DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vigil Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alan Bratic | Cetera Advisors LLC BD affiliated | Vigil Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 9, 2018 | Mar 9, 2020 (578 d) |
| David James Vigil | Private Wealth no RAUM | Vigil Wealth Management, LLC no RAUM | Other | Jun 1, 2018 | Feb 4, 2019 (248 d) |
| Ritesh Upadhyaya | Truist Advisory Services, Inc. other | Vigil Wealth Management, LLC no RAUM | Other | Apr 27, 2017 | May 17, 2019 (750 d) |
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3 moves match.