DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Vigil Wealth Management, LLC
Latest filing Mar 24, 2026
First filing on the tape Nov 19, 2018 · 18 filings
SEC status approved since Jan 3, 2023
RAUM
$186M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
77%
$143M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$62.0M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$186M as of Mar 24, 2026
Mar 21, 2023$105M then
HNW client RAUM$129M as of Mar 24, 2026
Mar 21, 2023$66.8M then
State-registered IARs (5.B.3)3 as of Mar 24, 2026
Mar 21, 20233 then
Employees (5.A)4 as of Mar 24, 2026
Mar 21, 20233 then
Private funds: no history
RAUM +20% over the last fiscal year+21% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $62.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $446,129derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $176MreportedItem 5.I
- Custody
- $44.3M, 59 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$129M69%
- Corporations and businesses$35.5M19%
- Individuals$14.3M7.7%
- Pension and profit-sharing plans$7.2M3.9%
- Charitable organizations$284,7740.2%
- Individual clients
- 89reported
- HNW clients
- 73reported
- Pension plan clients
- 6reported
- Charitable clients
- n/areported
- Accounts
- 417reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $44.3M for 59 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.77 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David James VigilCertified Financial Planner | Ponte Vedra Beach, Fl | Feb 4, 2019 | 21 y | 7 |
| Ritesh Upadhyaya | Ponte Vedra Beach, Fl | May 17, 2019 | 15 y | 3 |
| Baylee Shay Zeigler | Ponte Vedra Beach, Fl | Dec 17, 2021 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Alan Bratic to Ifg Advisory, LLCJul 15, 2020 · Other
Joined, latest
- Alan Bratic from Cetera Advisors LLCMar 9, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- Ritesh Upadhyaya from Truist Advisory Services, Inc.May 17, 2019 · Other
- David James Vigil from Private WealthFeb 4, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James David Vigil · Managing Director, Private Wealth Advisor, And Chief Compliance Officercontrolsince 11/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ponte Vedra Beach, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 421 to 417Nov 4, 2025 to Mar 24, 2026
- HNW clients · 62 to 73Nov 4, 2025 to Mar 24, 2026
- Individual clients · 87 to 89Nov 4, 2025 to Mar 24, 2026
- Pension plan clients · 7 to 6Nov 4, 2025 to Mar 24, 2026
- Assets in custody · $37.2M to $44.3MNov 4, 2025 to Mar 24, 2026
- Financial planning clients · 51-100 to 101-250Nov 4, 2025 to Mar 24, 2026
- Discretionary RAUM · $149M to $179MNov 4, 2025 to Mar 24, 2026
- HNW RAUM · $108M to $129MNov 4, 2025 to Mar 24, 2026
- Individual RAUM · $15.1M to $14.3MNov 4, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $6.8M to $7.2MNov 4, 2025 to Mar 24, 2026
- Pension RAUM · $6.8M to $7.2MNov 4, 2025 to Mar 24, 2026
- RAUM · $155M to $186MNov 4, 2025 to Mar 24, 2026
- Financial planning clients · 51-100 to 51-100Mar 10, 2025 to Jun 2, 2025
- Accounts · 392 to 421Oct 31, 2024 to Mar 10, 2025
- Individual clients · 81 to 87Oct 31, 2024 to Mar 10, 2025
- Assets in custody · $39.6M to $37.2MOct 31, 2024 to Mar 10, 2025
- Financial planning clients · 101-250 to 51-100Oct 31, 2024 to Mar 10, 2025
- Discretionary RAUM · $120M to $149MOct 31, 2024 to Mar 10, 2025
- HNW RAUM · $87.5M to $108MOct 31, 2024 to Mar 10, 2025
- Individual RAUM · $9.4M to $15.1MOct 31, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $6.2M to $6.8MOct 31, 2024 to Mar 10, 2025
- Pension RAUM · $6.2M to $6.8MOct 31, 2024 to Mar 10, 2025
- RAUM · $127M to $155MOct 31, 2024 to Mar 10, 2025
- Employees · 3 to 4Aug 22, 2024 to Oct 31, 2024
- Accounts · 338 to 392Mar 21, 2023 to Feb 14, 2024
- Corporate clients · unset to 8.0Mar 21, 2023 to Feb 14, 2024
- HNW clients · 68 to 62Mar 21, 2023 to Feb 14, 2024
- Individual clients · 116 to 81Mar 21, 2023 to Feb 14, 2024
- Pension plan clients · 9 to 7Mar 21, 2023 to Feb 14, 2024
- Assets in custody · $1.4M to $39.6MMar 21, 2023 to Feb 14, 2024
- Discretionary RAUM · $100M to $120MMar 21, 2023 to Feb 14, 2024
- HNW RAUM · $66.8M to $87.5MMar 21, 2023 to Feb 14, 2024
- Individual RAUM · $12.9M to $9.4MMar 21, 2023 to Feb 14, 2024
- Non-discretionary RAUM · $4.7M to $6.2MMar 21, 2023 to Feb 14, 2024
- Pension RAUM · $4.7M to $6.2MMar 21, 2023 to Feb 14, 2024
- RAUM · $105M to $127MMar 21, 2023 to Feb 14, 2024
- Accounts · 343 to 338Nov 29, 2022 to Mar 21, 2023
- HNW clients · 71 to 68Nov 29, 2022 to Mar 21, 2023
- Individual clients · 114 to 116Nov 29, 2022 to Mar 21, 2023
- Assets in custody · $18.2M to $1.4MNov 29, 2022 to Mar 21, 2023
Signals
1 dated events
- Vigil Wealth Management, Llc filed its initial SEC registration (Form ADV)Nov 19, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- (904) 709-4810reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026