=12.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Vincenzo Stuto | Woburn, Ma | Apr 23, 2018 | 19 y | 4 |
| Paul M Brissenden | Woburn, Ma | Apr 30, 2018 | 18 y | 3 |
| Michael Dominic VitiChartered Financial Consultant | Woburn, Ma | Apr 30, 2018 | 36 y | 1 |
| Bryan Parks | Woburn, Ma | Apr 30, 2018 | 18 y | 3 |
| Anthony J Depinto | Woburn, Ma | May 31, 2018 | 26 y | 4 |
| Zachary Armand Leighton | Woburn, Ma | Oct 25, 2024 | 15 y | 2 |
| Nicole Marie Somers | Woburn, Ma | Jan 17, 2025 | 15 y | 1 |
| Francis Thaddeus FinnCertified Financial Planner | Woburn, Ma | Jul 21, 2025 | 36 y | 1 |
| Michael Robert QuinnCertified Financial Planner, Chartered Financial Consultant | Woburn, Ma | Dec 10, 2025 | 20 y | 1 |
| Reid Jonathan Soberman | Woburn, Ma | Jan 30, 2026 | 10 y | 3 |
| William Gerard Skinner | Woburn, Ma | Jan 30, 2026 | 20 y | 4 |
| Michael Patrick Burke | Woburn, Ma | Feb 24, 2026 | 11 y | 0 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- William Gerard Skinner from Osaic Institutions, Inc.Jan 30, 2026 · Affiliated broker-dealer or bank to independent RIA
- Reid Jonathan Soberman from Osaic Institutions, Inc.Jan 30, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael Robert Quinn from Eagle Strategies LLCDec 10, 2025 · Affiliated broker-dealer or bank to independent RIA
- Francis Thaddeus Finn from Park Avenue Securities LLCJul 21, 2025 · Other
- Nicole Marie Somers from Morgan StanleyJan 17, 2025 · Wirehouse to independent RIA
- Zachary Armand Leighton from Citizens Securities, Inc.Oct 25, 2024 · Affiliated broker-dealer or bank to independent RIA
- Anthony J Depinto from Pinnacle Private Wealth, LLCMay 31, 2018 · RIA to a newly registered adviser
- Michael Dominic Viti from Pinnacle Private Wealth, LLCApr 30, 2018 · RIA to a newly registered adviser
- Bryan Parks from Pinnacle Private Wealth, LLCApr 30, 2018 · RIA to a newly registered adviser
- Paul M Brissenden from Pinnacle Private Wealth, LLCApr 30, 2018 · RIA to a newly registered adviser
- Vincenzo Stuto from Pinnacle Private Wealth, LLCApr 23, 2018 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Osaic Institutions, Inc.Feb 2, 2026 · Newton, Ma
- 4 joined from Pinnacle Private Wealth, LLCMay 23, 2018 · Burlington, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M Paul Brissenden · Managing Partnercontrolsince 02/2018 · owns 25% to 50%
- Bryan Parks · Managing Partnercontrolsince 02/2018 · owns 25% to 50%
- Vincenzo Stuto · Managing Partner & Ccocontrolsince 02/2018 · owns 25% to 50%
- Dominic Michael Viti · Managing Partnercontrolsince 02/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Woburn, Ma · principal | 12 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,203 to 1,665Feb 26, 2025 to Mar 3, 2026
- Advisory employees · 8 to 15Feb 26, 2025 to Mar 3, 2026
- BD registered reps · 8 to 12Feb 26, 2025 to Mar 3, 2026
- Corporate clients · 4 to 5Feb 26, 2025 to Mar 3, 2026
- HNW clients · 182 to 233Feb 26, 2025 to Mar 3, 2026
- Individual clients · 386 to 539Feb 26, 2025 to Mar 3, 2026
- Pension plan clients · 3 to 2Feb 26, 2025 to Mar 3, 2026
- Employees · 8 to 15Feb 26, 2025 to Mar 3, 2026
- State-registered IARs · 8 to 10Feb 26, 2025 to Mar 3, 2026
- Discretionary RAUM · $488M to $662MFeb 26, 2025 to Mar 3, 2026
- HNW RAUM · $382M to $506MFeb 26, 2025 to Mar 3, 2026
- Individual RAUM · $95.6M to $143MFeb 26, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $7.2M to $3.1MFeb 26, 2025 to Mar 3, 2026
- Pension RAUM · $7.2M to $3.1MFeb 26, 2025 to Mar 3, 2026
- RAUM · $495M to $665MFeb 26, 2025 to Mar 3, 2026
- Wrap assets (manager) · $2.0M to $12.0MFeb 26, 2025 to Mar 3, 2026
- Accounts · 1,033 to 1,203Dec 2, 2024 to Feb 26, 2025
- Advisory employees · 7 to 8Dec 2, 2024 to Feb 26, 2025
- BD registered reps · 7 to 8Dec 2, 2024 to Feb 26, 2025
- HNW clients · 170 to 182Dec 2, 2024 to Feb 26, 2025
- Individual clients · 368 to 386Dec 2, 2024 to Feb 26, 2025
- Employees · 7 to 8Dec 2, 2024 to Feb 26, 2025
- Financial planning clients · More than 500 to More than 500Dec 2, 2024 to Feb 26, 2025
- State-registered IARs · 7 to 8Dec 2, 2024 to Feb 26, 2025
- Discretionary RAUM · $391M to $488MDec 2, 2024 to Feb 26, 2025
- HNW RAUM · $300M to $382MDec 2, 2024 to Feb 26, 2025
- Individual RAUM · $82.2M to $95.6MDec 2, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $8.7M to $7.2MDec 2, 2024 to Feb 26, 2025
- Pension RAUM · $8.7M to $7.2MDec 2, 2024 to Feb 26, 2025
- RAUM · $400M to $495MDec 2, 2024 to Feb 26, 2025
- Wrap assets (manager) · $6.5M to $2.0MDec 2, 2024 to Feb 26, 2025
- Advisory employees · 8 to 7Oct 29, 2024 to Dec 2, 2024
- Employees · 8 to 7Oct 29, 2024 to Dec 2, 2024
- State-registered IARs · 8 to 7Oct 29, 2024 to Dec 2, 2024
- Advisory employees · 7 to 8Oct 9, 2024 to Oct 29, 2024
- Employees · 7 to 8Oct 9, 2024 to Oct 29, 2024
- State-registered IARs · 7 to 8Oct 9, 2024 to Oct 29, 2024
- Advisory employees · 6 to 7Sep 27, 2024 to Oct 9, 2024
- BD registered reps · 6 to 7Sep 27, 2024 to Oct 9, 2024
- Employees · 6 to 7Sep 27, 2024 to Oct 9, 2024
Signals
3 dated events
- Alta Wealth Advisors Llc reported RAUM $664.6M, up 34% from $495.5M (2025-02-26 to 2026-03-03)Mar 3, 2026 · RAUM change · derived
- 2 advisors left Osaic Institutions, Inc. (Newton, MA) for Alta Wealth Advisors LLC on the same dayFeb 2, 2026 · Team lift-out · derived
- Alta Wealth Advisors Llc filed its initial SEC registration (Form ADV)Mar 16, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@altawealthadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- mgolden@altawealthadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ndabene@altawealthadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- tmendez@altawealthadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 617-477-4128reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 617-480-6962reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 774-503-5088reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- ALTAWEALTHADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (781) 404-6909reportedpublic record, Form ADV, Jun 26, 2026
- Team page
- ALTAWEALTHADVISORS.COM/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026