DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lifepoint Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Ray Harris | Raymond James & Associates, Inc. national BD | Lifepoint Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2025 | Sep 17, 2025 (86 d) |
| Joshua Jacobs Mccarthy | Russell Investments other | Lifepoint Planning independent RIA | Other | Apr 1, 2025 | Mar 13, 2025 |
| Edward Matthew Perry | Wealthsource? independent RIA | Lifepoint Planning independent RIA | RIA to RIA | Mar 28, 2022 | Jan 1, 2025 (1010 d) |
| Douglas Allen Oosterhart | Northwestern Mutual Investment Services,LLC no RAUM | Lifepoint Planning independent RIA | Other | Apr 19, 2018 | May 7, 2018 |
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4 moves match.