DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• W•••••• L••
Latest filing Jun 19, 2026
First filing on the tape May 10, 2023 · 8 filings
SEC status approved since Jun 8, 2023
RAUM
$206M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$206M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$68.7M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$206M as of Jun 19, 2026
Mar 1, 2024$142M then
HNW client RAUM$204M as of Jun 19, 2026
Mar 1, 2024$139M then
State-registered IARs (5.B.3)3 as of Jun 19, 2026
Mar 1, 20243 then
Employees (5.A)3 as of Jun 19, 2026
Mar 1, 20243 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Jun 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $68.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 15derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $623,110derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$204M99%
- Individuals$2.2M1.1%
- Individual clients
- 8reported
- HNW clients
- 38reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 331reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• G••••• M•••••• | The Woodlands, Tx | Mar 22, 2019 | 16 y | 0 |
| L•••••• M•••••• C••••••Certified Financial Planner | The Woodlands, Tx | Apr 23, 2019 | 17 y | 1 |
| S•••••• S••••• | The Woodlands, Tx | Jun 18, 2026 | 12 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••••• S••••• from M••••• A•••• M••••••••• C••••Jun 18, 2026 · RIA to RIA
- L•••••• M•••••• C•••••• from M••••• S••••••Apr 23, 2019 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• L••••••• M•••••• · Managing Member And Chief Compliance Officercontrolsince 04/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| The Woodlands, Tx · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 319 to 331Feb 21, 2025 to Mar 6, 2026
- HNW clients · 35 to 38Feb 21, 2025 to Mar 6, 2026
- Individual clients · 4 to 8Feb 21, 2025 to Mar 6, 2026
- Financial planning clients · 26-50 to 0Feb 21, 2025 to Mar 6, 2026
- Discretionary RAUM · $176M to $202MFeb 21, 2025 to Mar 6, 2026
- HNW RAUM · $176M to $204MFeb 21, 2025 to Mar 6, 2026
- Individual RAUM · $3.1M to $2.2MFeb 21, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $2.4M to $4.4MFeb 21, 2025 to Mar 6, 2026
- RAUM · $179M to $206MFeb 21, 2025 to Mar 6, 2026
- Accounts · 320 to 319Jun 5, 2024 to Feb 21, 2025
- Individual clients · 7 to 4Jun 5, 2024 to Feb 21, 2025
- Financial planning clients · 26-50 to 26-50Jun 5, 2024 to Feb 21, 2025
- Discretionary RAUM · $142M to $176MJun 5, 2024 to Feb 21, 2025
- HNW RAUM · $139M to $176MJun 5, 2024 to Feb 21, 2025
- Individual RAUM · $3.3M to $3.1MJun 5, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $334,754 to $2.4MJun 5, 2024 to Feb 21, 2025
- RAUM · $142M to $179MJun 5, 2024 to Feb 21, 2025
- Accounts · 310 to 320Jun 12, 2023 to Mar 1, 2024
- HNW clients · 33 to 35Jun 12, 2023 to Mar 1, 2024
- Individual clients · 12 to 7Jun 12, 2023 to Mar 1, 2024
- Discretionary RAUM · $112M to $142MJun 12, 2023 to Mar 1, 2024
- HNW RAUM · $112M to $139MJun 12, 2023 to Mar 1, 2024
- Individual RAUM · $2.8M to $3.3MJun 12, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $3.2M to $334,754Jun 12, 2023 to Mar 1, 2024
- RAUM · $115M to $142MJun 12, 2023 to Mar 1, 2024
Signals
1 dated events
- C•••••• W•••••• L•• filed its initial SEC registration (Form ADV)May 10, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cooksen-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (832) 592-2554reportedpublic record, Form ADV, Jun 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026