DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M•••••••• F•••••••• G••••

Independent wealth managerPrinceton, New JerseyCRD 297882SEC 801-135605websiteIAPD
Legal name M•••••••• F•••••••• G•••• L•••••• L•••••••• C••••••
Latest filing Jun 24, 2026
First filing on the tape Mar 9, 2026 · 3 filings
SEC status approved since Mar 20, 2026
RAUM
$104M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$104M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$17.4M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$104M as of Jun 24, 2026
Mar 9, 2026$104M then
HNW client RAUM$53.6M as of Jun 24, 2026
Mar 9, 2026$53.6M then
State-registered IARs (5.B.3)6 as of Jun 24, 2026
Mar 9, 20266 then
Employees (5.A)9 as of Jun 24, 2026
Mar 9, 20269 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 24, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$17.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
50derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$799,554derivedHNW RAUM over HNW clients
Average account
$216,214derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$53.6M51%
  • Individuals$50.9M49%
Individual clients
230reported
HNW clients
67reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
483reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• T••••• R••••Princeton, NjSep 25, 201823 y1
D••••• M•••••• A•••••Princeton, NjDec 10, 201927 y0
K•••• C•••••• F•••••Princeton, NjApr 16, 202417 y1
L••• V• L•••Princeton, NjAug 30, 202412 y0
N••••••• S••••• N•••Princeton, NjDec 5, 202510 y1
R••• W•••••• B••••Princeton, NjJan 7, 202611 y1
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • A•••••• D•••••• M•••••• · Co- Ownercontrol
    since 08/2018 · owns 50% to 75%
  • R••••• M••••••• T••••• · Owner/Chief Compliance Officercontrol
    since 08/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Princeton, Nj · principal620
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • HQ city · M•••••••• to PRINCETON
    Mar 9, 2026 to May 21, 2026
  • Other offices · 3 to 2
    Mar 9, 2026 to May 21, 2026
Signals
1 dated events
  • T••••• D••••• left M•••••••• F•••••••• G•••• for S•••••• W••••• M••••••••• (registered 2026-01-06)
    Sep 16, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/millstone-financialreportedpublic record, Form ADV, Sep 18, 2026
Website
millstonefinancialgroup.netreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
732-385-8544reportedpublic record, Form ADV, Jun 24, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$17.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026