DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lifepoint Planning
Legal name Lifepoint Planning, Pllc
Latest filing Feb 18, 2026
First filing on the tape Feb 28, 2025 · 3 filings
SEC status approved since Feb 7, 2025
RAUM
$168M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
97%
$164M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$56.2M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$168M as of Feb 18, 2026
Feb 28, 2025$119M then
HNW client RAUM$147M as of Feb 18, 2026
Feb 28, 2025$97.2M then
State-registered IARs (5.B.3)3 as of Feb 18, 2026
Feb 28, 20253 then
Employees (5.A)3 as of Feb 18, 2026
Feb 28, 20253 then
Private funds: no history
RAUM +42% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $56.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $373,528derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$147M87%
- Individuals$16.8M10.0%
- Pension and profit-sharing plans$2.4M1.4%
- Charitable organizations$1.7M1.0%
- Corporations and businesses$312,2290.2%
- Individual clients
- 57reported
- HNW clients
- 53reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 451reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Douglas Allen OosterhartCertified Financial Planner | Schaumburg, Il | May 7, 2018 | 13 y | 1 |
| Edward Matthew Perry | Grand Rapids, Mi | Jan 1, 2025 | 11 y | 3 |
| Aaron Ray Harris | East Lansing, Mi | Sep 17, 2025 | 16 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- Joshua Jacobs Mccarthy to Pacer Advisors, Inc.Sep 30, 2025 · Other
Joined, latest
- Aaron Ray Harris from Raymond James & Associates, Inc.Sep 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- Joshua Jacobs Mccarthy from Russell InvestmentsMar 13, 2025 · Other
- Edward Matthew Perry from Wealthsource?Jan 1, 2025 · RIA to RIA
- Douglas Allen Oosterhart from Northwestern Mutual Investment Services,LLCMay 7, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Schaumburg, Il · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 18, 2026RAUM (Item 5.F) moved from $118,882,866 to $168,461,233 (+42.0%) between the annual amendments of 2025-02-28 and 2026-02-18; the peer median change was +15.0% (4550 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 357 to 451Nov 12, 2025 to Feb 18, 2026
- HNW clients · 41 to 53Nov 12, 2025 to Feb 18, 2026
- Discretionary RAUM · $114M to $159MNov 12, 2025 to Feb 18, 2026
- HNW RAUM · $97.2M to $147MNov 12, 2025 to Feb 18, 2026
- Individual RAUM · $18.0M to $16.8MNov 12, 2025 to Feb 18, 2026
- Non-discretionary RAUM · $4.8M to $9.6MNov 12, 2025 to Feb 18, 2026
- Pension RAUM · $1.9M to $2.4MNov 12, 2025 to Feb 18, 2026
- RAUM · $119M to $168MNov 12, 2025 to Feb 18, 2026
Signals
1 dated events
- Joshua Jacobs Mccarthy left Lifepoint Planning for Pacer Advisors, Inc. (registered 2025-10-03)Sep 30, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@lifepointplanning.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 844-505-3618reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- LIFEPOINTPLANNING.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 844-505-3618reportedpublic record, Form ADV, Feb 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026